FNDA · Schwab Fundamental U.S. Small Company ETF · Holdings ETF

$35.00 -0.19 (-0.54%) At close · Sep 30

Volume · Sep 30 2.78M Avg daily vol (3M) 1.08M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 489

Total Value: $7,075,682,488

Total Shares: 185,908,638

Showing 1–100 of 489 holdings by value · page 1 of 5

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 489 13F filers · Δ vs Mar 31, 2026

Top Holder

73.8%

−5.2 pts

Top 5

79.1%

−4.6 pts

Top 10

83.0%

−3.6 pts

HHI

5,462

Highly concentrated−787

Quarterly Activity

vs Mar 31, 2026

New

Increased

189

Decreased

143

Sold Out

Unchanged

109

Holder count: +11

Institutional value: -3.9%

Shares held: -18.1%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large Savant Capital, LLC	+466,452	732,553
Large OSAIC HOLDINGS, INC.	+441,741	558,855
Large EP Wealth Advisors, LLC	+308,305	356,163
Mega GOLDMAN SACHS GROUP INC	+240,821	424,289
Mid Steele Capital Management, Inc.	+68,568	2,176,267

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega CHARLES SCHWAB INVESTMENT MANAGEMENT INC	−42,027,324	137,214,468
Large Clearstead Advisors, LLC	−1,771,423	1,971,498
Small HORAN Wealth, LLC	−288,045	289,037
Mega NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	−189,477	270,185
Large Private Advisor Group, LLC	−158,052	13,553

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Boulay Financial Advisors, LLC	2,689,045	$102,345,052
Large Concurrent Investment Advisors, LLC	41,526	$1,580,479
Mid RMG Wealth Management LLC	27,146	$1,033,176
Mid True North Advisors, LLC	23,454	$892,659
Mega Nuveen, LLC	19,538	$743,616

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Opes Wealth Management LLC	304,740	$9,882,718
Mid EXENCIAL WEALTH ADVISORS, LLC	204,729	$6,639,361
Small Brightwater Advisory LLC	132,878	$4,309,233
Mega CITADEL ADVISORS LLC	65,479	$2,123,483
Mid SUMMITRY LLC	48,417	$1,570,163

Filter: New 48 Increased 189 Reduced 143 Sold out 37 Unchanged 109

Showing 100 of 489

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$5,222,382,652

73.81%

137,214,468

WADDELL & ASSOCIATES, LLC

$110,236,222

1.56%

2,896,380

Boulay Financial Advisors, LLC

$102,345,052

1.45%

2,689,045

Steele Capital Management, Inc.

$82,828,722

1.17%

2,176,267

Prairiewood Capital, LLC

$79,478,947

1.12%

2,088,254

Clearstead Advisors, LLC

$75,035,213

1.06%

1,971,498

UBS Group AG

$56,909,595

0.80%

1,495,260

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,486,360	$56,570,861	99.4%	Defined
UBS AG	8,900	$338,734	0.6%	Defined

VANTAGEPOINT INVESTMENT ADVISERS LLC

$54,974,282

0.78%

1,444,411

MOLLER WEALTH PARTNERS

$46,780,078

0.66%

1,229,114

Riverpoint Wealth Management Holdings, LLC

$44,696,940

0.63%

1,174,381

MORGAN STANLEY

$43,109,684

0.61%

1,132,677

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,118,056	$42,553,210	98.7%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	14,621	$556,474	1.3%	Defined

Solitude Financial Services

$39,842,996

0.56%

1,046,847

BANK OF AMERICA CORP /DE/

$36,579,009

0.52%

961,088

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	601,818	$22,905,193	62.6%	Defined
MANAGED ACCOUNT ADVISORS LLC	359,270	$13,673,816	37.4%	Defined

Ironwood Investment Counsel, LLC

$34,531,457

0.49%

907,290

First Pacific Financial

$33,721,007

0.48%

885,996

AMERIPRISE FINANCIAL INC

$30,573,825

0.43%

803,306

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	801,798	$30,516,431	99.8%	Defined
Ameriprise Bank, FSB	1,508	$57,394	0.2%	Defined

AlphaCore Capital LLC

$30,456,753

0.43%

800,230

Resonant Capital Advisors, LLC

$29,042,177

0.41%

763,063

Savant Capital, LLC

$27,880,967

0.39%

732,553

Gemmer Asset Management LLC

$24,971,622

0.35%

656,112

Trilogy Capital Inc.

