FNY Investment Advisers, LLC

CIK

1742998

Location

NEW YORK, NY

Portfolio Value

Small $238,509,779

Diversification

Diversified

Filing Date

Global Rank

#4,205 / 8,710 ▲ 1912

Top Industry

Shell Companies 8.9%

Period ended 3 months ago

Filed Jul 8, 2026 · 2mo

26 quarters · since Mar 2020

Portfolio Concentration

745 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

5.6%

+0.2 pts

Top 5

16.5%

−1.1 pts

Top 10

25.0%

−1.7 pts

HHI

113

Diversified−12

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	28.6%	$68,243,106	160
Financial Services	15.1%	$35,917,294	177
Healthcare	14.6%	$34,711,152	112
Industrials	9.8%	$23,440,537	67
Consumer Cyclical	7.3%	$17,333,544	45
Basic Materials	6.9%	$16,502,994	47
Utilities	5.2%	$12,478,219	16
Consumer Defensive	4.6%	$11,046,022	23
Communication Services	4.0%	$9,502,803	35
Energy	1.9%	$4,497,236	25
Real Estate	1.2%	$2,899,246	26
Unclassified	0.8%	$1,937,626	12

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GNSS	Genasys Inc.	+470,174	1,145,726	$1,947,734
BCARU	D. Boral ARC Acquisition I Corp.	+198,218	288,889	$3,013,112
—		+186,920	187,620	$1,936,238
NEE	Nextera Energy Inc	+107,940	108,000	$9,479,160
AES	Aes Corp	+99,900	100,100	$1,467,466
FRNM	Freenome, Inc.	+95,095	160,465	$1,745,859
IMSR	Terrestrial Energy Inc. /DE/	+85,490	151,650	$1,073,682
AEXA	American Exceptionalism Acquisition Corp. A	+75,846	103,646	$1,225,095
OWLT	Owlet, Inc.	+72,479	75,979	$436,119
SA	Seabridge Gold Inc	+63,592	196,149	$5,048,874
QXO	QXO, Inc.	+58,475	58,615	$1,012,867
AUR	Aurora Innovation, Inc.	+50,097	298,497	$2,035,749
HUN	Huntsman CORP	+43,024	43,174	$458,507
PROP	Prairie Operating Co.	+42,500	90,000	$64,980
METC	Ramaco Resources, Inc.	+34,549	78,919	$1,044,098
PFE	Pfizer Inc	+33,960	50,150	$1,207,612
USAR	USA Rare Earth, Inc.	+30,840	30,900	$666,822
GUTS	Fractyl Health, Inc.	+29,920	65,420	$51,943
IRHO	Iron Horse Acquisition II Corp.	+24,800	25,000	$250,750
IE	Ivanhoe Electric Inc.	+24,200	24,500	$235,445
MUX	McEwen Inc.	+20,822	45,098	$817,626
PROK	Prokidney Corp.	+20,000	21,000	$42,840
PZZA	Papa Johns International Inc	+19,955	23,105	$849,570
ASTS	AST SpaceMobile, Inc.	+19,050	23,760	$2,111,312
BCYC	Bicycle Therapeutics PLC	+18,693	26,250	$111,300
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CDRO	Codere Online Luxembourg, S.A.	−310,310	652,116	$6,240,750
FNMA	Federal National Mortgage Association Fannie Mae	−167,008	200	$1,302
—		−165,131	10,140	$136,078
WEAV	Weave Communications, Inc.	−141,876	12,600	$75,474
VLOS	Velos Acquisition I Corp.	−101,959	1,230	$13,320
ELME	Elme Communities	−87,400	687,800	$1,017,944
VRME	VerifyMe, Inc.	−78,556	42,500	$26,095
ASTL	Algoma Steel Group Inc.	−69,465	1,430	$5,791
IMDX	Insight Molecular Diagnostics Inc.	−64,860	182,561	$1,077,109
NAVN	Navan, Inc.	−60,251	12,500	$285,875
SGML	Sigma Lithium Corp	−57,311	13,019	$164,689
JRVR	James River Group Holdings, Inc.	−46,684	9,373	$41,241
