Sequent Planning LLC

Registered adviser

CIK

2009724

Location

OMAHA, NE

Portfolio Value

Small $461,539,040

Diversification

Diversified

Reports for

SMARTX ADVISORY SOLUTIONS LLC

Filing Date

Global Rank

#4,046 / 8,819 ▲ 10

Top Industry

Semiconductors 15.8%

Period ended 4 months ago

Filed Aug 14, 2026 · 3mo

10 quarters · since Mar 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 160381

Roster of Oct 1, 2026

Regulatory AUM

$589,473,003

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$589,473,003	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$394,657,254	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$373,438,734	Individuals and high net worth (100%)
May 2023 to Mar 2024	$248,155,987	Individuals and high net worth (100%)
Apr 2023	$248,155,987	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$350,356,731	Individuals and high net worth (99%)

3 earlier changes not shown.

Stated strategy

Multi-asset, Fixed income / rates, Wealth management / planning Form ADV Part 2A, Aug 14, 2026 · original

In the firm's words

Multi-asset: These approaches allow Sequent to leverage specialized expertise across a range of investment styles and asset classes while maintaining flexibility in portfolio construction.
Fixed income / rates: The primary types of securities utilized within these strategies include, but are not limited to: equities, fixed income securities (bonds), exchange-traded funds (ETFs), and mutual funds.
Wealth management / planning: We do primarily recommend the use of third-party investment managers, either through pre-constructed model portfolios or customized blends of managers tailored to client objectives.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 73.7% of the book (60%+)

Turnover

Medium turnover

53.1% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 6.7 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 80.5%; sector active share 74.9% against the combined 13F book's sector weights.

