Spectrum Asset Management, Inc. (NB/CA)

CIK

1632078

Location

NEWPORT BEACH, CA

Portfolio Value

Small $161,170,657

Diversification

Diversified

Filing Date

Global Rank

#4,898 / 8,517 ▼ 14

Top Industry

Banks - Diversified 28.8%

3Y Alpha vs SPY

+0.7%

Period ended 46 days ago

Filed Aug 3, 2026 · 12d

26 quarters · since Mar 2020

Clone Performance

Aug 2023–Aug 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+78.8%

SPY

+75.3%

Annualised alpha

+0.8%

Max drawdown

−13.4%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends; a captured split can shorten the simulated window. It tracks 99% of reported value on average across 13 quarters. Past performance does not predict future results.

Portfolio Concentration

66 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

26.0%

+5.6 pts

Top 5

44.2%

+2.4 pts

Top 10

57.6%

+1.2 pts

HHI

867

Diversified+210

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	31.5%	$50,736,893	7
Industrials	13.2%	$21,286,064	13
Technology	12.5%	$20,100,979	12
Healthcare	11.7%	$18,836,118	12
Unclassified	9.1%	$14,746,469	3
Energy	6.7%	$10,864,912	2
Basic Materials	6.0%	$9,688,162	6
Consumer Defensive	4.0%	$6,445,911	4
Utilities	2.6%	$4,181,436	2
Consumer Cyclical	1.2%	$1,972,816	3
Communication Services	1.1%	$1,821,157	1
Real Estate	0.3%	$489,740	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

23 positions

Ticker	Company	Δ Shares	Shares	Value
WFC	Wells Fargo & Company/Mn	+92,500	507,194	$41,914,512
SOLS	Solstice Advanced Materials Inc.	+15,296	30,289	$2,683,605
BEAT	HeartBeam, Inc.	+6,000	100,400	$75,300
LDI	loanDepot, Inc.	+2,000	12,000	$15,000
FCX	Freeport-Mcmoran Inc	+1,610	55,922	$3,516,934
AAPL	Apple Inc.	+1,361	6,303	$1,823,836
ILMN	Illumina, Inc.	+1,150	23,586	$4,147,126
TSLA	Tesla, Inc.	+762	1,740	$731,844
PFE	Pfizer Inc	+288	18,885	$454,750
SCHW	Schwab Charles Corp	+136	40,174	$3,706,854
SRE	Sempra	+32	4,810	$445,935
ABBV	AbbVie Inc.	+29	18,159	$4,569,530
PEP	Pepsico Inc	+22	2,214	$299,775
EW	Edwards Lifesciences Corp	+15	36,010	$3,257,464
RTX	RTX Corp	+14	6,533	$1,239,505
NEM	NEWMONT Corp /DE/	+8	3,161	$295,237
MCD	Mcdonalds Corp	+8	2,160	$583,869
MORN	Morningstar, Inc.	+5	1,829	$285,360
V	Visa Inc.	+4	3,836	$1,316,093
DE	Deere & Co	+3	1,133	$718,695
CVX	Chevron Corp	+3	32,322	$5,357,694
BAC	Bank Of America Corp /De/	+1	5,003	$285,070
COST	Costco Wholesale Corp /New	+1	1,413	$1,321,819
No positions match the current search.