$23,697,754

0.33%

622,642

Wealth Forward, LLC

$22,982,188

0.32%

603,841

Seven Springs Wealth Group, LLC

$22,783,363

0.32%

598,617

OSAIC HOLDINGS, INC.

$21,270,019

0.30%

558,855

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	530,286	$20,182,685	94.9%	Defined
OSAIC INSTITUTIONS, INC.	2,316	$88,146	0.4%	Defined
CW Advisors, LLC	18,608	$708,220	3.3%	Sole
Osaic Advisory Services, LLC	7,645	$290,968	1.4%	Defined

Mariner, LLC

$20,981,868

0.30%

551,284

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Platform Solutions, LLC	6,935	$263,946	1.3%	Other
Held directly	544,349	$20,717,922	98.7%	Sole

Cerity Partners LLC

$19,947,701

0.28%

524,112

Creative Planning

$18,481,668

0.26%

485,593

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	2,912	$110,830	0.6%	Defined
Held directly	482,681	$18,370,838	99.4%	Sole

FOSTER & MOTLEY INC

$17,888,885

0.25%

470,018

MAI Capital Management

$17,421,812

0.25%

457,746

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EVOKE WEALTH, LLC	2,428	$92,409	0.5%	Defined
Held directly	455,318	$17,329,403	99.5%	Sole

Bell Investment Advisors, Inc

$16,846,916

0.24%

442,641

Charles Schwab Trust Co

$16,410,254

0.23%

431,168

GOLDMAN SACHS GROUP INC

$16,148,439

0.23%

424,289

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	424,289	$16,148,439	100.0%	Defined

COLLECTIVE FAMILY OFFICE LLC

$14,870,955

0.21%

390,724

Shore Point Advisors, LLC

$14,718,715

0.21%

386,724

LPL Financial LLC

$13,998,125

0.20%

367,791

Goldstone Financial Group, LLC

$13,687,061

0.19%

359,618

EP Wealth Advisors, LLC

$13,555,563

0.19%

356,163

Grey Ledge Advisors, LLC

$12,667,395

0.18%

332,827

Sound Stewardship, LLC

$12,232,712

0.17%

321,406

Johnson Bixby & Associates, LLC

$11,703,411

0.17%

307,499

Waverly Advisors, LLC

$11,357,446

0.16%

298,409

HORAN Wealth, LLC

$11,000,748

0.16%

289,037

Arlington Financial Advisors, LLC

$10,730,636

0.15%

281,940

GREAT VALLEY ADVISOR GROUP, INC.

$10,568,310

0.15%

277,675

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$10,283,241

0.15%

270,185

Accredited Investors Inc.

$10,141,163

0.14%

266,452

Cetera Investment Advisers

$9,074,645

0.13%

238,430

Wealthspire Retirement, LLC

$8,378,376

0.12%

220,136

Focus Partners Wealth

$8,211,254

0.12%

215,745

Pasadena Private Wealth, LLC

$8,082,497

0.11%

212,362

Your Advocates Ltd., LLP

$7,903,159

0.11%

207,650

AQR CAPITAL MANAGEMENT LLC

$7,634,112

0.11%

200,581

RESTON WEALTH MANAGEMENT LLC

$7,445,563

0.11%

195,627

Marble Wealth, LLC

$7,062,185

0.10%

185,554

RAYMOND JAMES FINANCIAL INC

$6,861,266

0.10%

180,275

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	17,988	$684,623	10.0%	Defined
Raymond James Financial Services Advisors, Inc.	162,287	$6,176,643	90.0%	Defined

