DSEP · FT Vest U.S. Equity Deep Buffer ETF - September ETF

$48.60 -0.04 (-0.08%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 48

Total Value: $88,051,271

Total Shares: 2,171,586

Institutional Ownership Trend

20 quarters

Holder Concentration

Across 48 13F filers · Δ vs Sep 30, 2024

Top Holder

17.9%

+3.6 pts

Top 5

57.3%

+18.2 pts

Top 10

74.4%

+19.2 pts

HHI

876

Broadly held+400

Quarterly Activity

vs Sep 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -27

Institutional value: -10.5%

Shares held: -11.6%

Top Buyers

vs Sep 30, 2024

Institution	Added	Now Holds
Small REAP Financial Group, LLC	+38,670	388,226
Small CoreFirst Bank & Trust	+26,902	43,426
Large Cetera Investment Advisers	+25,873	87,826
Large COMMONWEALTH EQUITY SERVICES, LLC	+23,963	84,055
Mega ENVESTNET ASSET MANAGEMENT INC	+13,115	184,625

Top Sellers

vs Sep 30, 2024

Institution	Sold	Now Holds
Large AE Wealth Management LLC	−31,947	56,067
Large OSAIC HOLDINGS, INC.	−14,793	89,450
Mega JANE STREET GROUP, LLC	−13,147	7,795
Small TOWNSQUARE CAPITAL LLC	−7,924	24,128
Mega LPL Financial LLC	−7,639	47,277

Top New Positions

vs Sep 30, 2024

Institution	Acquired	Value (USD)
Small Bison Wealth, LLC	370,728	$15,031,908
Mega RAYMOND JAMES FINANCIAL INC	130,562	$5,293,897
Micro LifeWealth Investments, LLC	38,316	$1,553,598
Mid CARY STREET PARTNERS FINANCIAL LLC	27,834	$1,128,585
Mid OLD MISSION CAPITAL LLC	21,622	$876,707

Top Sold-Out Positions

vs Sep 30, 2024

Institution	Previously Held	Last Value (USD)
Small Spectrum Asset Management, Inc. (NB/CA)	171,787	$6,880,069
Large CWM, LLC	100,256	$4,015,252
Large TRUIST FINANCIAL CORP	76,458	$3,062,142
Small OGOREK ANTHONY JOSEPH /NY/ /ADV	67,722	$2,712,266
Small Comprehensive Financial Consultants Institutional, Inc.	63,102	$2,527,235

Filter: New 16 Increased 17 Reduced 10 Sold out 43 Unchanged 5

Showing 48 of 48

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

REAP Financial Group, LLC DSEP

$15,741,399

17.88%

388,226

Bison Wealth, LLC DSEP

$15,031,908

17.07%

370,728

ENVESTNET ASSET MANAGEMENT INC DSEP

$7,485,989

8.50%

184,625

Kestra Advisory Services, LLC DSEP

$6,870,486

7.80%

169,445

RAYMOND JAMES FINANCIAL INC DSEP

$5,293,897

6.01%

130,562

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES joint	130,562	$5,293,897	100.0%	Defined

OSAIC HOLDINGS, INC. DSEP

$3,626,927

4.12%

89,450

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	76,047	$3,083,477	85.0%	Defined
OSAIC INSTITUTIONS, INC.	588	$23,841	0.7%	Defined
Osaic Advisory Services, LLC	2,815	$114,139	3.1%	Defined
OSAIC FA, INC.	10,000	$405,470	11.2%	Defined

Cetera Investment Advisers DSEP

$3,561,080

4.04%

87,826

COMMONWEALTH EQUITY SERVICES, LLC DSEP

$3,408,178

3.87%

84,055

AE Wealth Management LLC DSEP

$2,273,348

2.58%

56,067

Jaffetilchin Investment Partners, LLC DSEP

$2,180,212

2.48%

53,770

Cambridge Investment Research Advisors, Inc. DSEP

$2,094,293

2.38%

51,651

LPL Financial LLC DSEP

$1,916,940

2.18%

47,277

CoreFirst Bank & Trust DSEP

$1,760,793

2.00%

43,426

LifeWealth Investments, LLC DSEP

$1,553,598

1.76%

38,316

Rockefeller Capital Management L.P. DSEP

$1,524,323

1.73%

37,594

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	37,594	$1,524,323	100.0%	Defined

