CLOX · Eldridge AAA CLO ETF · Holdings ETF

$25.59 +0.01 (+0.04%) At close · Oct 28

Volume · Oct 28 59.25K Avg daily vol (3M) 178.7K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 18

Total Value: $33,552,551

Total Shares: 1,310,135

Institutional Ownership Trend

13 quarters

Holder Concentration

Across 18 13F filers · Δ vs Jun 30, 2026

Top Holder

29.5%

+6.3 pts

Top 5

68.0%

+6.8 pts

Top 10

90.0%

+14.0 pts

HHI

1,376

Broadly held+170

Who Holds CLOX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 58 filers, like-for-like change +16.9%; actively managed books +16.7%; index-like books +407.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	46.0%	37	+26.6%	4	3
Adviser	0.2%	1	-83.9%	0	0
Bank	1.5%	5	+45.8%	2	0
Broker-dealer	22.8%	1	+12.4%	0	0
Holding company	0.6%	3	+977.5%	1	0
Unknown	28.9%	11	+8.1%	2	0

Style	Share	Filers	Change	New	Exited
Index-like	0.2%	1	+407.7%	0	0
Systematic-like	1.0%	1	+84.0%	0	0
Concentrated	46.0%	18	+17.2%	3	0
Diversified active	52.9%	37	+15.5%	6	3
Unknown	0.0%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	67.3%	35	+10.1%	4	0
Medium turnover	26.5%	17	+15.0%	3	2
High turnover	5.1%	3	+547.8%	2	1
Unknown	1.2%	3	+83.3%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	4.8%	4	+447.0%	1	1
Medium horizon	42.6%	12	+6.3%	2	0
Long horizon	46.5%	37	+15.3%	5	2
Unknown	6.1%	5	+42.9%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	59.1%	27	+17.1%	4	1
$1B to $10B	7.0%	12	+3.0%	2	1
$10B to $100B	8.6%	12	+41.1%	2	1
$100B or more	25.3%	7	+13.8%	1	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	40.8%	32	+19.2%	2	3
Pooled investment vehicles	1.0%	1	+84.0%	0	0
Pension and profit sharing plans	3.7%	2	+205.1%	1	0
Corporations	0.6%	2	+52.7%	1	0
Other investment advisers	0.0%	0	—	0	0
Registered funds and BDCs	0.0%	0	—	0	0
Diversified	0.0%	0	—	0	0
Unknown	54.0%	21	+9.6%	5	0

Private funds	Share	Filers	Change	New	Exited
Hedge funds	2.5%	3	+2.3%	0	0
Private equity funds	0.6%	2	+52.7%	1	0
Real estate funds	9.2%	2	-7.1%	0	0
Other private funds	0.4%	1	-58.9%	0	1
Mixed private funds	0.0%	0	—	0	0
Private funds, type not stated	0.5%	1	-8.3%	0	0
No private funds	32.9%	28	+48.5%	3	2
Venture capital funds	0.0%	0	—	0	0
Unknown	54.0%	21	+9.6%	5	0

Location	Share	Filers	Change	New	Exited
United States	99.0%	55	+17.1%	8	3
Outside the US	1.0%	3	-1.9%	1	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

58 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

12.1% of filers hold it in their top 10

Mar 31, 2026: 5

Holders above 5%

median weight 0.029%

Mar 31, 2026: 1

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

76.0%

of 13F shares, Herfindahl 0.121

Active holders

+16.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 4.7 quarters

Under 1 year 40.0% 1 to 3 years 57.7% 3 years or more 2.27% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$25.52

estimated per share

Mar 31, 2026: $25.51

Quarter-end price

$25.61

implied by 13F values

Estimated gain or loss

+0.4%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 98.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -40

Institutional value: -73.5%

Shares held: -73.5%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small Spectrum Asset Management, Inc. (NB/CA)	+2,940	127,301
Small FOURPATH CAPITAL MANAGEMENT, LLC	+1,900	13,585
Small Silverleafe Capital Partners, LLC	+314	26,974

