SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

Registered adviser

CIK

1794153

Location

MINNEAPOLIS, MN

Portfolio Value

Small $524,676,512

Diversification

Diversified

Filing Date

Global Rank

#3,736 / 8,830 ▼ 87 · as of Jun 2026

Top Industry

Insurance - Diversified 18.1%

Period ended 42 days ago

Filed Nov 10, 2026 · 1d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 147384

Roster of Nov 1, 2026

Regulatory AUM

$730,354,266

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$730,354,266	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$644,418,641	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$552,936,873	Individuals and high net worth (100%)
May 2023 to Mar 2024	$445,271,662	Individuals and high net worth (100%)
Apr 2023	$445,271,662	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$475,934,777	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 70.7% of the book (60%+)

Turnover

Low turnover

6.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 22.1 quarters (12+), a floor since 59.9% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 71.7%; sector active share 43.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

175 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

12.7%

−1.3 pts

Top 5

51.7%

−1.0 pts

Top 10

70.3%

−0.4 pts

HHI

651

Diversified−31

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	43.9%	$230,196,624	63
Financial Services	21.6%	$113,073,048	26
Technology	14.4%	$75,389,952	17
Communication Services	7.5%	$39,294,673	8
Consumer Defensive	4.0%	$21,150,491	10
Consumer Cyclical	2.9%	$15,112,137	11
Healthcare	2.5%	$13,305,672	13
Industrials	1.2%	$6,352,917	12
Energy	1.0%	$5,009,066	8
Real Estate	0.7%	$3,562,381	4
Basic Materials	0.4%	$2,229,551	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DGRO	iShares Core Dividend Growth ETF	+62,717	424,870	$32,030,949
DFAU	Dimensional US Core Equity Market ETF	+30,335	558,720	$29,254,579
FAX	Abrdn Asia-Pacific Income Fund, Inc.	+18,412	100,250	$1,311,270
DVY	iShares Select Dividend ETF	+16,680	142,374	$21,650,814
PHYS	Sprott Physical Gold Trust	+15,212	860,792	$26,916,965
DSL	DoubleLine Income Solutions Fund	+13,574	154,087	$1,540,870
WY	Weyerhaeuser Co	+10,051	109,404	$2,084,146
DFAI	Dimensional International Core Equity Market ETF	+9,728	384,769	$15,940,979
FRA	Blackrock Floating Rate Income Strategies Fund, Inc.	+9,454	110,955	$1,169,465
NIE	Virtus Equity & Convertible Income Fund	+9,385	236,221	$5,905,525
VBIL	Vanguard Institutional Index Funds	+9,336	28,546	$2,161,503
TGT	Target Corp	+8,561	59,532	$9,328,069
COWG	Pacer US Large Cap Cash Cows Growth Leaders ETF	+8,037	41,494	$1,654,780
JEPI	JPMorgan Equity Premium Income ETF	+5,923	42,548	$2,392,048
DFGP	Dimensional Global Core Plus Fixed Income ETF	+5,706	82,458	$4,281,714
DFCF	Dimensional Core Fixed Income ETF	+3,956	130,203	$5,223,744
