DJAN · FT Vest U.S. Equity Deep Buffer ETF - January · Holdings ETF

$47.01 +0.10 (+0.21%) At close · Oct 21

Volume · Oct 21 14.38K Avg daily vol (3M) 20.96K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 27

Total Value: $22,100,756

Total Shares: 473,554

Institutional Ownership Trend

23 quarters

Holder Concentration

Across 27 13F filers · Δ vs Jun 30, 2026

Top Holder

19.3%

−2.5 pts

Top 5

60.7%

+11.2 pts

Top 10

77.7%

+14.8 pts

HHI

925

Broadly held+150

Who Holds DJAN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 119 filers, like-for-like change -2.4%; actively managed books -2.4%; index-like books +15555.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	62.0%	82	-6.8%	3	8
Adviser	0.5%	1	-10.6%	0	0
Bank	1.5%	4	+66.0%	1	0
Broker-dealer	3.5%	1	+38.4%	0	0
Holding company	1.7%	2	-2.2%	0	0
Unknown	30.8%	29	+2.1%	4	3

Style	Share	Filers	Change	New	Exited
Index-like	0.1%	1	+15555.6%	0	0
Concentrated	20.1%	32	+0.4%	3	0
Diversified active	79.8%	86	-3.1%	5	11
Systematic-like	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	83.6%	77	+3.2%	1	7
Medium turnover	14.5%	31	-28.0%	3	2
High turnover	1.5%	4	+99.7%	2	1
Unknown	0.4%	7	-29.2%	2	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	12.8%	7	0.0%	2	1
Medium horizon	12.3%	27	-26.0%	1	0
Long horizon	74.3%	82	+2.2%	4	10
Unknown	0.6%	3	+65.4%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	27.4%	49	-15.1%	2	4
$1B to $10B	41.3%	38	-1.6%	2	4
$10B to $100B	17.9%	23	-0.5%	2	2
$100B or more	13.4%	9	+30.3%	2	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	60.0%	78	-5.2%	3	7
Registered funds and BDCs	1.6%	2	-41.4%	0	0
Pension and profit sharing plans	0.4%	1	-1.1%	0	0
Other investment advisers	0.0%	1	0.0%	0	0
Corporations	0.0%	0	-100.0%	0	1
Pooled investment vehicles	0.0%	0	—	0	0
Diversified	0.0%	0	—	0	0
Unknown	38.0%	37	+5.9%	5	3

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.3%	2	-3.1%	0	0
Private equity funds	22.0%	2	+0.9%	0	0
Other private funds	1.4%	5	+25.5%	1	0
Private funds, type not stated	0.3%	1	-0.9%	0	0
No private funds	37.9%	72	-11.7%	2	7
Real estate funds	0.0%	0	-100.0%	0	1
Unknown	38.0%	37	+5.9%	5	3

Location	Share	Filers	Change	New	Exited
United States	87.8%	116	-2.7%	7	11
Outside the US	12.2%	3	0.0%	1	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

119 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

46.2% of filers hold it in their top 10

Mar 31, 2026: 61

Holders above 5%

median weight 0.025%

Mar 31, 2026: 1

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

62.8%

of 13F shares, Herfindahl 0.077

Active holders

-2.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 10.3 quarters

Under 1 year 20.9% 1 to 3 years 41.2% 3 years or more 37.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$43.46

estimated per share

Mar 31, 2026: $43.28

Quarter-end price

$45.52

implied by 13F values

Estimated gain or loss

+4.7%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 20.6% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of DJAN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	0	0
Active ETFs	3,430,778	1
Active funds	0	0
Unclassified	0	0
All registered funds	3,430,778	1

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -92

Institutional value: -91.4%

Shares held: -91.6%

Top Buyers

vs Jun 30, 2026

No qualifying movers this quarter.

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small BEACON FINANCIAL GROUP	−6,618	56,055
Large Farther Finance Advisors, LLC	−4,371	6,473
Small Grantvest Financial Group LLC	−2,096	7,845
Small Comprehensive Financial Consultants Institutional, Inc.	−1,871	30,439
Small Commonwealth Financial Services, LLC	−872	63,457

Top New Positions

vs Jun 30, 2026

No new positions this quarter.