HARBOUR INVESTMENTS, INC. DSEP

$1,517,958

1.72%

37,437

CARY STREET PARTNERS FINANCIAL LLC DSEP

$1,128,585

1.28%

27,834

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	27,834	$1,128,585	100.0%	Defined

Prosperity Consulting Group, LLC DSEP

$1,111,312

1.26%

27,408

Prospera Financial Services Inc DSEP

$1,082,523

1.23%

26,698

TOWNSQUARE CAPITAL LLC DSEP

$978,317

1.11%

24,128

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JRS WEALTH MANAGEMENT LLC	15,951	$646,765	66.1%	Other
FIAT WEALTH MANAGEMENT	3,282	$133,075	13.6%	Other
THE NORDEN GROUP LLC	2,505	$101,570	10.4%	Other
PRIVATE ADVISOR GROUP, LLC	2,390	$96,907	9.9%	Other

Integrity Financial Corp /WA DSEP

$935,094

1.06%

23,062

OLD MISSION CAPITAL LLC DSEP

$876,707

1.00%

21,622

MML INVESTORS SERVICES, LLC DSEP

$642,588

0.73%

15,848

FOUNDERS FINANCIAL SECURITIES LLC DSEP

$622,842

0.71%

15,361

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Horizon Investments, LLC	15,361	$622,842	100.0%	Sole

StoneX Group Inc. DSEP

$520,096

0.59%

12,827

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
StoneX Advisors Inc.	12,827	$520,096	100.0%	Defined

ARBOR CAPITAL MANAGEMENT INC /ADV DSEP

$419,620

0.48%

10,349

Aptus Capital Advisors, LLC DSEP

$401,415

0.46%

9,900

HighTower Advisors, LLC DSEP

$380,209

0.43%

9,377

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC DSEP

$363,746

0.41%

8,971

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIGNATURE INVESTMENT ADVISORS LLC	7,513	$304,629	83.7%	Defined
Held directly	1,458	$59,117	16.3%	Sole

JANE STREET GROUP, LLC DSEP

$316,063

0.36%

7,795

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	7,795	$316,063	100.0%	Defined

Grantvest Financial Group LLC DSEP

$247,701

0.28%

6,109

Sunbelt Securities, Inc. DSEP

$245,025

0.28%

6,043

WOLVERINE TRADING, LLC DSEP

$220,818

0.25%

5,446

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, L.P.	5,446	$220,818	100.0%	Defined

Envestnet Portfolio Solutions, Inc. DSEP

$216,318

0.25%

5,335

First Heartland Consultants, Inc. DSEP

$209,181

0.24%

5,159

Per Stirling Capital Management, LLC. DSEP

$209,141

0.24%

5,158

Presidio Capital Management, LLC DSEP

$201,153

0.23%

4,961

BARCLAYS PLC DSEP

$195,842

0.22%

4,830

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	4,830	$195,842	100.0%	Sole

ROYAL BANK OF CANADA DSEP

$173,014

0.20%

4,267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CITY NATIONAL ROCHDALE, LLC	4,267	$173,014	100.0%	Defined

PROEQUITIES, INC. DSEP

$139,076

0.16%

3,430

Coppell Advisory Solutions LLC DSEP

$82,959

0.09%

2,046

Topsail Wealth Management, LLC DSEP

$72,092

0.08%

1,778

JPMORGAN CHASE & CO DSEP

$65,807

0.07%

1,623

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	1,623	$65,807	100.0%	Defined

MORGAN STANLEY DSEP

$47,075

0.05%

1,161

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,161	$47,075	100.0%	Defined

CoreCap Advisors, LLC DSEP

$45,250

0.05%

1,116

CREATIVE FINANCIAL DESIGNS INC /ADV DSEP

$36,249

0.04%

894

Ameritas Investment Partners, Inc. DSEP

$20,273

0.02%

500

UBS Group AG DSEP

$3,851

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	95	$3,851	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	76,458	$3,062,142	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	57,392	$2,298,549	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS FINANCIAL LLC	27,834	$1,114,751	100.0%	Defined