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FNY Investment Advisers, LLC

Position in NVS — Novartis AG

CIK 1742998 NEW YORK, NY

Position in NVS

as of Mar 31, 2026 · filed Apr 15, 2026
Position Value
$106,925
-$468,175 QoQ
Shares Held
700
-86.0% QoQ
Ownership
0.000%
of shares outstanding
% of Portfolio
0.07%
of 13F equity value
Holder Rank
not a current holder
Holding Since
Jun 2020
10 quarters on record
Voting authority Sole 100% Shared 0% None 0%

Common Shares in NVS Over Time

Shares Held

Position Value (USD)

Derivatives in NVS

reported options exposure · as of Mar 31, 2026
CallValue
$0
CallShares
0
PutValue
$611
PutShares
4

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Drug Manufacturers - General

Healthcare · as of Jun 30, 2026

FNY Investment Advisers, LLC holds $3,050,095 across 6 Drug Manufacturers - General names.

# Ticker Company Shares Value (USD) Open

All Filings in NVS

Export CSV
11 filing rows on record
Report Date Value (USD) Shares
2026-03-31 $611 4
2026-03-31 $106,925 700
2024-09-30 $575,100 5,000
2023-09-30 $407,440 4,000
2022-09-30 $408,933 5,380
2021-12-31 $874,700 10,000
2021-09-30 $2,649,672 32,400
2021-03-31 $256,440 3,000
2020-12-31 $1,128,438 11,950
2020-09-30 $434,800 5,000
2020-06-30 $1,476,046 16,900