MTM Investment Management, LLC

Registered adviser

CIK

1831416

Location

SPARTANBURG, SC

Portfolio Value

Small $334,886,088

Diversification

Diversified

Filing Date

Global Rank

#4,804 / 8,825 ▼ 85 · as of Jun 2026

Top Industry

Drug Manufacturers - General 8.7%

Period ended 35 days ago

Filed Oct 30, 2026 · 5d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 297500

Roster of Nov 1, 2026

Regulatory AUM

$678,092,743

Main clients

Individuals and high net worth (97% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$678,092,743	Individuals and high net worth (97%)
Apr 2025 to Mar 2026	$621,291,292	Individuals and high net worth (94%)
Apr 2024 to Mar 2025	$525,134,885	Individuals and high net worth (94%)
May 2023 to Mar 2024	$451,255,466	Individuals and high net worth (94%)
Apr 2023	$451,255,466	Individuals and high net worth (94%)
Apr 2022 to Mar 2023	$477,634,044	Individuals and high net worth (93%)

4 earlier changes not shown.

Stated strategy

Quantitative / systematic, Fundamental active, Value, Multi-asset, Fixed income / rates, Wealth management / planning, Private markets Form ADV Part 2A, Jul 7, 2026 · original

In the firm's words

Quantitative / systematic: Before making recommendations to purchase or sell mutual funds or ETFs, MTM uses both quantitative and qualitative analysis.
Fundamental active: Identifying securities for purchase requires fundamental analysis to determine a reasonable entry price based on factors such as overall economic analysis, industry analysis, and company analysis.
Value: For individual stock recommendations, MTM attempts to identify companies whose stocks are undervalued and recommends that clients buy and hold these securities on a longterm basis.
Multi-asset: With respect to ICA accounts, MTM’s investment strategy is to recommend stocks, bonds, and other appropriately priced securities (such as mutual funds, ETFs, etc.) based upon each client’s Investment Plan.
Fixed income / rates: MTM has the discretion to recommend changes to a fixed income portfolio to accommodate a client’s income needs or to adjust for volatility in credit markets and interest rates.
Wealth management / planning: MTM seeks to recommend appropriate investments managed by third-party managers and for clients to remain invested in each portfolio on a long-term basis.
Private markets: has the discretion to decide to recommend, alternative investments, which could include private equity or hedge funds or structured products that include derivatives.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 33.9%, 54.6 effective positions, active share 59.1% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

5.0% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.2 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 59.1%; sector active share 29.2% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

704 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

5.8%

+0.2 pts

Top 5

21.7%

+1.3 pts

Top 10

35.8%

+1.9 pts

HHI

197

Diversified+14

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	35.8%	$119,988,203	204
Technology	13.4%	$44,719,806	63
Financial Services	10.3%	$34,537,872	82
Healthcare	9.2%	$30,747,587	64
Industrials	7.2%	$24,259,239	77
Consumer Cyclical	6.8%	$22,815,681	61
Energy	6.6%	$22,190,870	30
Consumer Defensive	5.1%	$17,213,721	34
Utilities	2.1%	$7,197,217	19
Communication Services	1.6%	$5,385,692	20
Real Estate	0.9%	$2,974,133	21
Basic Materials	0.9%	$2,856,067	29

