Spectrum Asset Management, Inc. (NB/CA)

CIK

1632078

Location

NEWPORT BEACH, CA

Portfolio Value

Small $149,168,545

Diversification

Diversified

Filing Date

Global Rank

#4,843 / 8,603 ▲ 783 · as of Mar 2026

Top Industry

Banks - Diversified 25.8%

3Y Alpha vs SPY

-4.6%

Period ended 3 months ago

Filed Apr 22, 2026 · 3mo

25 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+54.2%

SPY

+76.0%

Annualised alpha

-5.2%

Max drawdown

−13.4%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

62 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

22.1%

+9.9 pts

Top 5

42.6%

+12.4 pts

Top 10

56.6%

+8.4 pts

HHI

730

Diversified+326

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Financial Services	27.9%	$41,589,581	7
Industrials	14.7%	$21,881,036	12
Unclassified	13.6%	$20,282,207	4
Healthcare	13.1%	$19,469,368	11
Technology	10.8%	$16,175,270	9
Basic Materials	5.3%	$7,935,575	6
Consumer Defensive	4.7%	$7,010,857	4
Energy	4.5%	$6,686,800	1
Utilities	3.0%	$4,530,535	3
Consumer Cyclical	1.2%	$1,863,180	3
Communication Services	1.2%	$1,744,136	2

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SOLS	Solstice Advanced Materials Inc.	+10,295	14,993	$1,141,866
AAAU	Goldman Sachs Physical Gold ETF	+6,418	77,204	$3,566,052
AMZN	Amazon Com Inc	+2,366	3,989	$830,789
CVX	Chevron Corp	+2,255	32,319	$6,686,800
GE	General Electric Co	+1,472	2,577	$731,275
SPY	Spdr S&P 500 ETF Trust	+612	3,393	$2,206,603
AAPL	Apple Inc.	+475	4,942	$1,254,230
GOOGL	Alphabet Inc.	+336	5,357	$1,540,458
EW	Edwards Lifesciences Corp	+225	35,995	$2,882,479
CAT	Caterpillar Inc	+201	611	$432,869
PFE	Pfizer Inc	+199	18,597	$522,203
ABBV	AbbVie Inc.	+45	18,130	$3,943,093
MDT	Medtronic plc	+45	36,227	$3,139,069
PEP	Pepsico Inc	+39	2,192	$340,395
SRE	Sempra	+36	4,778	$464,278
BAC	Bank Of America Corp /De/	+22	5,002	$243,847
LIN	Linde PLC	+18	4,732	$2,345,936
LHX	L3harris Technologies, Inc. /De/	+9	12,733	$4,394,794
MCD	Mcdonalds Corp	+7	2,152	$668,820
NVDA	Nvidia Corp	+6	17,058	$2,974,915
MORN	Morningstar, Inc.	+5	1,824	$308,347
SCHW	Schwab Charles Corp	+4	40,038	$3,762,771
V	Visa Inc.	+3	3,832	$1,158,183
DE	Deere & Co	+3	1,130	$636,529
DUK	Duke Energy CORP	+2	29,518	$3,865,086
No positions match the current search.