PRKR	Parkervision Inc	−42,000	50	$6
KNOP	KNOT Offshore Partners LP	−40,811	2,477	$24,720
SGMT	Sagimet Biosciences Inc.	−40,511	109,250	$844,502
EVOX	Evolution Global Acquisition Corp	−38,115	1,000	$10,020
WBD	Warner Bros. Discovery, Inc.	−36,845	69,250	$1,846,205
VALE	Vale S.A.	−29,200	200	$3,008
DHT	DHT Holdings, Inc.	−24,200	4,500	$74,385
BTI	British American Tobacco p.l.c.	−22,100	5,300	$327,328
KINS	Kingstone Companies, Inc.	−22,020	89,011	$1,693,879
SVCO	Silvaco Group, Inc.	−20,254	64,246	$885,952
ZIM	ZIM Integrated Shipping Services Ltd.	−15,527	633	$16,458
NWSA	News Corp	−15,200	310	$7,697
CDXS	Codexis, Inc.	−15,000	5,000	$11,300
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
—		108,951	$13,455,448
CNI	Canadian National Railway Co	43,300	$5,163,092
PM	Philip Morris International Inc.	27,690	$5,009,397
ATII	Archimedes Tech SPAC Partners II Co.	327,200	$3,527,216
FNV	FRANCO NEVADA Corp	16,569	$3,453,642
—		103,500	$2,575,080
IMXI	International Money Express, Inc.	136,197	$1,968,046
LRCX	Lam Research Corp	4,000	$1,733,320
ZM	Zoom Communications, Inc.	18,617	$1,606,832
CCXI	Churchill Capital Corp XI	83,941	$1,464,770
SPKL	Spark I Acquisition Corp	116,031	$1,456,189
SYNA	SYNAPTICS Inc	11,500	$1,428,645
JD	JD.com, Inc.	55,400	$1,411,592
SNOW	Snowflake Inc.	5,500	$1,399,750
LQDA	Liquidia Corp	17,500	$1,395,275
NFG	National Fuel Gas Co	17,500	$1,351,175
HOOD	Robinhood Markets, Inc.	11,554	$1,158,634
EMBJ	Embraer S.A.	16,200	$1,033,560
CSCO	Cisco Systems, Inc.	8,500	$998,410
GLW	Corning Inc /Ny	3,818	$975,231
TRMD	TORM plc	36,400	$948,584
TGS	Gas Transporter Of The South Inc	31,147	$926,000
DDOG	Datadog, Inc.	3,496	$910,218
CBRL	Cracker Barrel Old Country Store, Inc	17,000	$906,100
ACMR	ACM Research, Inc.	7,000	$888,230
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
AGNG	Global X Funds Global X Aging Population ETF	119,846	$9,150,242
WIX	Wix.com Ltd.	49,791	$4,484,675
DE	Deere & Co	7,600	$4,281,080
CME	Cme Group Inc.	12,660	$3,739,131
—		100,000	$2,741,000
ASML	Asml Holding NV	1,550	$2,047,286
RFAM	RF Acquisition Corp III	200,999	$1,989,890
RACE	Ferrari N.V.	5,000	$1,692,250
MCD	Mcdonalds Corp	5,300	$1,647,187
AIEQ	Amplify AI Powered Equity ETF	50,800	$1,509,776
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	8,799	$1,290,021
BP	Bp PLC	24,100	$1,132,700
PEP	Pepsico Inc	7,200	$1,118,088
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	18,767	$1,041,943
BDBT	Bluemonte Core Bond ETF	37,500	$1,029,000
CROX	Crocs, Inc.	10,000	$830,200
SPHR	Sphere Entertainment Co.	6,500	$763,100
DEO	Diageo PLC	10,000	$744,500
IBIT	iShares Bitcoin Trust ETF	19,000	$729,980
PAYS	Paysign, Inc.	123,000	$725,700
HON	Honeywell International Inc	2,673	$604,178
AADR	AdvisorShares Dorsey Wright ADR ETF	178,108	$529,038
BMO	Bank Of Montreal /Can/	30,000	$527,700
PPG	Ppg Industries Inc	4,900	$523,712
—		7,000	$485,940
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

