Spectrum Asset Management, Inc. (NB/CA)

CIK

1632078

Location

NEWPORT BEACH, CA

Portfolio Value

Small $360,420,258

Diversification

Diversified

Filing Date

Global Rank

#4,696 / 8,794 ▼ 161 · as of Jun 2026

Top Industry

Banks - Diversified 23.4%

Period ended 3 months ago

Filed Aug 3, 2026 · 2mo

26 quarters · since Mar 2020

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

80 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

18.3%

+0.9 pts

Top 5

52.5%

+1.0 pts

Top 10

69.1%

+4.0 pts

HHI

733

Diversified+36

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	59.4%	$214,129,044	17
Financial Services	12.5%	$45,004,363	7
Industrials	5.9%	$21,288,542	13
Technology	5.3%	$19,044,500	12
Healthcare	5.2%	$18,836,118	12
Energy	3.0%	$10,864,912	2
Basic Materials	2.7%	$9,688,162	6
Communication Services	2.4%	$8,474,714	1
Consumer Defensive	1.8%	$6,445,911	4
Utilities	1.2%	$4,181,436	2
Consumer Cyclical	0.5%	$1,972,816	3
Real Estate	0.1%	$489,740	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
AFGR	First Trust Active Factor Large Cap Growth ETF	+250,905	1,500,411	$66,092,833
AAXJ	iShares MSCI All Country Asia ex Japan ETF	+133,255	276,521	$25,679,701
FNDA	Schwab Fundamental U.S. Small Company ETF	+114,668	1,162,705	$36,754,963
WFC	Wells Fargo & Company/Mn	+92,500	507,194	$33,935,432
ABI	VictoryShares Pioneer Asset-Based Income ETF	+51,104	125,941	$26,796,466
BIV	Vanguard Intermediate-Term Bond ETF	+21,317	487,873	$24,286,317
BKF	iShares MSCI BIC ETF	+21,311	86,029	$8,646,831
SOLS	Solstice Advanced Materials Inc.	+15,296	30,289	$2,683,605
AGNG	Global X Funds Global X Aging Population ETF	+13,259	21,221	$1,003,428
VB	Vanguard Morningstar Small-Cap ETF	+10,979	14,555	$1,607,790
ADPV	Adaptiv Select ETF	+8,958	124,361	$3,185,507
BEAT	HeartBeam, Inc.	+6,000	100,400	$75,300
LDI	loanDepot, Inc.	+2,000	12,000	$15,000
FCX	Freeport-Mcmoran Inc	+1,610	55,922	$3,516,934
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	+1,367	60,038	$3,188,618
AAPL	Apple Inc.	+1,361	6,303	$1,766,157
ILMN	Illumina, Inc.	+1,150	23,586	$4,147,126
TSLA	Tesla, Inc.	+762	1,740	$731,844
PFE	Pfizer Inc	+288	18,885	$454,750
SCHW	Schwab Charles Corp	+136	40,174	$3,706,854
SRE	Sempra	+32	4,810	$445,935
ABBV	AbbVie Inc.	+29	18,159	$4,569,530
PEP	Pepsico Inc	+22	2,214	$299,775
EW	Edwards Lifesciences Corp	+15	36,010	$3,257,464
RTX	RTX Corp	+14	6,533	$1,239,505
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MDT	Medtronic plc	−30,237	5,990	$468,597
HON	Honeywell International Inc	−8,855	8,865	$1,984,873
NVDA	Nvidia Corp	−7,641	9,417	$885,447
NVS	Novartis AG	−3,471	22,804	$3,573,842
MRVL	Marvell Technology, Inc.	−2,357	3,046	$907,372
AMZN	Amazon Com Inc	−1,232	2,757	$657,103
—		−850	4,175	$382,597
EME	EMCOR Group, Inc.	−824	5,525	$4,585,087
IAU	Ishares Gold Trust	−724	159,602	$12,051,547
MSFT	Microsoft Corp	−484	9,740	$3,633,213
GOOGL	Alphabet Inc.	−378	23,927	$8,474,714
VEA	Vanguard FTSE Developed Markets ETF	−376	11,211	$798,783
CSCO	Cisco Systems, Inc.	−375	54,772	$6,433,518
CAT	Caterpillar Inc	−199	412	$438,738
XOM	ExxonMobil Holdings Corp	−171	40,281	$5,507,218
SPY	Spdr S&P 500 ETF Trust	−169	3,224	$2,407,586
WMT	Walmart Inc.	−112	40,432	$4,579,328
EMR	Emerson Electric Co	−100	23,718	$3,395,231
GLD	Spdr Gold Trust	−92	780	$287,336
ORCL	Oracle Corp	−82	15,806	$2,316,369
BNDW	Vanguard Total World Bond ETF	−35	2,009	$680,488
BRK-B	Berkshire Hathaway Inc	−22	6,426	$5,460,554
LIN	Linde PLC	−15	4,717	$2,447,839
DUK	Duke Energy CORP	−7	29,511	$3,735,501
LHX	L3harris Technologies, Inc. /De/	−3	12,730	$3,699,210
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
HONA	Honeywell Aerospace Inc.	8,850	$1,956,558
STM	STMicroelectronics N.V.	8,453	$633,045
CGNX	Cognex Corp	8,087	$585,660
AVGO	Broadcom Inc.	1,306	$493,341
WY	Weyerhaeuser Co	20,457	$489,740
FPS	Forgent Power Solutions, Inc.	6,925	$386,830
UNH	Unitedhealth Group Inc	538	$223,608
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
AAAU	Goldman Sachs Physical Gold ETF	77,204	$3,566,052
ESLT	Elbit Systems Ltd	872	$740,406
META	Meta Platforms, Inc.	356	$203,678
EIX	Edison International	2,749	$201,171
AAPX	T-Rex 2X Long Apple Daily Target ETF	346,494	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