Over time 10 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

268 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

20.9%

−3.6 pts

Top 5

63.7%

−2.8 pts

Top 10

73.7%

−2.5 pts

HHI

1,105

Diversified−117

Portfolio Trend

10 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	87.8%	$405,106,575	206
Technology	3.0%	$14,076,884	12
Consumer Cyclical	2.2%	$10,202,760	6
Financial Services	1.8%	$8,197,768	12
Communication Services	1.7%	$7,952,510	4
Industrials	1.0%	$4,393,760	10
Consumer Defensive	0.9%	$4,267,608	4
Real Estate	0.7%	$3,049,917	2
Healthcare	0.4%	$1,696,666	4
Energy	0.4%	$1,629,890	5
Utilities	0.2%	$757,901	2
Basic Materials	0.0%	$206,801	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
QMMY	FT Vest Nasdaq-100 Moderate Buffer ETF - May	+304,628	407,015	$10,781,827
BGLD	FT Vest Gold Strategy Quarterly Buffer ETF	+144,417	291,198	$4,743,615
XJUN	FT Vest U.S. Equity Enhance & Moderate Buffer ETF - June	+91,005	109,970	$4,885,967
DJUN	FT Vest U.S. Equity Deep Buffer ETF - June	+82,280	89,956	$4,433,031
FLCB	Franklin U.S. Core Bond ETF	+74,385	1,009,658	$21,606,681
JEPI	JPMorgan Equity Premium Income ETF	+42,873	47,868	$2,703,584
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+38,760	42,729	$2,626,124
USPX	Franklin U.S. Equity Index ETF	+36,137	409,988	$26,772,216
AGG	iShares Core U.S. Aggregate Bond ETF	+21,278	313,224	$31,002,911
FLGV	Franklin U.S. Treasury Bond ETF	+21,126	343,014	$6,956,323
GAPR	FT Vest U.S. Equity Moderate Buffer ETF - April	+18,998	27,503	$1,146,160
XAPR	FT Vest U.S. Equity Enhance & Moderate Buffer ETF - April	+18,468	26,419	$997,449
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	+17,839	31,671	$2,875,410
FLQL	Franklin U.S. Large Cap Multifactor Index ETF	+14,407	219,827	$17,208,057
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+13,378	17,482	$1,536,318
IEFA	iShares Core MSCI EAFE ETF	+12,054	78,396	$7,571,485
VUG	VANGUARD GROWTH INDEX FUND	+11,872	13,956	$1,202,169
SCHA	Schwab U.S. Small-Cap ETF	+11,668	89,561	$3,235,838
QCAP	FT Vest Nasdaq-100 Conservative Buffer ETF - April	+11,630	36,379	$906,128
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	+9,731	18,282	$519,025
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+9,416	11,043	$1,319,859
FLCO	Franklin Investment Grade Corporate ETF	+9,185	139,124	$2,982,818
FTCB	First Trust Core Investment Grade ETF	+8,887	28,170	$587,485
FLMI	Franklin Dynamic Municipal Bond ETF	+8,490	126,316	$3,179,373
FLHY	Franklin High Yield Corporate ETF	+8,043	57,110	$1,387,201
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
QDEC	FT Vest Nasdaq-100 Buffer ETF - December	−337,031	148,608	$5,291,930
XOCT	FT Vest U.S. Equity Enhance & Moderate Buffer ETF - October	−246,048	208,561	$8,238,576
QCOC	FT Vest Nasdaq-100 Conservative Buffer ETF - October	−199,813	150,702	$3,604,490
FIIG	First Trust Intermediate Duration Investment Grade Corporate ETF	−138,590	36,596	$757,903
LGOV	First Trust Long Duration Opportunities ETF	−99,924	23,456	$501,958