COWZ	Pacer US Cash Cows 100 ETF	+3,951	115,989	$7,743,425
JPST	JPMorgan Ultra-Short Income ETF	+3,759	56,587	$2,850,287
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	+3,076	145,650	$12,642,420
DFEV	Dimensional Emerging Markets Value ETF	+2,863	75,679	$3,208,789
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	+2,564	80,659	$8,157,044
STZ	Constellation Brands, Inc.	+2,120	4,025	$455,066
HD	Home Depot, Inc.	+2,053	6,434	$1,830,408
NIM	Nuveen Select Maturities Municipal Fund	+1,884	51,768	$450,381
AVEM	Avantis Emerging Markets Equity ETF	+1,671	14,098	$1,325,493
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IGR	Cbre Global Real Estate Income Fund	−237,577	128,981	$1,516,816
LAND	GLADSTONE LAND Corp	−64,786	60,501	$572,339
BRK-B	Berkshire Hathaway Inc	−15,126	104,202	$51,887,385
KARO	Karooooo Ltd.	−8,000	86,215	$5,172,900
BKNG	Booking Holdings Inc.	−2,800	1,750	$285,092
COST	Costco Wholesale Corp	−2,123	2,596	$2,363,242
AVLV	Avantis U.S. Large Cap Value ETF	−2,002	4,718	$426,695
AVIV	Avantis International Large Cap Value ETF	−1,174	6,049	$481,681
DFIC	Dimensional International Core Equity 2 ETF	−1,138	60,087	$2,259,872
IEMG	iShares Trust	−959	23,253	$0
GOOG	Alphabet Inc.	−940	25,912	$8,829,254
MU	Micron Technology Inc	−766	318	$338,704
AAPL	Apple Inc.	−664	127,908	$42,595,922
HONA	Honeywell Aerospace Inc.	−625	5,309	$822,735
HON	Honeywell International Inc	−625	5,309	$1,119,880
DIS	Walt Disney Co	−622	10,635	$1,115,611
GOOGL	Alphabet Inc.	−599	67,752	$23,312,108
VZ	Verizon Communications Inc	−569	33,204	$1,523,067
GIS	General Mills Inc	−537	11,616	$373,570
AVUV	Avantis U.S. Small Cap Value ETF	−455	96,100	$11,317,697
PSLV	Sprott Physical Silver Trust	−425	81,515	$1,578,945
AMZN	Amazon Com Inc	−220	19,255	$4,797,383
UNH	Unitedhealth Group Inc	−218	13,897	$5,101,310
IEUR	iShares Core MSCI Europe ETF	−213	26,607	$1,960,935
BNDX	Vanguard Total International Bond ETF	−194	4,960	$232,475
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
PATN	Pacer Nasdaq International Patent Leaders ETF	7,307	$260,640
GDLC	Grayscale CoinDesk Crypto 5 ETF	6,420	$246,271
AVGO	Broadcom Inc.	692	$243,023
SHEL	Shell plc	2,476	$235,343
CALF	Pacer US Small Cap Cash Cows 100 ETF	3,906	$208,111
AMGN	Amgen Inc	481	$202,746
STTK	Shattuck Labs, Inc.	27,235	$185,742
HURA	TuHURA Biosciences, Inc.	36,952	$77,599
MSGS	MSG Knickerbockers Corp.	617	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
DFAC	Dimensional U.S. Core Equity 2 ETF	117,013	$5,190,696
DFAT	Dimensional U.S. Targeted Value ETF	55,778	$3,898,882
SOLS	Solstice Advanced Materials Inc.	2,838	$251,446
MSGK	MSG Knickerbockers Corp.	617	$247,935
TPR	Tapestry, Inc.	1,681	$246,064
DFSV	Dimensional US Small Cap Value ETF	6,047	$234,563
LAMR	Lamar Advertising Co	1,346	$209,949
LOCL	Local Bounti Corporation	99,455	$128,296
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