80 tracked positions · $360,420,258 total · filing declares 130 positions · $360,446,189 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 80 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AFGR	First Trust Active Factor Large Cap Growth ETF	Added	1,500,411	+250,905	$66,092,833	+29.4%	18.34%
FNDA	Schwab Fundamental U.S. Small Company ETF	Added	1,162,705	+114,668	$36,754,963	+24.6%	10.20%
WFC	Wells Fargo & Company/Mn PUT + SHARES Financial Services	Added	507,194	+92,500	$33,935,432	+2.8%	9.42%
ABI	VictoryShares Pioneer Asset-Based Income ETF	Added	125,941	+51,104	$26,796,466	+86.6%	7.43%
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Added	276,521	+133,255	$25,679,701	—	7.12%
BIV	Vanguard Intermediate-Term Bond ETF	Added	487,873	+21,317	$24,286,317	+4.6%	6.74%
IAU	Ishares Gold Trust	Reduced	159,602	-724	$12,051,547	−14.7%	3.34%
BKF	iShares MSCI BIC ETF	Added	86,029	+21,311	$8,646,831	+79.5%	2.40%
GOOGL	Alphabet Inc. Communication Services	Reduced	23,927	-378	$8,474,714	+21.5%	2.35%
CSCO	Cisco Systems, Inc. Technology	Reduced	54,772	-375	$6,433,518	+50.4%	1.79%
XOM	ExxonMobil Holdings Corp Energy	Reduced	40,281	-171	$5,507,218	−19.8%	1.53%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	6,426	-22	$5,460,554	+4.2%	1.52%
CVX	Chevron Corp Energy	Added	32,322	+3	$5,357,694	−19.9%	1.49%
EME	EMCOR Group, Inc. Industrials	Reduced	5,525	-824	$4,585,087	−2.2%	1.27%
WMT	Walmart Inc. Consumer Defensive	Reduced	40,432	-112	$4,579,328	−9.1%	1.27%
ABBV	AbbVie Inc. Healthcare	Added	18,159	+29	$4,569,530	+15.9%	1.27%
ILMN	Illumina, Inc. Healthcare	Added	23,586	+1,150	$4,147,126	+50.0%	1.15%
DUK	Duke Energy CORP Utilities	Reduced	29,511	-7	$3,735,501	−3.4%	1.04%
SCHW	Schwab Charles Corp Financial Services	Added	40,174	+136	$3,706,854	−1.5%	1.03%
LHX	L3harris Technologies, Inc. /De/ Industrials	Reduced	12,730	-3	$3,699,210	−15.8%	1.03%
MSFT	Microsoft Corp Technology	Reduced	9,740	-484	$3,633,213	−4.0%	1.01%
NVS	Novartis AG Healthcare	Reduced	22,804	-3,471	$3,573,842	−11.0%	0.99%
FCX	Freeport-Mcmoran Inc Basic Materials	Added	55,922	+1,610	$3,516,934	+10.2%	0.98%