DOCT	FT Vest U.S. Equity Deep Buffer ETF - October	−90,658	26,314	$1,228,337
UCON	First Trust Smith Unconstrained Bond ETF	−88,206	14,297	$355,709
FIXD	First Trust Smith Opportunistic Fixed Income ETF	−82,504	21,447	$935,303
GOCT	FT Vest U.S. Equity Moderate Buffer ETF - October	−64,068	162,649	$6,757,252
XIDE	FT Vest U.S. Equity Buffer & Premium Income ETF - December	−54,877	13,027	$395,825
FSIG	First Trust Limited Duration Investment Grade Corporate ETF	−38,236	13,049	$246,038
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	−21,705	80,741	$2,373,785
QJUN	FT Vest Nasdaq-100 Buffer ETF - June	−19,058	95,382	$3,222,576
FTHI	First Trust BuyWrite Income ETF	−16,821	91,757	$2,188,404
QSPT	FT Vest Nasdaq-100 Buffer ETF - September	−15,620	10,611	$369,687
KNG	FT Vest S&P 500 Dividend Aristocrats Target Income ETF	−10,228	42,195	$2,130,847
QMAR	FT Vest Nasdaq-100 Buffer ETF - March	−10,072	130,620	$4,863,635
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−7,968	15,839	$962,852
QVMT	Invesco S&P 500 Concentrated QVM ETF	−7,298	3,287	$229,718
GJUN	FT Vest U.S. Equity Moderate Buffer ETF - June	−7,185	13,596	$560,019
XJAN	FT Vest U.S. Equity Enhance & Moderate Buffer ETF - January	−6,196	31,870	$1,223,967
GJAN	FT Vest U.S. Equity Moderate Buffer ETF - January	−6,103	20,040	$902,280
RDVY	First Trust Rising Dividend Achievers ETF	−5,857	29,395	$2,382,758
QCJA	FT Vest Nasdaq-100 Conservative Buffer ETF - January	−5,724	39,818	$930,347
TDVI	FT Vest Technology Dividend Target Income ETF	−5,602	84,555	$2,685,466
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
BUFQ	FT Vest Laddered Nasdaq Buffer ETF	327,898	$12,876,554
—		97,359	$3,321,889
YJUN	FT Vest International Equity Moderate Buffer ETF - June	87,809	$2,353,281
ACYN	First Trust Exchange-Traded Fund	112,504	$2,338,958
NNN	Nnn REIT, Inc.	23,180	$1,078,565
RWL	Invesco Ltd.	5,617	$717,627
IXN	iShares Global Tech ETF	4,663	$673,710
AMD	Advanced Micro Devices Inc	984	$571,615
XMAY	FT Vest U.S. Equity Enhance & Moderate Buffer ETF - May	14,413	$520,107
MU	Micron Technology Inc	444	$512,504
INTC	Intel Corp	3,559	$496,943
DAPR	FT Vest U.S. Equity Deep Buffer ETF - April	11,924	$487,453
GEV	GE Vernova Inc.	379	$445,271
SPCX	Space Exploration Technologies Corp	2,538	$433,642
BAI	BlackRock ETF Trust	6,640	$350,060
AVEM	Avantis Emerging Markets Equity ETF	3,428	$330,767
QCOM	Qualcomm Inc	1,287	$237,824
DMAY	FT Vest U.S. Equity Deep Buffer ETF - May	5,011	$236,118
DSI	iShares ESG MSCI KLD 400 ETF	1,614	$229,817
VTES	VANGUARD SHORT-TERM TAX-EXEMPT BOND ETF	2,241	$227,035
CSM	ProShares Large Cap Core Plus	2,662	$226,855
GE	General Electric Co	593	$221,621
JFLI	JPMorgan Flexible Income ETF	4,049	$220,399
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	2,188	$214,861
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	2,683	$214,559
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
COP	Conocophillips	3,805	$502,260
MO	Altria Group, Inc.	3,285	$216,777
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