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small PRIMORIS WEALTH ADVISORS, LLC	−43,000	71,650
Small Worth Asset Management, LLC	−7,975	12,950
Small GRIFFIN ASSET MANAGEMENT, INC.	−7,148	38,269
Small WESPAC Advisors, LLC	−2,249	156,884
Mid PRIVATE TRUST CO NA	−731	30,945

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Mid FOUNDERS FINANCIAL SECURITIES LLC	386,925	$9,909,149
Small WT Wealth Management	133,880	$3,428,666
Mid PFG Advisors	51,092	$1,308,466
Mid Simplicity Wealth,LLC	8,501	$217,710
Small Range Financial Group LLC	8,250	$211,282

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Small FIG FINANCIAL ADVISORY SERVICES INC /ADV	180,564	$4,625,146

Filter: New 5 Increased 3 Reduced 7 Sold out 1 Unchanged 3

Holder type: Registered adviser 15 Unknown 3

Showing 18 of 18

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Mid FOUNDERS FINANCIAL SECURITIES LLC Registered adviser CLOX	$9,909,149	29.53%	386,925	—	New	Shares	2026-10-28
Small WESPAC Advisors, LLC Registered adviser CLOX	$4,017,799	11.97%	156,884	—	-2,249 -1.4%	Shares	2026-10-26
Small WT Wealth Management Registered adviser CLOX	$3,428,666	10.22%	133,880	—	New	Shares	2026-10-13
Small Spectrum Asset Management, Inc. (NB/CA) Registered adviser CLOX	$3,260,178	9.72%	127,301	—	+2,940 +2.4%	Shares	2026-10-19
Small WMG Financial Advisors, LLC Registered adviser CLOX	$2,187,017	6.52%	85,397	—	0 0.0%	Shares	2026-10-28
Large Farther Finance Advisors, LLC Registered adviser CLOX	$1,979,832	5.90%	77,307	—	-657 -0.8%	Shares	2026-10-08
Small PRIMORIS WEALTH ADVISORS, LLC Registered adviser CLOX	$1,834,956	5.47%	71,650	—	-43,000 -37.5%	Shares	2026-10-28
Mid PFG Advisors Registered adviser CLOX	$1,308,466	3.90%	51,092	—	New	Shares	2026-10-16
Mid Valeo Financial Advisors, LLC Registered adviser CLOX	$1,280,500	3.82%	50,000	—	0 0.0%	Shares	2026-10-08
Small GRIFFIN ASSET MANAGEMENT, INC. Registered adviser CLOX	$980,069	2.92%	38,269	—	-7,148 -15.7%	Shares	2026-10-22
Mid PRIVATE TRUST CO NA CLOX	$792,501	2.36%	30,945	—	-731 -2.3%	Shares	2026-10-20
Small Silverleafe Capital Partners, LLC Registered adviser CLOX	$690,804	2.06%	26,974	—	+314 +1.2%	Shares	2026-10-02
Mid B. Riley Wealth Advisors, Inc. CLOX	$569,182	1.70%	22,225	—	-542 -2.4%	Shares	2026-10-13
Small FOURPATH CAPITAL MANAGEMENT, LLC Registered adviser CLOX	$347,911	1.04%	13,585	—	+1,900 +16.3%	Shares	2026-10-19
Small Worth Asset Management, LLC CLOX	$331,649	0.99%	12,950	—	-7,975 -38.1%	Shares	2026-10-07
Mid Simplicity Wealth,LLC Registered adviser CLOX	$217,710	0.65%	8,501	—	New	Shares	2026-10-23
Small Range Financial Group LLC Registered adviser CLOX	$211,282	0.63%	8,250	—	New	Shares	2026-10-21
Mid TECTONIC ADVISORS LLC Registered adviser CLOX	$204,880	0.61%	8,000	—	0 0.0%	Shares	2026-10-22
Small FIG FINANCIAL ADVISORY SERVICES INC /ADV Registered adviser CLOX	$4,625,146	13.78%	180,564	—	Sold Out	Shares	2026-08-10
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