EMR	Emerson Electric Co Industrials	Reduced	23,718	-100	$3,395,231	+8.8%	0.94%
EW	Edwards Lifesciences Corp Healthcare	Added	36,010	+15	$3,257,464	+13.0%	0.90%
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	Added	60,038	+1,367	$3,188,618	−11.3%	0.88%
ADPV	Adaptiv Select ETF	Added	124,361	+8,958	$3,185,507	+8.0%	0.88%
SOLS	Solstice Advanced Materials Inc. Basic Materials	Added	30,289	+15,296	$2,683,605	+135.0%	0.74%
LIN	Linde PLC Basic Materials	Reduced	4,717	-15	$2,447,839	+4.3%	0.68%
SPY	Spdr S&P 500 ETF Trust	Reduced	3,224	-169	$2,407,586	+9.1%	0.67%
ORCL	Oracle Corp Technology	Reduced	15,806	-82	$2,316,369	−0.9%	0.64%
HON	Honeywell International Inc Industrials	Reduced	8,865	-8,855	$1,984,873	−50.4%	0.55%
HONA	Honeywell Aerospace Inc. Industrials	NEW	8,850	NEW	$1,956,558	NEW	0.54%
AAPL	Apple Inc. PUT + SHARES Technology	Added	6,303	+1,361	$1,766,157	+46.6%	0.49%
VB	Vanguard Morningstar Small-Cap ETF	Added	14,555	+10,979	$1,607,790	+169.5%	0.45%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	1,413	+1	$1,321,819	−6.1%	0.37%
V	Visa Inc. Financial Services	Added	3,836	+4	$1,316,093	+13.6%	0.37%
RTX	RTX Corp Industrials	Added	6,533	+14	$1,239,505	−1.4%	0.34%
MCK	Mckesson Corp Healthcare	Held	1,600	0	$1,208,960	−12.7%	0.34%
AGNG	Global X Funds Global X Aging Population ETF	Added	21,221	+13,259	$1,003,428	+133.9%	0.28%
GEV	GE Vernova Inc. Industrials	Held	825	0	$969,259	+34.6%	0.27%
GE	General Electric Co Industrials	Held	2,577	0	$963,102	+31.7%	0.27%
MRVL	Marvell Technology, Inc. Technology	Reduced	3,046	-2,357	$907,372	+69.5%	0.25%
NVDA	Nvidia Corp PUT + SHARES Technology	Reduced	9,417	-7,641	$885,447	+140.6%	0.25%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	11,211	-376	$798,783	+7.6%	0.22%
TSLA	Tesla, Inc. Consumer Cyclical	Added	1,740	+762	$731,844	+101.3%	0.20%
DE	Deere & Co Industrials	Added	1,133	+3	$718,695	+12.9%	0.20%
ASML	Asml Holding NV Technology	Held	356	0	$708,240	+50.6%	0.20%
BNDW	Vanguard Total World Bond ETF	Reduced	2,009	-35	$680,488	+12.8%	0.19%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	2,757	-1,232	$657,103	−20.9%	0.18%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.