Trimmed

Positions the filer reduced

23 positions

Ticker	Company	Δ Shares	Shares	Value
TNON	Tenon Medical, Inc.	−679,420	10,650	$3,471
MDT	Medtronic plc	−30,237	5,990	$468,597
GOOGL	Alphabet Inc.	−19,209	5,096	$1,821,157
HON	Honeywell International Inc	−8,855	8,865	$1,984,873
NVDA	Nvidia Corp	−7,641	9,417	$1,884,247
NVS	Novartis AG	−3,471	22,804	$3,573,842
MRVL	Marvell Technology, Inc.	−2,357	3,046	$907,372
AMZN	Amazon Com Inc	−1,232	2,757	$657,103
EME	EMCOR Group, Inc.	−824	5,525	$4,585,087
IAU	Ishares Gold Trust	−724	159,602	$12,051,547
MSFT	Microsoft Corp	−484	9,740	$3,633,213
CSCO	Cisco Systems, Inc.	−375	54,772	$6,433,518
CAT	Caterpillar Inc	−199	412	$438,738
XOM	ExxonMobil Holdings Corp	−171	40,281	$5,507,218
SPY	Spdr S&P 500 ETF Trust	−169	3,224	$2,407,586
WMT	Walmart Inc.	−112	40,432	$4,579,328
EMR	Emerson Electric Co	−100	23,718	$3,395,231
GLD	Spdr Gold Trust	−92	780	$287,336
ORCL	Oracle Corp	−82	15,806	$2,316,369
BRK-B	Berkshire Hathaway Inc	−25	6,423	$3,214,004
LIN	Linde PLC	−15	4,717	$2,447,839
DUK	Duke Energy CORP	−7	29,511	$3,735,501
LHX	L3harris Technologies, Inc. /De/	−3	12,730	$3,699,210
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
HONA	Honeywell Aerospace Inc.	8,850	$1,954,080
STM	STMicroelectronics N.V.	8,453	$633,045
CGNX	Cognex Corp	8,087	$585,660
AVGO	Broadcom Inc.	1,306	$493,341
WY	Weyerhaeuser Co	20,457	$489,740
FPS	Forgent Power Solutions, Inc.	6,925	$386,830
UNH	Unitedhealth Group Inc	538	$223,608
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
AAAU	Goldman Sachs Physical Gold ETF	77,204	$3,566,052
VEA	Vanguard FTSE Developed Markets ETF	11,587	$742,494
ESLT	Elbit Systems Ltd	872	$740,406
BIL	State Street SPDR Bloomberg 1-3 Month T-Bill ETF	5,025	$460,491
META	Meta Platforms, Inc.	356	$203,678
EIX	Edison International	2,749	$201,171
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

