Advisors Asset Management, Inc.

Position in PFBC — Preferred Bank

CIK 1297376 Monument, CO

Position in PFBC

as of Mar 31, 2026 · filed May 15, 2026 Compact

Position Value

$48,700

-$84,068 QoQ

Shares Held

537

-61.8% QoQ

Ownership

0.005%

of shares outstanding

% of Portfolio

0.00%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2020

12 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Financial Services · as of Jun 30, 2026

Advisors Asset Management, Inc. holds $25,602,695 across 30 Banks - Regional names.

#	Ticker	Company	Shares	Value (USD)
1	USB	US Bancorp De	63,926	$3,861,130
2	KB	KB Financial Group Inc.	28,888	$3,032,084
3	ITUB	Itau Unibanco Holding S.A.	289,789	$2,367,576
4	PNC	Pnc Financial Services Group, Inc.	8,464	$2,084,006
5	WTFC	Wintrust Financial Corp	11,484	$1,845,708
6	NU	Nu Holdings Ltd.	134,768	$1,800,500
7	RF	Regions Financial Corp	54,949	$1,659,459
8	NWG	NatWest Group plc	78,222	$1,379,053

12 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$48,700	537	-61.8%	Shares	Sole	2026-05-15
2025-12-31	$132,768	1,406	-51.9%	Shares	Sole	2026-02-12
2025-09-30	$264,481	2,926	-30.8%	Shares	Sole	2025-11-06
2025-06-30	$365,760	4,226	+1.9%	Shares	Sole	2025-08-12
2025-03-31	$347,105	4,149	+22.7%	Shares	Sole	2025-05-15
2024-12-31	$292,050	3,381	+77.4%	Shares	Sole	2025-02-10
2024-09-30	$152,956	1,906	+194.1%	Shares	Sole	2024-11-08
2024-06-30	$48,917	648	+162.3%	Shares	Sole	2024-08-14
2020-12-31	$12,466	247	-57.8%	Shares	Sole	2021-02-12
2020-09-30	$18,790	585	-44.1%	Shares	Sole	2020-11-16
2020-06-30	$44,821	1,046	-30.9%	Shares	Sole	2020-08-12
2020-03-31	$51,169	1,513	—	Shares	Sole	2020-05-15
No filing history on record for this holder in this stock.