Cresset Asset Management, LLC

$6,734,374

0.10%

176,941

CABOT WEALTH MANAGEMENT INC

$6,666,513

0.09%

175,158

JPMORGAN CHASE & CO

$6,597,393

0.09%

173,342

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	32,283	$1,228,690	18.6%	Defined
J.P. Morgan Investment Management Inc.	6,525	$248,341	3.8%	Defined
J.P. Morgan Securities LLC	68,147	$2,593,674	39.3%	Defined
55I, LLC	66,387	$2,526,688	38.3%	Other

ROYAL BANK OF CANADA

$6,469,209

0.09%

169,974

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	158,707	$6,040,388	93.4%	Defined
CITY NATIONAL BANK	6,845	$260,520	4.0%	Defined
RBC Rochdale, LLC	4,422	$168,301	2.6%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$6,353,926

0.09%

166,945

HighTower Advisors, LLC

$6,080,237

0.09%

159,754

Kathmere Capital Management, LLC

$5,917,378

0.08%

155,475

FMR LLC

$5,764,071

0.08%

151,447

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	230	$8,753	0.2%	Defined
STRATEGIC ADVISERS LLC	151,215	$5,755,242	99.8%	Defined
Held directly	2	$76	0.0%	Defined

Northland Capital Management LLC

$5,498,375

0.08%

144,466

Founders Capital Management

$5,347,125

0.08%

140,492

Roof Eidam Maycock Peralta, LLC

$5,305,411

0.07%

139,396

Capital Advantage, Inc.

$5,270,054

0.07%

138,467

KRM WEALTH MANAGEMENT L.L.C.

$5,109,593

0.07%

134,251

INTEGRITY ALLIANCE, LLC.

$5,021,636

0.07%

131,940

Quantinno Capital Management LP

$4,847,093

0.07%

127,354

Manske Wealth Management

$4,771,582

0.07%

125,370

Texas Yale Capital Corp.

$4,650,932

0.07%

122,200

Womack Financial LLC

$4,592,852

0.06%

120,674

Waterfront Wealth Inc.

$4,588,513

0.06%

120,560

COMMONWEALTH EQUITY SERVICES, LLC

$4,308,810

0.06%

113,211

Traub Capital Management LLC

$4,063,019

0.06%

106,753

Sowell Financial Services LLC

$3,995,005

0.06%

104,966

Verum Partners LLC

$3,776,960

0.05%

99,237

CAPTRUST FINANCIAL ADVISORS

$3,709,099

0.05%

97,454

10Elms LLP

$3,676,938

0.05%

96,609

IFP Advisors, Inc

$3,618,250

0.05%

95,067

MATHER GROUP, LLC.

$3,563,291

0.05%

93,623

HHM Wealth Advisors, LLC

$3,555,336

0.05%

93,414

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$3,410,823

0.05%

89,617

Asset Allocation Strategies LLC

$3,313,465

0.05%

87,059

Breakwater Capital Group

$3,310,268

0.05%

86,975

Lido Advisors, LLC

$3,231,255

0.05%

84,899

Farther Finance Advisors, LLC

$3,164,841

0.04%

83,154

Focus Partners Advisor Solutions, LLC

$3,147,638

0.04%

82,702

Winter & Associates, Inc.

$3,109,844

0.04%

81,709

Apollon Wealth Management, LLC

$3,108,778

0.04%

81,681

CUTLER INVESTMENT COUNSEL LLC

$3,097,855

0.04%

81,394

Argos Wealth Advisors, LLC

$3,060,671

0.04%

80,417

QRG CAPITAL MANAGEMENT, INC.

$3,028,091

0.04%

79,561

Yoder Wealth Management, Inc.

$2,911,742

0.04%

76,504

Corient Private Wealth LLC

$2,765,553

0.04%

72,663

Alpha Omega Wealth Management LLC

$2,651,640

0.04%

69,670

MERIDIAN INVESTMENT COUNSEL INC.

$2,644,675

0.04%

69,487

EQ WEALTH ADVISORS, LLC

$2,643,305

0.04%

69,451

SIGNAL TREE FINANCIAL PARTNERS LLC

$2,618,984

0.04%

68,812