268 tracked positions · $461,539,040 total · filing declares 269 positions · $467,987,559 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 268 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AGG	iShares Core U.S. Aggregate Bond ETF	Added	313,224	+21,278	$31,002,911	+7.0%	8	unpriced	6.72%
USPX	Franklin U.S. Equity Index ETF	Added	409,988	+36,137	$26,772,216	+25.9%	4	$57.66	5.80%
FLCB	Franklin U.S. Core Bond ETF	Added	1,009,658	+74,385	$21,606,681	+7.5%	4	$21.53	4.68%
FLQL	Franklin U.S. Large Cap Multifactor Index ETF	Added	219,827	+14,407	$17,208,057	+23.8%	4	$66.99	3.73%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	78,796	+3,797	$15,012,213	+50.6%	10	before history	3.25%
BUFQ	FT Vest Laddered Nasdaq Buffer ETF	NEW	327,898	NEW	$12,876,554	NEW	1	$38.28	2.79%
QMMY	FT Vest Nasdaq-100 Moderate Buffer ETF - May	Added	407,015	+304,628	$10,781,827	+324.1%	9	unpriced	2.34%
XOCT	FT Vest U.S. Equity Enhance & Moderate Buffer ETF - October	Reduced	208,561	-246,048	$8,238,576	−51.4%	7	unpriced	1.79%
IEMG	iShares Trust	Added	93,631	+5,079	$7,756,392	—	4	unpriced	1.68%
LVHD	Franklin U.S. Low Volatility High Dividend Index ETF	Added	176,109	+6,079	$7,749,324	+7.1%	4	$40.91	1.68%
IEFA	iShares Core MSCI EAFE ETF	Added	78,396	+12,054	$7,571,485	+26.1%	4	unpriced	1.64%
GLD	Spdr Gold Trust	Added	19,276	+214	$7,100,892	−13.4%	10	before history	1.54%
FLGV	Franklin U.S. Treasury Bond ETF	Added	343,014	+21,126	$6,956,323	+5.8%	4	$20.50	1.51%
GOCT	FT Vest U.S. Equity Moderate Buffer ETF - October	Reduced	162,649	-64,068	$6,757,252	−22.8%	7	unpriced	1.46%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	24,838	-1,280	$5,919,888	+8.8%	10	before history	1.28%
GOOGL	Alphabet Inc. Communication Services	Reduced	14,996	-1,438	$5,359,120	+13.4%	10	before history	1.16%
QDEC	FT Vest Nasdaq-100 Buffer ETF - December	Reduced	148,608	-337,031	$5,291,930	−65.4%	10	before history	1.15%
XDEC	FT Vest U.S. Equity Enhance & Moderate Buffer ETF - December	Reduced	122,452	-3,912	$5,245,231	+3.0%	10	before history	1.14%
DIVI	Franklin International Core Dividend Tilt Index ETF	Added	122,443	+2,644	$5,230,764	+9.7%	4	$36.74	1.13%
XJUN	FT Vest U.S. Equity Enhance & Moderate Buffer ETF - June	Added	109,970	+91,005	$4,885,967	+499.7%	9	unpriced	1.06%
QMAR	FT Vest Nasdaq-100 Buffer ETF - March	Reduced	130,620	-10,072	$4,863,635	+2.8%	10	before history	1.05%
BGLD	FT Vest Gold Strategy Quarterly Buffer ETF	Added	291,198	+144,417	$4,743,615	+88.6%	7	$19.28	1.03%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	12,371	+301	$4,577,764	+18.2%	10	before history	0.99%
DJUN	FT Vest U.S. Equity Deep Buffer ETF - June	Added	89,956	+82,280	$4,433,031	+1127.7%	9	unpriced	0.96%
VOO	VANGUARD 500 INDEX FUND	Added	6,408	+1,127	$4,401,078	+39.5%	10	before history	0.95%
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	Added	36,659	+3,169	$4,299,367	+17.8%	10	before history	0.93%
NVDA	Nvidia Corp Technology	Reduced	20,409	-4,404	$4,083,636	−5.6%	10	before history	0.88%
TIP	iShares TIPS Bond ETF	Added	34,829	+816	$3,811,337	+1.5%	10	before history	0.83%
QCOC	FT Vest Nasdaq-100 Conservative Buffer ETF - October	Reduced	150,702	-199,813	$3,604,490	−53.2%	7	unpriced	0.78%
QQQ	Invesco Qqq Trust, Series 1	Added	4,872	+25	$3,587,740	+28.2%	10	before history	0.78%
VEA	Vanguard FTSE Developed Markets ETF	Added	48,293	+7,713	$3,440,876	+32.3%	10	before history	0.75%
		NEW	97,359	NEW	$3,321,889	NEW	1	$33.65	0.72%
SCHA	Schwab U.S. Small-Cap ETF	Added	89,561	+11,668	$3,235,838	+42.9%	4	$28.40	0.70%
QJUN	FT Vest Nasdaq-100 Buffer ETF - June	Reduced	95,382	-19,058	$3,222,576	−9.9%	10	before history	0.70%
FLMI	Franklin Dynamic Municipal Bond ETF	Added	126,316	+8,490	$3,179,373	+8.8%	4	$24.68	0.69%
AAPL	Apple Inc. Technology	Added	10,634	+318	$3,077,054	+17.5%	10	before history	0.67%
FLCO	Franklin Investment Grade Corporate ETF	Added	139,124	+9,185	$2,982,818	+7.2%	4	$21.62	0.65%
QQQM	Invesco Ltd. Financial Services	Added	9,689	+443	$2,935,476	+33.6%	8	$208.35	0.64%
PEP	Pepsico Inc Consumer Defensive	Reduced	21,598	-386	$2,924,369	−14.3%	10	before history	0.63%
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Added	31,671	+17,839	$2,875,410	+162.9%	10	before history	0.62%
IEI	iShares 3-7 Year Treasury Bond ETF	Added	23,358	+1,362	$2,743,397	+5.2%	10	before history	0.59%
JEPI	JPMorgan Equity Premium Income ETF	Added	47,868	+42,873	$2,703,584	+854.9%	2	$56.66	0.59%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	32,782	+1,712	$2,691,730	+4.9%	10	before history	0.58%
TDVI	FT Vest Technology Dividend Target Income ETF	Reduced	84,555	-5,602	$2,685,466	+12.1%	3	$28.32	0.58%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	42,729	+38,760	$2,626,124	+1091.8%	4	$58.99	0.57%
TSLA	Tesla, Inc. Consumer Cyclical	Added	6,235	+1,235	$2,622,441	+41.1%	10	before history	0.57%
MUB	iShares National Muni Bond ETF	Added	24,290	+1,332	$2,614,089	+7.3%	7	unpriced	0.57%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	15,233	+1,332	$2,416,867	+18.6%	10	before history	0.52%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	29,395	-5,857	$2,382,758	−1.0%	10	before history	0.52%
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	Reduced	80,741	-21,705	$2,373,785	−9.3%	10	before history	0.51%

Showing the top 50 of 268 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.