ROTHSCHILD INVESTMENT LLC

Position in NIE — Virtus Equity & Convertible Income Fund

CIK 85338 CHICAGO, IL

Position in NIE

as of Mar 31, 2026 · filed May 7, 2026 Compact

Position Value

$677,229

-$45,226 QoQ

Shares Held

28,991

0.0% QoQ

Ownership

0.105%

of shares outstanding

% of Portfolio

0.05%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Dec 2023

9 quarters on record

Voting authority Sole 0.ToString("F0")% Shared 0.ToString("F0")% None 100.ToString("F0")%

Financial Services · as of Mar 31, 2026

ROTHSCHILD INVESTMENT LLC holds $57,489,237 across 125 Asset Management names. NIE ranks #16 (1.2% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	BX	Blackstone Inc.	205,139	$23,588,933
2	RVT	Royce Small-Cap Trust, Inc.	240,212	$3,987,519
3	KKR	KKR & Co. Inc.	41,187	$3,809,797
4	WT	WisdomTree, Inc.	259,779	$3,782,382
5	ARCC	Ares Capital Corp	118,385	$2,133,297
6	OWL	Blue Owl Capital Inc.	192,618	$1,758,602
7	IVZ	Invesco Ltd.	60,083	$1,459,416
8	STT	State Street Corp	10,168	$1,286,862

9 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$677,229	28,991	0.0%	Shares	Sole	2026-05-07
2025-12-31	$722,455	28,991	0.0%	Shares	Sole	2026-02-10
2025-09-30	$727,964	28,991	0.0%	Shares	Sole	2025-11-07
2025-06-30	$692,884	28,991	-1.5%	Shares	Sole	2025-08-11
2025-03-31	$651,529	29,441	-2.5%	Shares	Sole	2025-04-08
2024-09-30	$695,132	30,210	+1.9%	Shares	Sole	2024-10-18
2024-06-30	$689,019	29,648	0.0%	Shares	Sole	2024-07-31
2024-03-31	$663,818	29,648	0.0%	Shares	Sole	2024-07-31
2023-12-31	$619,939	29,648	—	Shares	Sole	2024-07-31
No filing history on record for this holder in this stock.