175 tracked positions · $524,676,512 total · filing declares 175 positions · $527,692,880 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 175 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	104,202	-15,126	$51,887,385	−13.1%	9.89%
AAPL	Apple Inc. Technology	Reduced	127,908	-664	$42,595,922	+14.5%	8.12%
DGRO	iShares Core Dividend Growth ETF	Added	424,870	+62,717	$32,030,949	+16.7%	6.10%
DFAU	Dimensional US Core Equity Market ETF	Added	558,720	+30,335	$29,254,579	+7.1%	5.58%
PHYS	Sprott Physical Gold Trust Financial Services	Added	860,792	+15,212	$26,916,965	+5.5%	5.13%
GOOGL	Alphabet Inc. Communication Services	Reduced	67,752	-599	$23,312,108	−4.6%	4.44%
DVY	iShares Select Dividend ETF	Added	142,374	+16,680	$21,650,814	+10.2%	4.13%
DFAI	Dimensional International Core Equity Market ETF	Added	384,769	+9,728	$15,940,979	+3.0%	3.04%
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	Added	145,650	+3,076	$12,642,420	+0.1%	2.41%
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	96,100	-455	$11,317,697	−6.0%	2.16%
AVES	Avantis Emerging Markets Value ETF	Added	150,274	+608	$9,787,345	−0.3%	1.87%
TGT	Target Corp Consumer Defensive	Added	59,532	+8,561	$9,328,069	+40.1%	1.78%
GOOG	Alphabet Inc. Communication Services	Reduced	25,912	-940	$8,829,254	−6.9%	1.68%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Added	80,659	+2,564	$8,157,044	+6.4%	1.55%
MSFT	Microsoft Corp Technology	Added	15,795	+405	$8,101,255	+41.1%	1.54%
COWZ	Pacer US Cash Cows 100 ETF	Added	115,989	+3,951	$7,743,425	+11.1%	1.48%
AVLC	Avantis U.S. Large Cap Equity ETF	Added	85,272	+980	$7,697,503	+1.5%	1.47%
AVDV	Avantis International Small Cap Value ETF	Added	67,759	+117	$7,411,479	+6.3%	1.41%
PANW	Palo Alto Networks Inc Technology	Reduced	18,136	-23	$7,205,614	+16.4%	1.37%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	116,735	+1,101	$6,923,552	+0.3%	1.32%
JPM	Jpmorgan Chase & Co Financial Services	Added	18,988	+380	$6,281,800	+3.1%	1.20%
AVUS	Avantis U.S. Equity ETF	Reduced	47,931	-152	$6,139,481	−0.3%	1.17%
NIE	Virtus Equity & Convertible Income Fund Financial Services	Added	236,221	+9,385	$5,905,525	−3.1%	1.13%
PM	Philip Morris International Inc. Consumer Defensive	Added	29,577	+31	$5,643,883	+5.6%	1.08%
DFCF	Dimensional Core Fixed Income ETF	Added	130,203	+3,956	$5,223,744	−2.0%	1.00%
KARO	Karooooo Ltd. Technology	Reduced	86,215	-8,000	$5,172,900	+11.2%	0.99%
UNH	Unitedhealth Group Inc Healthcare	Reduced	13,897	-218	$5,101,310	−13.0%	0.97%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	19,255	-220	$4,797,383	+3.4%	0.91%
DFGP	Dimensional Global Core Plus Fixed Income ETF	Added	82,458	+5,706	$4,281,714	+2.4%	0.82%
NVDA	Nvidia Corp Technology	Added	18,477	+1,314	$4,219,777	+22.9%	0.80%
META	Meta Platforms, Inc. Communication Services	Reduced	5,645	-162	$4,093,641	+25.1%	0.78%
JNJ	Johnson & Johnson Healthcare	Added	13,373	+204	$3,540,368	+5.9%	0.67%
WFC	Wells Fargo & Company Financial Services	Added	42,333	+912	$3,388,756	−1.0%	0.65%
DFEV	Dimensional Emerging Markets Value ETF	Added	75,679	+2,863	$3,208,789	+3.3%	0.61%
AVDE	Avantis International Equity ETF	Added	33,986	+304	$3,062,478	+1.9%	0.58%
JPST	JPMorgan Ultra-Short Income ETF	Added	56,587	+3,759	$2,850,287	+6.7%	0.54%
V	Visa Inc. Financial Services	Added	7,881	+333	$2,831,879	+9.4%	0.54%
DISV	Dimensional International Small Cap Value ETF	Added	59,046	+1,609	$2,556,101	+10.9%	0.49%
JEPI	JPMorgan Equity Premium Income ETF	Added	42,548	+5,923	$2,392,048	+15.6%	0.46%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	2,596	-2,123	$2,363,242	−46.5%	0.45%
SBUX	Starbucks Corp Consumer Cyclical	Added	24,114	+261	$2,265,751	−7.0%	0.43%
DFIC	Dimensional International Core Equity 2 ETF	Reduced	60,087	-1,138	$2,259,872	−0.9%	0.43%
VBIL	Vanguard Institutional Index Funds	Added	28,546	+9,336	$2,161,503	+48.7%	0.41%
WY	Weyerhaeuser Co Real Estate	Added	109,404	+10,051	$2,084,146	−12.4%	0.40%
MCD	Mcdonalds Corp Consumer Cyclical	Added	8,907	+106	$2,056,982	−13.5%	0.39%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	22,589	+794	$2,024,652	−3.7%	0.39%
IEUR	iShares Core MSCI Europe ETF	Reduced	26,607	-213	$1,960,935	−2.7%	0.37%
HD	Home Depot, Inc. Consumer Cyclical	Added	6,434	+2,053	$1,830,408	+18.5%	0.35%
INFQ	Infleqtion, Inc. Technology	Held	127,704	0	$1,720,172	+1.1%	0.33%
JHX	James Hardie Industries plc Basic Materials	Held	65,550	0	$1,659,070	−3.3%	0.32%

Showing the top 50 of 175 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.