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Small PRECEDENT WEALTH PARTNERS, LLC	122,246	$5,565,126
Small LexAurum Advisors, LLC	5,632	$256,391

Filter: New 0 Increased 0 Reduced 16 Sold out 2 Unchanged 10

Holder type: Registered adviser 20 Unknown 7

Showing 27 of 27

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Mid IFP Advisors, Inc Registered adviser DJAN	$4,257,844	19.27%	91,233	—	-143 -0.2%	Shares	2026-10-16
Small Commonwealth Financial Services, LLC Registered adviser DJAN	$2,961,538	13.40%	63,457	—	-872 -1.4%	Shares	2026-10-20
Small BEACON FINANCIAL GROUP Registered adviser DJAN	$2,616,086	11.84%	56,055	—	-6,618 -10.6%	Shares	2026-10-19
Small Spectrum Asset Management, Inc. (NB/CA) Registered adviser DJAN	$1,851,025	8.38%	39,662	—	-370 -0.9%	Shares	2026-10-19
Small Lionshead Wealth Management, LLC Registered adviser DJAN	$1,723,383	7.80%	36,927	—	0 0.0%	Shares	2026-10-21
Small Comprehensive Financial Consultants Institutional, Inc. Registered adviser DJAN	$1,420,588	6.43%	30,439	—	-1,871 -5.8%	Shares	2026-10-15
Mid Robertson Stephens Wealth Management, LLC Registered adviser DJAN	$739,719	3.35%	15,850	—	-500 -3.1%	Shares	2026-10-16
Small LifeWealth Investments, LLC Registered adviser DJAN	$633,358	2.87%	13,571	—	0 0.0%	Shares	2026-10-21
Small ACT Advisors, LLC. DJAN	$495,542	2.24%	10,618	—	0 0.0%	Shares	2026-10-15
Small Ignite Planners, LLC Registered adviser DJAN	$462,219	2.09%	9,904	—	0 0.0%	Shares	2026-10-14
Mid Prime Capital Investment Advisors, LLC DJAN	$431,977	1.95%	9,256	—	-124 -1.3%	Shares	2026-10-20
Small Cottage Street Advisors LLC DJAN	$406,075	1.84%	8,701	—	-730 -7.7%	Shares	2026-10-19
Small Castleview Partners, LLC Registered adviser DJAN	$396,975	1.80%	8,506	—	0 0.0%	Shares	2026-10-09
Small Grantvest Financial Group LLC DJAN	$366,126	1.66%	7,845	—	-2,096 -21.1%	Shares	2026-10-21
Small Seven Hills Financial, LLC DJAN	$363,092	1.64%	7,780	—	—	Shares	2026-10-13
Mid Sowell Financial Services LLC Registered adviser DJAN	$342,184	1.55%	7,332	—	-84 -1.1%	Shares	2026-10-20
Small Mayfair Advisory Group, LLC Registered adviser DJAN	$324,216	1.47%	6,947	—	0 0.0%	Shares	2026-10-20
Small WETZEL INVESTMENT ADVISORS, INC. DJAN	$308,862	1.40%	6,618	—	-368 -5.3%	Shares	2026-10-13
Large Farther Finance Advisors, LLC Registered adviser DJAN	$302,094	1.37%	6,473	—	-4,371 -40.3%	Shares	2026-10-08
Small CASCADE INVESTMENT GROUP, INC. Registered adviser DJAN	$276,333	1.25%	5,921	—	-849 -12.5%	Shares	2026-10-13
Small Mission Financial Group, LLC Registered adviser DJAN	$273,019	1.24%	5,850	—	-598 -9.3%	Shares	2026-10-21
Small Kercheville Advisors, LLC Registered adviser DJAN	$266,019	1.20%	5,700	—	0 0.0%	Shares	2026-10-19
Small WINNOW WEALTH LLC DJAN	$263,732	1.19%	5,651	—	-32 -0.6%	Shares	2026-10-15
Small LVZ, Inc. Registered adviser DJAN	$249,731	1.13%	5,351	—	0 0.0%	Shares	2026-10-20
Small RiverTree Advisors, LLC Registered adviser DJAN	$240,817	1.09%	5,160	—	0 0.0%	Shares	2026-10-13
Large ASSETMARK, INC Registered adviser DJAN	$76,632	0.35%	1,642	—	0 0.0%	Shares	2026-10-21
Mid CoreCap Advisors, LLC Registered adviser DJAN	$51,570	0.23%	1,105	—	-120 -9.8%	Shares	2026-10-08
Small PRECEDENT WEALTH PARTNERS, LLC DJAN	$5,565,126	25.18%	122,246	—	Sold Out	Shares	2026-07-21
Small LexAurum Advisors, LLC Registered adviser DJAN	$256,391	1.16%	5,632	—	Sold Out	Shares	2026-07-15
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