NIE · Virtus Equity & Convertible Income Fund · Shareholders & Ownership
Market Cap
$690.78M
Shares
27.71M
Volume · Oct 21
50.42K
Avg daily vol (3M)
70.8K
Every disclosed holder of NIE in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns NIE
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 7,526,272 | — |
| Insiders (Forms 3, 4, 5) | 471 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 295,646 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of NIE
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
970,804 | ||
| 2 |
Advisors Asset Management, Inc.
13F
CIK 1297376 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
663,531 | ||
| 3 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
560,208 | ||
| 4 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
546,758 | ||
| 5 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
508,646 | ||
| 6 |
GUGGENHEIM CAPITAL LLC
13F
CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
487,072 | ||
| 7 |
Saba Capital Management, L.P.
13F
CIK 1510281 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
475,853 | ||
| 8 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
343,482 | ||
| 9 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
13F
CIK 1632972 · Unknown · Sep 30, 2026
|
286,430 | ||
| 10 |
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC
13F
CIK 1794153 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
226,836 | ||
| 11 |
Saba Closed-End Funds ETF
Fund
S000056657 · Registered fund · May 31, 2026
Exchange Listed Funds Trust, not summed
|
178,316 | ||
| 12 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
138,527 | ||
| 13 |
|
129,761 | ||
| 14 |
Allspring Global Investments Holdings, LLC
13F
CIK 1890906 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
128,831 | ||
| 15 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
121,832 | ||
| 16 |
World Investment Advisors
13F
CIK 1652594 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
114,410 | ||
| 17 |
D.A. DAVIDSON & CO.
13F
CIK 1080107 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
103,773 | ||
| 18 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
93,578 | ||
| 19 |
EVOLVE PRIVATE WEALTH, LLC
13F
CIK 2111131 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
74,881 | ||
| 20 |
OxenFree Capital LLC
13F
CIK 2009781 · Registered investment adviser · Sep 30, 2026
|
73,878 | ||
| 21 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
73,246 | ||
| 22 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
66,997 | ||
| 23 |
|
65,891 | ||
| 24 |
Capital Investment Advisors, LLC
13F
CIK 1582732 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
54,923 | ||
| 25 |
Calamos Advisors LLC
13F
CIK 1316507 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
51,308 | ||
| 25.1 |
Calamos CEF Income & Arbitrage ETF
Fund
S000083148 · Registered fund · Jul 31, 2026
Calamos ETF Trust, not summed
|
52,448 | ||
| 26 |
Todd Wealth Management, LLC
13F
CIK 2157683 · Registered investment adviser · Sep 30, 2026
|
48,066 | ||
| 27 |
Keystone Financial Group
13F
CIK 1729299 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
47,812 | ||
| 28 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
46,211 | ||
| 29 |
FIRST TRUST ADVISORS LP
13F
CIK 1125816 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
44,331 | ||
| 29.1 |
First Trust Income Opportunities ETF
Fund
S000053967 · Registered fund · Aug 31, 2026
First Trust Exchange-Traded Fund VIII, not summed
|
40,077 | ||
| 30 |
Logan Stone Capital, LLC
13F
CIK 1535521 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
43,459 | ||
| 31 |
Integrated Wealth Concepts LLC
13F
CIK 1737109 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
43,100 | ||
| 32 |
Kestra Advisory Services, LLC
13F
CIK 1830819 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
40,465 | ||
| 33 |
Thrivent Financial for Lutherans
13F
CIK 314984 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
39,850 | ||
| 33.1 |
THRIVENT MULTISECTOR BOND FUND
Fund
S000000702 · Registered fund · Jul 31, 2026
Thrivent Mutual Funds, not summed
|
11,852 | ||
| 33.2 |
THRIVENT CONSERVATIVE ALLOCATION FUND
Fund
S000001341 · Registered fund · Jun 30, 2026
Thrivent Mutual Funds, not summed
|
4,754 | ||
| 33.3 |
THRIVENT CONSERVATIVE ALLOCATION PORTFOLIO
Fund
S000001434 · Registered fund · Jun 30, 2026
Thrivent Series Fund, Inc., not summed
|
2,970 | ||
| 33.4 |
THRIVENT MULTISECTOR BOND PORTFOLIO
Fund
S000001439 · Registered fund · Jun 30, 2026
Thrivent Series Fund, Inc., not summed
|
2,357 | ||
| 33.5 |
THRIVENT DYNAMIC ALLOCATION FUND
Fund
S000000701 · Registered fund · Jul 31, 2026
Thrivent Mutual Funds, not summed
|
1,573 | ||
| 34 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
35,705 | ||
| 35 |
Stolper Co
13F
CIK 1808195 · Registered investment adviser · Sep 30, 2026
|
33,619 | ||
| 36 |
Prospera Financial Services Inc
13F
CIK 1541625 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
33,200 | ||
| 37 |
PMG Family Office LLC
13F
CIK 2102299 · Registered investment adviser · Sep 30, 2026
|
32,989 | ||
| 38 |
Steward Partners Investment Advisory, LLC
13F
CIK 1723397 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
31,004 | ||
| 39 |
Cornerstone Wealth Management, LLC
13F
CIK 1674117 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
30,307 | ||
| 40 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
29,312 | ||
| 41 |
ROTHSCHILD INVESTMENT LLC
13F
CIK 85338 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
28,991 | ||
| 42 |
Allworth Financial LP
13F
CIK 1555170 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
28,150 | ||
| 43 |
David J Yvars Group
13F
CIK 1836266 · Registered investment adviser · Sep 30, 2026
|
26,071 | ||
| 44 |
LEVEL FOUR ADVISORY SERVICES, LLC
13F
CIK 1696715 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,600 | ||
| 45 |
WEDBUSH SECURITIES INC
13F
CIK 1142495 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,546 | ||
| 46 |
Miller Financial Services LLC
13F
CIK 2022893 · Unknown · Sep 30, 2026
|
25,200 | ||
| 47 |
Concurrent Investment Advisors, LLC
13F
CIK 2001015 · Registered investment adviser · Sep 30, 2026
|
24,427 | ||
| 48 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
CIK 1352860 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
21,548 | ||
| 49 |
Centurion Wealth Management LLC
13F
CIK 1951368 · Registered investment adviser · Sep 30, 2026
|
21,509 | ||
| 50 |
TRUIST FINANCIAL CORP
13F
CIK 92230 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,579 |
1 more nested rows are not shown here; Every filing lists them all.
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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