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	+20,392	155,407	$3,878,958
TCAF	T. Rowe Price Capital Appreciation Equity ETF	+10,158	300,565	$12,704,882
SKIN	SkinHealth Systems Inc.	+9,000	41,000	$25,830
BUFR	FT Vest Laddered Buffer ETF	+8,050	16,575	$621,065
PULS	PGIM Ultra Short Bond ETF	+7,500	7,775	$384,551
VEA	Vanguard FTSE Developed Markets ETF	+6,757	24,987	$1,764,332
DIVO	Amplify CWP Enhanced Dividend Income ETF	+6,348	200,593	$9,325,568
SCHP	Schwab U.S. TIPS ETF	+3,909	5,478	$137,662
MFC	Manulife Financial Corp	+3,180	5,398	$229,900
SONY	Sony Group Corp	+3,000	3,460	$81,413
QXO	QXO, Inc.	+2,275	3,365	$39,336
DECK	Deckers Outdoor Corp	+1,886	21,498	$1,679,853
GDDY	GoDaddy Inc.	+1,380	8,858	$846,027
GRBK	Green Brick Partners, Inc.	+1,000	17,997	$1,189,781
CRWD	CrowdStrike Holdings, Inc.	+891	1,188	$314,523
IBIT	iShares Bitcoin Trust ETF	+845	1,256	$59,459
CBSH	Commerce Bancshares Inc	+783	89,762	$4,913,571
DVY	iShares Select Dividend ETF	+450	865	$131,540
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	+389	2,132	$312,295
XLF	State Street Corp	+339	39,046	$0
SPCX	Space Exploration Technologies Corp	+300	369	$55,667
NVDA	Nvidia Corp	+265	10,057	$2,296,817
SCHG	Schwab U.S. Large-Cap Growth ETF	+250	2,145	$77,069
FYX	First Trust Small Cap Core AlphaDEX Fund	+228	36,993	$4,978,887
BRK-B	Berkshire Hathaway Inc	+227	2,972	$1,479,907
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	−10,265	3,298	$74,831
PYPL	PayPal Holdings, Inc.	−4,546	1,849	$97,127
DVOL	First Trust Dorsey Wright Momentum & Low Volatility ETF	−3,560	6,260	$219,573
KMI	Kinder Morgan, Inc.	−2,098	230,176	$6,939,806
LZB	La-Z-Boy Inc	−2,000	77	$2,282
LULU	lululemon athletica inc.	−1,780	2,450	$235,665
ELAN	Elanco Animal Health Inc	−1,693	13,175	$294,988
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	−1,582	109,803	$2,648,448
FTGC	First Trust Global Tactical Commodity Strategy Fund	−1,384	43,189	$1,321,151
VZ	Verizon Communications Inc	−1,194	13,851	$635,345
SDVD	FT Vest SMID Rising Dividend Achievers Target Income ETF	−1,000	109,960	$2,370,737
FBTC	Fidelity Wise Origin Bitcoin Fund	−995	15,746	$1,143,789
FXR	First Trust Industrials/Producer Durables AlphaDEX Fund	−992	23,266	$1,895,248
IJH	iShares Core S&P Mid-Cap ETF	−900	990	$71,230
KRP	Kimbell Royalty Partners, LP	−855	42,074	$600,816
HSY	Hershey Co	−803	1,326	$208,990
ZTS	Zoetis Inc.	−789	3,012	$210,327
IWF	iShares Russell 1000 Growth ETF	−728	49,923	$6,253,354
PDP	Victory Portfolios II	−702	27,984	$0
FDN	First Trust Dow Jones Internet Index Fund	−649	7,263	$2,095,012
FYC	First Trust Small Cap Growth AlphaDEX Fund	−621	14,782	$1,704,660
FXL	First Trust Technology AlphaDEX Fund	−607	13,905	$3,073,005
DTE	Dte Energy Co	−600	300	$36,540
PLTR	Palantir Technologies Inc.	−600	227	$42,460
RDVY	First Trust Rising Dividend Achievers ETF	−545	31,760	$2,486,490
No positions match the current search.

New Positions

Positions the filer opened this quarter

17 positions

Ticker	Company	Shares	Value
OMC	Omnicom Group Inc.	6,300	$463,869
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	4,035	$405,719
RYN	Rayonier Inc	8,453	$155,197
ETHA	iShares Ethereum Trust ETF	1,985	$39,938
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	798	$39,277
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	766	$24,726
MU	Micron Technology Inc	10	$10,651
SRRK	Scholar Rock Holding Corp	127	$6,136
PTGX	Protagonist Therapeutics, Inc	35	$4,931
CCJ	Cameco Corp	40	$3,466
POET	Poet Technologies Inc.	350	$2,618
NJR	New Jersey Resources Corp	16	$809
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	9	$695
MBGL	Mobility Global Inc.	32	$548
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	5	$386
SHY	iShares 1-3 Year Treasury Bond ETF	3	$243
GWH	ESS Tech, Inc.	40	$6
No positions match the current search.

Sold Out

Positions the filer fully exited

19 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	26,265	$3,590,950
BNDX	Vanguard Total International Bond ETF	7,707	$373,250
HUBB	Hubbell Inc	400	$209,280
OKLO	Oklo Inc.	765	$40,032
FLNC	Fluence Energy, Inc.	1,950	$38,766
RPV	Invesco S&P 500 Pure Value ETF	275	$31,300
—		103	$21,119
EL	Estee Lauder Companies Inc	250	$19,737
GOVT	iShares U.S. Treasury Bond ETF	527	$12,005
OKE	Oneok Inc	130	$11,302
PSCE	Invesco Ltd.	120	$6,595
NMZ	Nuveen Municipal High Income Opportunity Fund	574	$6,067
PINS	Pinterest, Inc.	161	$3,385
CB	Chubb Ltd	8	$2,725
NTNX	Nutanix, Inc.	40	$2,038
BP	Bp PLC	50	$1,847
—		53	$1,318
FISV	Fiserv Inc	10	$490
GWHT	ESS Tech, Inc.	40	$38
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

704 tracked positions · $334,886,088 total · filing declares 706 positions · $346,177,214 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 704 positions by value · page 1 of 15