Trimmed

Positions the filer reduced

18 positions

Ticker	Company	Δ Shares	Shares	Value
IAU	Ishares Gold Trust	−8,198	160,326	$14,134,340
CSCO	Cisco Systems, Inc.	−6,797	55,147	$4,278,855
WMT	Walmart Inc.	−4,080	40,544	$5,038,808
HON	Honeywell International Inc	−3,034	17,720	$4,200,579
MSFT	Microsoft Corp	−1,823	10,224	$3,784,617
ORCL	Oracle Corp	−1,814	15,888	$2,337,283
BRK-B	Berkshire Hathaway Inc	−732	6,445	$3,088,444
ESLT	Elbit Systems Ltd	−564	872	$740,406
RTX	RTX Corp	−453	6,519	$1,257,514
ANET	Arista Networks, Inc.	−170	2,029	$249,120
ASML	Asml Holding NV	−146	356	$470,215
GLD	Spdr Gold Trust	−116	872	$375,212
FNV	FRANCO NEVADA Corp	−115	2,344	$579,085
COST	Costco Wholesale Corp /New	−80	1,412	$1,406,959
EMR	Emerson Electric Co	−55	23,818	$3,120,634
EME	EMCOR Group, Inc.	−24	6,349	$4,687,530
LLY	ELI LILLY & Co	−16	449	$412,976
NVS	Novartis AG	−13	26,275	$4,013,506
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
WFC	Wells Fargo & Company/Mn	414,694	$33,013,789
FCX	Freeport-Mcmoran Inc	54,312	$3,192,459
ILMN	Illumina, Inc.	22,436	$2,765,461
GEV	GE Vernova Inc.	825	$720,142
MRVL	Marvell Technology, Inc.	5,403	$535,167
GD	General Dynamics Corp	1,410	$483,939
BWXT	BWX Technologies, Inc.	2,322	$474,825
NEM	NEWMONT Corp /DE/	3,153	$341,312
AEM	Agnico Eagle Mines Ltd	1,650	$334,917
MO	Altria Group, Inc.	3,405	$224,695
META	Meta Platforms, Inc.	356	$203,678
EIX	Edison International	2,749	$201,171
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
ABT	Abbott Laboratories	21,752	$2,725,308
LNG	Cheniere Energy, Inc.	9,917	$1,927,765
CMG	Chipotle Mexican Grill Inc	16,037	$593,369
JOF	Japan Smaller Capitalization Fund Inc	47,055	$521,369
QCOM	Qualcomm Inc/De	3,023	$517,083
RMD	Resmed Inc	1,878	$452,353
PANW	Palo Alto Networks Inc	1,528	$281,457
MELI	Mercadolibre Inc	115	$231,639
VEEV	Veeva Systems Inc	971	$216,756
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