66 tracked positions · $161,170,657 total · filing declares 130 positions · $360,446,189 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 66 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
WFC	Wells Fargo & Company/Mn PUT + SHARES Financial Services	Added	507,194	+92,500	$41,914,512	+27.0%	26.01%
IAU	Ishares Gold Trust	Reduced	159,602	-724	$12,051,547	−14.7%	7.48%
CSCO	Cisco Systems, Inc. Technology	Reduced	54,772	-375	$6,433,518	+50.4%	3.99%
XOM	ExxonMobil Holdings Corp Energy	Reduced	40,281	-171	$5,507,218	−19.8%	3.42%
CVX	Chevron Corp Energy	Added	32,322	+3	$5,357,694	−19.9%	3.32%
EME	EMCOR Group, Inc. Industrials	Reduced	5,525	-824	$4,585,087	−2.2%	2.84%
WMT	Walmart Inc. Consumer Defensive	Reduced	40,432	-112	$4,579,328	−9.1%	2.84%
ABBV	AbbVie Inc. Healthcare	Added	18,159	+29	$4,569,530	+15.9%	2.84%
ILMN	Illumina, Inc. Healthcare	Added	23,586	+1,150	$4,147,126	+50.0%	2.57%
DUK	Duke Energy CORP Utilities	Reduced	29,511	-7	$3,735,501	−3.4%	2.32%
SCHW	Schwab Charles Corp Financial Services	Added	40,174	+136	$3,706,854	−1.5%	2.30%
LHX	L3harris Technologies, Inc. /De/ Industrials	Reduced	12,730	-3	$3,699,210	−15.8%	2.30%
MSFT	Microsoft Corp Technology	Reduced	9,740	-484	$3,633,213	−4.0%	2.25%
NVS	Novartis AG Healthcare	Reduced	22,804	-3,471	$3,573,842	−11.0%	2.22%
FCX	Freeport-Mcmoran Inc Basic Materials	Added	55,922	+1,610	$3,516,934	+10.2%	2.18%
EMR	Emerson Electric Co Industrials	Reduced	23,718	-100	$3,395,231	+8.8%	2.11%
EW	Edwards Lifesciences Corp Healthcare	Added	36,010	+15	$3,257,464	+13.0%	2.02%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	6,423	-25	$3,214,004	−38.7%	1.99%
SOLS	Solstice Advanced Materials Inc. Basic Materials	Added	30,289	+15,296	$2,683,605	+135.0%	1.67%
LIN	Linde PLC Basic Materials	Reduced	4,717	-15	$2,447,839	+4.3%	1.52%
SPY	Spdr S&P 500 ETF Trust	Reduced	3,224	-169	$2,407,586	+9.1%	1.49%
ORCL	Oracle Corp Technology	Reduced	15,806	-82	$2,316,369	−0.9%	1.44%
HON	Honeywell International Inc Industrials	Reduced	8,865	-8,855	$1,984,873	−50.4%	1.23%
HONA	Honeywell Aerospace Inc. Industrials	NEW	8,850	NEW	$1,954,080	NEW	1.21%
NVDA	Nvidia Corp PUT + SHARES Technology	Reduced	9,417	-7,641	$1,884,247	+412.1%	1.17%
AAPL	Apple Inc. PUT + SHARES Technology	Added	6,303	+1,361	$1,823,836	+51.3%	1.13%
GOOGL	Alphabet Inc. Communication Services	Reduced	5,096	-19,209	$1,821,157	−73.9%	1.13%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	1,413	+1	$1,321,819	−6.1%	0.82%
V	Visa Inc. Financial Services	Added	3,836	+4	$1,316,093	+13.6%	0.82%
RTX	RTX Corp Industrials	Added	6,533	+14	$1,239,505	−1.4%	0.77%
MCK	Mckesson Corp Healthcare	Held	1,600	0	$1,208,960	−12.7%	0.75%
GEV	GE Vernova Inc. Industrials	Held	825	0	$969,259	+34.6%	0.60%
GE	General Electric Co Industrials	Held	2,577	0	$963,102	+31.7%	0.60%
MRVL	Marvell Technology, Inc. Technology	Reduced	3,046	-2,357	$907,372	+69.5%	0.56%
TSLA	Tesla, Inc. Consumer Cyclical	Added	1,740	+762	$731,844	+101.3%	0.45%
DE	Deere & Co Industrials	Added	1,133	+3	$718,695	+12.9%	0.45%
ASML	Asml Holding NV Technology	Held	356	0	$708,240	+50.6%	0.44%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	2,757	-1,232	$657,103	−20.9%	0.41%
STM	STMicroelectronics N.V. Technology	NEW	8,453	NEW	$633,045	NEW	0.39%
CGNX	Cognex Corp Technology	NEW	8,087	NEW	$585,660	NEW	0.36%
MCD	Mcdonalds Corp Consumer Cyclical	Added	2,160	+8	$583,869	−12.7%	0.36%
LLY	ELI LILLY & Co Healthcare	Held	449	0	$538,544	+30.4%	0.33%
GD	General Dynamics Corp Industrials	Held	1,410	0	$499,477	+3.2%	0.31%
AVGO	Broadcom Inc. Technology	NEW	1,306	NEW	$493,341	NEW	0.31%
WY	Weyerhaeuser Co Real Estate	NEW	20,457	NEW	$489,740	NEW	0.30%
FNV	FRANCO NEVADA Corp Basic Materials	Held	2,344	0	$488,583	−15.6%	0.30%
MDT	Medtronic plc Healthcare	Reduced	5,990	-30,237	$468,597	−85.1%	0.29%
PFE	Pfizer Inc Healthcare	Added	18,885	+288	$454,750	−12.9%	0.28%
BWXT	BWX Technologies, Inc. Industrials	Held	2,322	0	$451,977	−4.8%	0.28%
SRE	Sempra Utilities	Added	4,810	+32	$445,935	−4.0%	0.28%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.