Spectrum Asset Management, Inc. (NB/CA)

Position in PFE — Pfizer Inc

CIK 1632078 NEWPORT BEACH, CA

Back to PFE Full portfolio

Position in PFE

as of Jun 30, 2026 · filed Aug 3, 2026 Compact

Position Value

$454,750

-$67,453 QoQ

Shares Held

18,885

+1.5% QoQ

Ownership

0.000%

of shares outstanding

% of Portfolio

0.28%

of 13F equity value

Holder Rank

#1,820

of 2,821 holders

Holding Since

Mar 2020

25 quarters on record

Voting authority Sole 98% Shared 0% None 2%

Common Shares in PFE Over Time

Shares Held

Position Value (USD)

Derivatives in PFE

reported options exposure · as of Sep 30, 2024

CallValue

$10,783

CallShares

9,500

PutValue

PutShares

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Drug Manufacturers - General

Healthcare · as of Jun 30, 2026

Spectrum Asset Management, Inc. (NB/CA) holds $9,136,666 across 4 Drug Manufacturers - General names. PFE ranks #4 (5.0% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	ABBV	AbbVie Inc.	18,159	$4,569,530
2	NVS	Novartis AG	22,804	$3,573,842
3	LLY	ELI LILLY & Co	449	$538,544
4	PFE	Pfizer Inc This page	18,885	$454,750

All Filings in PFE

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28 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$454,750	18,885	+1.5%	Shares	Defined	2026-08-03
2026-03-31	$522,203	18,597	+1.1%	Shares	Defined	2026-04-22
2025-12-31	$458,109	18,398	+3.3%	Shares	Sole	2026-01-26
2025-09-30	$453,849	17,812	+0.8%	Shares	Defined	2025-10-23
2025-06-30	$428,538	17,679	+3.6%	Shares	Defined	2025-07-23
2025-03-31	$432,300	17,060	+1.6%	Shares	Defined	2025-04-16
2024-12-31	$445,677	16,799	+2.8%	Shares	Defined	2025-01-28
2024-09-30	$472,879	16,340	+10.2%	Shares	Sole	2024-10-22
2024-09-30	$10,783	9,500	0.0%	Call	Sole	2024-10-22
2024-06-30	$414,887	14,828	+1.6%	Shares	Sole	2024-07-12
2024-06-30	$12,683	9,500	0.0%	Call	Sole	2024-07-12
2024-03-31	$16,198	9,500	—	Call	Sole	2024-04-23
2024-03-31	$405,149	14,600	+107.4%	Shares	Sole	2024-04-23
2023-09-30	$233,516	7,040	0.0%	Shares	Defined	2023-10-18
2023-06-30	$258,226	7,040	0.0%	Shares	Sole	2023-08-02
2023-03-31	$287,232	7,040	0.0%	Shares	Sole	2023-04-17
2022-12-31	$360,729	7,040	-1.7%	Shares	Sole	2023-01-27
2022-09-30	$313,539	7,165	+2.5%	Shares	Sole	2022-10-25
2022-06-30	$366,380	6,988	-2.2%	Shares	Sole	2022-07-14
2022-03-31	$369,792	7,143	0.0%	Shares	Sole	2022-04-28
2021-12-31	$421,793	7,143	-0.4%	Shares	Defined	2022-02-14
2021-09-30	$308,596	7,175	0.0%	Shares	Sole	2021-11-12
2021-06-30	$280,972	7,175	0.0%	Shares	Defined	2021-08-11
2021-03-31	$259,949	7,175	+2.2%	Shares	Defined	2021-09-10
2020-12-31	$258,406	7,020	-3.8%	Shares	Defined	2021-01-20
2020-09-30	$267,909	7,300	-0.7%	Shares	Defined	2020-10-19
2020-06-30	$240,345	7,350	0.0%	Shares	Defined	2020-07-22
2020-03-31	$239,903	7,350	—	Shares	Defined	2020-04-22
No filing history on record for this holder in this stock.