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Added	46,227	+141	$15,394,515	+15.4%	4.60%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	Added	300,565	+10,158	$12,704,882	+6.4%	3.79%
LLY	ELI LILLY & Co Healthcare	Reduced	9,023	-11	$10,440,332	−3.6%	3.12%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	28,665	-109	$9,483,241	+0.7%	2.83%
MSFT	Microsoft Corp Technology	Added	18,347	+105	$9,410,176	+38.3%	2.81%
DIVO	Amplify CWP Enhanced Dividend Income ETF	Added	200,593	+6,348	$9,325,568	+5.1%	2.78%
LOW	Lowes Companies Inc Consumer Cyclical	Reduced	45,272	-121	$8,343,176	−16.6%	2.49%
MCK	Mckesson Corp Healthcare	Reduced	9,383	-73	$8,011,299	+12.1%	2.39%
KMI	Kinder Morgan, Inc. Energy	Reduced	230,176	-2,098	$6,939,806	−6.5%	2.07%
AVGO	Broadcom Inc. Technology	Reduced	17,980	-221	$6,314,396	−8.2%	1.89%
CVX	Chevron Corp Energy	Added	30,640	+195	$6,256,994	+24.0%	1.87%
IWF	iShares Russell 1000 Growth ETF	Reduced	49,923	-728	$6,253,354	−0.6%	1.87%
SPY	Spdr S&P 500 ETF Trust	Added	8,009	+61	$6,107,903	+2.9%	1.82%
FYX	First Trust Small Cap Core AlphaDEX Fund	Added	36,993	+228	$4,978,887	−6.2%	1.49%
CBSH	Commerce Bancshares Inc Financial Services	Added	89,762	+783	$4,913,571	−4.4%	1.47%
QTEC	First Trust NASDAQ-100-Technology Sector Index Fund	Reduced	13,980	-325	$4,609,625	−3.7%	1.38%
KO	Coca Cola Co Consumer Defensive	Reduced	49,574	-74	$4,267,329	+5.8%	1.27%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	23,149	+143	$3,898,754	+6.8%	1.16%
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	Added	155,407	+20,392	$3,878,958	+13.8%	1.16%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	18,720	+58	$3,664,440	+3.1%	1.09%
SO	Southern Co Utilities	Added	43,727	+58	$3,624,531	−13.3%	1.08%
VOO	VANGUARD 500 INDEX FUND	Added	5,039	+201	$3,531,633	+6.3%	1.05%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	3,872	-2	$3,524,836	−2.7%	1.05%
FXL	First Trust Technology AlphaDEX Fund	Reduced	13,905	-607	$3,073,005	−2.5%	0.92%
WMT	Walmart Inc. Consumer Defensive	Reduced	29,358	-74	$3,050,883	−8.5%	0.91%
CSX	Csx Corp Industrials	Reduced	64,149	-213	$2,983,569	−2.5%	0.89%
JNJ	Johnson & Johnson Healthcare	Added	10,486	+119	$2,776,063	+5.4%	0.83%
BAC	Bank Of America Corp Financial Services	Added	49,539	+1	$2,696,407	−4.5%	0.81%
NSC	Norfolk Southern Corp Industrials	Held	8,588	0	$2,653,692	−1.8%	0.79%
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	Reduced	109,803	-1,582	$2,648,448	−1.8%	0.79%
AMZN	Amazon Com Inc Consumer Cyclical	Added	10,550	+152	$2,628,532	+6.1%	0.78%
TJX	Tjx Companies Inc Consumer Cyclical	Reduced	19,146	-99	$2,533,207	−13.1%	0.76%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	31,760	-545	$2,486,490	−5.0%	0.74%
BNY	Bank of New York Mellon Corp Financial Services	Added	17,015	+1	$2,460,879	+0.0%	0.73%
TDIV	First Trust NASDAQ Technology Dividend Index Fund	Reduced	21,042	-234	$2,373,958	−2.9%	0.71%
SDVD	FT Vest SMID Rising Dividend Achievers Target Income ETF	Reduced	109,960	-1,000	$2,370,737	−7.5%	0.71%
NVDA	Nvidia Corp Technology	Added	10,057	+265	$2,296,817	+17.2%	0.69%
GOOG	Alphabet Inc. Communication Services	Added	6,356	+215	$2,165,743	−0.2%	0.65%
ETN	Eaton Corp plc Industrials	Held	4,973	0	$2,136,947	+0.8%	0.64%
FDN	First Trust Dow Jones Internet Index Fund	Reduced	7,263	-649	$2,095,012	+0.0%	0.63%
GE	General Electric Co Industrials	Added	6,319	+3	$1,973,360	−16.4%	0.59%
MRK	Merck & Co., Inc. Healthcare	Held	13,469	0	$1,957,180	+13.1%	0.58%
FXR	First Trust Industrials/Producer Durables AlphaDEX Fund	Reduced	23,266	-992	$1,895,248	−14.3%	0.57%
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	Held	65,810	0	$1,834,782	−5.2%	0.55%
EFA	iShares MSCI EAFE ETF	Added	17,650	+15	$1,833,658	+0.1%	0.55%
VEA	Vanguard FTSE Developed Markets ETF	Added	24,987	+6,757	$1,764,332	+35.8%	0.53%
TXN	Texas Instruments Inc Technology	Held	6,142	0	$1,720,312	−6.0%	0.51%
FYC	First Trust Small Cap Growth AlphaDEX Fund	Reduced	14,782	-621	$1,704,660	−13.1%	0.51%
INTC	Intel Corp Technology	Held	14,157	0	$1,702,096	−13.9%	0.51%
PM	Philip Morris International Inc. Consumer Defensive	Added	8,888	+2	$1,696,008	+5.5%	0.51%

Showing the top 50 of 704 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.