745 tracked positions · $238,509,779 total · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 745 positions by value · page 1 of 15

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
		NEW	108,951	NEW	$13,455,448	NEW	5.64%
NEE	Nextera Energy Inc Utilities	Added	108,000	+107,940	$9,479,160	+189583100.0%	3.97%
CDRO	Codere Online Luxembourg, S.A. Consumer Cyclical	Reduced	652,116	-310,310	$6,240,750	−22.9%	2.62%
CNI	Canadian National Railway Co Industrials	NEW	43,300	NEW	$5,163,092	NEW	2.16%
SA	Seabridge Gold Inc CALL + SHARES Basic Materials	Added	196,149	+63,592	$5,048,874	+34.4%	2.12%
PM	Philip Morris International Inc. Consumer Defensive	NEW	27,690	NEW	$5,009,397	NEW	2.10%
SNDK	Sandisk Corp PUT + SHARES Technology	Added	1,900	+1,891	$4,320,086	+86401620.0%	1.81%
NVDA	Nvidia Corp CALL + SHARES Technology	Added	19,243	+12,465	$3,850,331	+225.7%	1.61%
ATII	Archimedes Tech SPAC Partners II Co. Financial Services	NEW	327,200	NEW	$3,527,216	NEW	1.48%
FNV	FRANCO NEVADA Corp CALL + SHARES Basic Materials	NEW	16,569	NEW	$3,453,642	NEW	1.45%
NSC	Norfolk Southern Corp Industrials	Reduced	10,290	-1,000	$3,237,131	−0.1%	1.36%
BCARU	D. Boral ARC Acquisition I Corp. Financial Services	Added	288,889	+198,218	$3,013,112	—	1.26%
BA	Boeing Co CALL + SHARES Industrials	Added	13,147	+3,312	$2,845,931	+45.4%	1.19%
		NEW	103,500	NEW	$2,575,080	NEW	1.08%
PCAP	ProCap Acquisition Corp Financial Services	Reduced	208,930	-12,213	$2,147,800	−4.8%	0.90%
KVUE	Kenvue Inc. Consumer Defensive	Reduced	111,350	-4,521	$2,127,898	+6.5%	0.89%
ASTS	AST SpaceMobile, Inc. CALL + SHARES Technology	Added	23,760	+19,050	$2,111,312	+443.2%	0.89%
DELL	Dell Technologies Inc. Technology	Added	4,885	+4,875	$2,107,682	+210768100.0%	0.88%
AUR	Aurora Innovation, Inc. Consumer Cyclical	Added	298,497	+50,097	$2,035,749	+98.9%	0.85%
IMXI	International Money Express, Inc. CALL + SHARES Technology	NEW	136,197	NEW	$1,968,046	NEW	0.83%
MU	Micron Technology Inc Technology	Added	1,699	+1,649	$1,961,138	+11509.9%	0.82%
GNSS	Genasys Inc. Technology	Added	1,145,726	+470,174	$1,947,734	+58.4%	0.82%
		Added	187,620	+186,920	$1,936,238	+27505.3%	0.81%
WBD	Warner Bros. Discovery, Inc. Communication Services	Reduced	69,250	-36,845	$1,846,205	−36.5%	0.77%
FRNM	Freenome, Inc. Healthcare	Added	160,465	+95,095	$1,745,859	+143.5%	0.73%
LRCX	Lam Research Corp Technology	NEW	4,000	NEW	$1,733,320	NEW	0.73%
KINS	Kingstone Companies, Inc. Financial Services	Reduced	89,011	-22,020	$1,693,879	+4.7%	0.71%
LLY	ELI LILLY & Co Healthcare	Reduced	1,393	-226	$1,670,806	+12.2%	0.70%
		Added	8,010	+5,831	$1,642,370	+269.7%	0.69%
ZM	Zoom Communications, Inc. CALL + SHARES Technology	NEW	18,617	NEW	$1,606,832	NEW	0.67%
AMZN	Amazon Com Inc CALL + SHARES Consumer Cyclical	Added	6,723	+4,993	$1,602,359	+344.7%	0.67%
FCRS	FutureCrest Acquisition Corp. Financial Services	Added	150,045	+1,645	$1,545,463	+3.5%	0.65%
AES	Aes Corp Utilities	Added	100,100	+99,900	$1,467,466	+73373200.0%	0.62%
CCXI	Churchill Capital Corp XI Financial Services	NEW	83,941	NEW	$1,464,770	NEW	0.61%
SPKL	Spark I Acquisition Corp Financial Services	NEW	116,031	NEW	$1,456,189	NEW	0.61%
AMD	Advanced Micro Devices Inc Technology	Reduced	2,500	-4,222	$1,452,275	+6.2%	0.61%
AVGO	Broadcom Inc. Technology	Added	3,797	+2,364	$1,434,316	+223.4%	0.60%
SYNA	SYNAPTICS Inc Technology	NEW	11,500	NEW	$1,428,645	NEW	0.60%
JD	JD.com, Inc. Consumer Cyclical	NEW	55,400	NEW	$1,411,592	NEW	0.59%
SNOW	Snowflake Inc. Technology	NEW	5,500	NEW	$1,399,750	NEW	0.59%
LQDA	Liquidia Corp Healthcare	NEW	17,500	NEW	$1,395,275	NEW	0.58%
NFG	National Fuel Gas Co Energy	NEW	17,500	NEW	$1,351,175	NEW	0.57%
OKTA	Okta, Inc. Technology	Reduced	9,501	-769	$1,296,411	+60.7%	0.54%
INTC	Intel Corp Technology	Reduced	9,280	-2,383	$1,295,766	+151.8%	0.54%
AMAT	Applied Materials Inc /De Technology	Added	1,702	+1,185	$1,230,546	+596.4%	0.52%
AEXA	American Exceptionalism Acquisition Corp. A CALL + SHARES Financial Services	Added	103,646	+75,846	$1,225,095	+306.9%	0.51%
SIMO	Silicon Motion Technology CORP CALL + SHARES Technology	Added	3,659	+2,909	$1,219,654	+1348.2%	0.51%
SNPS	Synopsys Inc Technology	Reduced	2,717	-915	$1,211,972	−15.8%	0.51%
TER	Teradyne, Inc Technology	Added	2,501	+1,501	$1,210,083	+308.2%	0.51%
PFE	Pfizer Inc Healthcare	Added	50,150	+33,960	$1,207,612	+165.6%	0.51%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.