62 positions · $149,168,545 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 62 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
WFC	Wells Fargo & Company/Mn Financial Services	NEW	414,694	NEW	$33,013,789	NEW	22.13%
IAU	Ishares Gold Trust	Reduced	160,326	-8,198	$14,134,340	+3.3%	9.48%
CVX	Chevron Corp Energy	Added	32,319	+2,255	$6,686,800	+45.9%	4.48%
WMT	Walmart Inc. Consumer Defensive	Reduced	40,544	-4,080	$5,038,808	+1.4%	3.38%
EME	EMCOR Group, Inc. Industrials	Reduced	6,349	-24	$4,687,530	+20.2%	3.14%
LHX	L3harris Technologies, Inc. /De/ Industrials	Added	12,733	+9	$4,394,794	+17.7%	2.95%
CSCO	Cisco Systems, Inc. Technology	Reduced	55,147	-6,797	$4,278,855	−10.3%	2.87%
HON	Honeywell International Inc Industrials	Reduced	17,720	-3,034	$4,200,579	−1.1%	2.82%
NVS	Novartis AG Healthcare	Reduced	26,275	-13	$4,013,506	+10.7%	2.69%
ABBV	AbbVie Inc. Healthcare	Added	18,130	+45	$3,943,093	−4.6%	2.64%
DUK	Duke Energy CORP Utilities	Added	29,518	+2	$3,865,086	+11.7%	2.59%
MSFT	Microsoft Corp Technology	Reduced	10,224	-1,823	$3,784,617	−35.0%	2.54%
SCHW	Schwab Charles Corp Financial Services	Added	40,038	+4	$3,762,771	−5.9%	2.52%
AAAU	Goldman Sachs Physical Gold ETF	Added	77,204	+6,418	$3,566,052	+18.4%	2.39%
FCX	Freeport-Mcmoran Inc Basic Materials	NEW	54,312	NEW	$3,192,459	NEW	2.14%
MDT	Medtronic plc Healthcare	Added	36,227	+45	$3,139,069	−9.7%	2.10%
EMR	Emerson Electric Co Industrials	Reduced	23,818	-55	$3,120,634	−1.5%	2.09%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	6,445	-732	$3,088,444	−14.4%	2.07%
NVDA	Nvidia Corp Technology	Added	17,058	+6	$2,974,915	−6.5%	1.99%
EW	Edwards Lifesciences Corp Healthcare	Added	35,995	+225	$2,882,479	−5.5%	1.93%
ILMN	Illumina, Inc. Healthcare	NEW	22,436	NEW	$2,765,461	NEW	1.85%
LIN	Linde PLC Basic Materials	Added	4,732	+18	$2,345,936	+16.7%	1.57%
ORCL	Oracle Corp Technology	Reduced	15,888	-1,814	$2,337,283	−32.3%	1.57%
SPY	Spdr S&P 500 ETF Trust	Added	3,393	+612	$2,206,603	+16.4%	1.48%
GOOGL	Alphabet Inc. Communication Services	Added	5,357	+336	$1,540,458	−2.0%	1.03%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	1,412	-80	$1,406,959	+9.4%	0.94%
MCK	Mckesson Corp Healthcare	Held	1,600	0	$1,384,576	+5.5%	0.93%
RTX	RTX Corp Industrials	Reduced	6,519	-453	$1,257,514	−1.7%	0.84%
AAPL	Apple Inc. Technology	Added	4,942	+475	$1,254,230	+3.3%	0.84%
V	Visa Inc. Financial Services	Added	3,832	+3	$1,158,183	−13.8%	0.78%
SOLS	Solstice Advanced Materials Inc. Basic Materials	Added	14,993	+10,295	$1,141,866	+400.3%	0.77%
AMZN	Amazon Com Inc Consumer Cyclical	Added	3,989	+2,366	$830,789	+121.8%	0.56%
ESLT	Elbit Systems Ltd Industrials	Reduced	872	-564	$740,406	−10.8%	0.50%
GE	General Electric Co Industrials	Added	2,577	+1,472	$731,275	+114.8%	0.49%
GEV	GE Vernova Inc. Industrials	NEW	825	NEW	$720,142	NEW	0.48%
MCD	Mcdonalds Corp Consumer Cyclical	Added	2,152	+7	$668,820	+2.0%	0.45%
DE	Deere & Co Industrials	Added	1,130	+3	$636,529	+21.3%	0.43%
FNV	FRANCO NEVADA Corp Basic Materials	Reduced	2,344	-115	$579,085	+13.6%	0.39%
MRVL	Marvell Technology, Inc. Technology	NEW	5,403	NEW	$535,167	NEW	0.36%
PFE	Pfizer Inc Healthcare	Added	18,597	+199	$522,203	+14.0%	0.35%
GD	General Dynamics Corp Industrials	NEW	1,410	NEW	$483,939	NEW	0.32%
BWXT	BWX Technologies, Inc. Industrials	NEW	2,322	NEW	$474,825	NEW	0.32%
ASML	Asml Holding NV Technology	Reduced	356	-146	$470,215	−12.4%	0.32%
SRE	Sempra Utilities	Added	4,778	+36	$464,278	+10.9%	0.31%
CAT	Caterpillar Inc Industrials	Added	611	+201	$432,869	+84.3%	0.29%
LLY	ELI LILLY & Co Healthcare	Reduced	449	-16	$412,976	−17.4%	0.28%
GLD	Spdr Gold Trust	Reduced	872	-116	$375,212	−4.2%	0.25%
TSLA	Tesla, Inc. Consumer Cyclical	Held	978	0	$363,571	−17.3%	0.24%
NEM	NEWMONT Corp /DE/ Basic Materials	NEW	3,153	NEW	$341,312	NEW	0.23%
PEP	Pepsico Inc Consumer Defensive	Added	2,192	+39	$340,395	+10.2%	0.23%