DNOV · FT Vest U.S. Equity Deep Buffer ETF - November ETF

$52.53 -0.03 (-0.05%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 65

Total Value: $102,055,487

Total Shares: 2,179,742

Institutional Ownership Trend

23 quarters

Holder Concentration

Across 65 13F filers · Δ vs Jun 30, 2025

Top Holder

18.6%

+4.2 pts

Top 5

42.1%

+7.0 pts

Top 10

62.2%

+11.7 pts

HHI

635

Broadly held+207

Quarterly Activity

vs Jun 30, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -41

Institutional value: -33.2%

Shares held: -36.2%

Top Buyers

vs Jun 30, 2025

Institution	Added	Now Holds
Mega LPL Financial LLC	+25,092	97,213
Large Cetera Investment Advisers	+19,504	85,296
Mid Horizon Investments, LLC	+15,399	52,389
Mega ENVESTNET ASSET MANAGEMENT INC	+7,877	73,986
Mega CITADEL ADVISORS LLC	+5,162	18,424

Top Sellers

vs Jun 30, 2025

Institution	Sold	Now Holds
Mid OPPENHEIMER & CO INC	−86,727	406,419
Mid OLD MISSION CAPITAL LLC	−26,242	8,925
Small REAP Financial Group, LLC	−10,475	124,515
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−8,001	4,730
Mega UBS Group AG	−7,508	855

Top New Positions

vs Jun 30, 2025

Institution	Acquired	Value (USD)
Large OSAIC HOLDINGS, INC.	102,709	$4,808,834
Small Ritter Daniher Financial Advisory LLC / DE	6,825	$319,546
Large Clark Capital Management Group, Inc.	6,048	$283,167
Large Rockefeller Capital Management L.P.	5,845	$273,662
Mega AQR CAPITAL MANAGEMENT LLC	4,947	$231,618

Top Sold-Out Positions

vs Jun 30, 2025

Institution	Previously Held	Last Value (USD)
Large COMMONWEALTH EQUITY SERVICES, LLC	268,219	$11,986,438
Mid IFP Advisors, Inc	130,496	$5,831,735
Small Bison Wealth, LLC	125,583	$5,612,178
Large CWM, LLC	97,296	$4,348,060
Small TOUNJIAN ADVISORY PARTNERS, LLC	63,322	$2,829,796

Filter: New 7 Increased 9 Reduced 32 Sold out 48 Unchanged 17

Showing 65 of 65

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

OPPENHEIMER & CO INC DNOV

$19,028,537

18.65%

406,419

OGOREK ANTHONY JOSEPH /NY/ /ADV DNOV

$8,108,802

7.95%

173,191

REAP Financial Group, LLC DNOV

$5,829,792

5.71%

124,515

BRASS TAX WEALTH MANAGEMENT, INC DNOV

$5,026,688

4.93%

107,362

Kestra Advisory Services, LLC DNOV

$5,011,097

4.91%

107,029

OSAIC HOLDINGS, INC. DNOV

$4,808,834

4.71%

102,709

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	89,947	$4,211,318	87.6%	Defined
Osaic Advisory Services, LLC	12,762	$597,516	12.4%	Defined

LPL Financial LLC DNOV

$4,551,512

4.46%

97,213

Cetera Investment Advisers DNOV

$3,993,558

3.91%

85,296

HARBOUR INVESTMENTS, INC. DNOV

$3,607,387

3.53%

77,048

ENVESTNET ASSET MANAGEMENT INC DNOV

$3,464,024

3.39%

73,986

Mariner, LLC DNOV

$3,394,684

3.33%

72,505

Tanglewood Legacy Advisors, LLC DNOV

$2,867,818

2.81%

61,252

Mutual Advisors, LLC DNOV

$2,667,288

2.61%

56,969

Advisory Services Network, LLC DNOV

$2,649,965

2.60%

56,599

RAYMOND JAMES FINANCIAL INC DNOV

$2,602,957

2.55%

55,595

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	12,579	$588,948	22.6%	Defined
Raymond James Financial Services Advisors, Inc.	43,016	$2,014,009	77.4%	Defined

Horizon Investments, LLC DNOV

$2,452,852

2.40%

52,389

Cambridge Investment Research Advisors, Inc. DNOV

$2,188,694

2.14%

46,747

Sunbelt Securities, Inc. DNOV

$1,467,526

1.44%

31,344

Wood Tarver Financial Group, LLC DNOV

$1,076,064

1.05%

22,983

McKinley Carter Wealth Services, Inc. DNOV

$1,055,088

1.03%

22,535

Buck Wealth Strategies, LLC DNOV

$979,755

0.96%

20,926

JOURNEY STRATEGIC WEALTH LLC DNOV

$910,789

0.89%

19,453

CITADEL ADVISORS LLC DNOV

$862,611

0.85%

18,424

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	18,424	$862,611	100.0%	Defined

HighTower Advisors, LLC DNOV

$821,691

0.81%

17,550

KESTRA PRIVATE WEALTH SERVICES, LLC DNOV

$737,415

0.72%

15,750

UPTICK PARTNERS, LLC DNOV

$654,496

0.64%

13,979

Orion Porfolio Solutions, LLC DNOV

$589,651

0.58%

12,594

RFG Advisory, LLC DNOV

$562,308

0.55%

12,010

ARBOR CAPITAL MANAGEMENT INC /ADV DNOV

$529,300

0.52%

11,305

Clear Creek Financial Management, LLC DNOV

$524,945

0.51%

11,212

StoneX Group Inc. DNOV

$521,481

0.51%

11,138

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
StoneX Advisors Inc.	11,138	$521,481	100.0%	Defined

MTM Investment Management, LLC DNOV

$510,103

0.50%

10,895

NBC SECURITIES, INC. DNOV

$483,744

0.47%

10,332

Atria Investments, Inc DNOV

$469,370

0.46%

10,025

Grantvest Financial Group LLC DNOV

$467,123

0.46%

9,977

MML INVESTORS SERVICES, LLC DNOV

$420,256

0.41%

8,976

OLD MISSION CAPITAL LLC DNOV

$417,868

0.41%

8,925

Ameritas Advisory Services, LLC DNOV

$373,342

0.37%

7,974

Beacon Pointe Advisors, LLC DNOV

$353,022

0.35%

7,540

Legacy Capital Wealth Partners, LLC DNOV

$352,975

0.35%

7,539

Integrity Financial Corp /WA DNOV

$351,430

0.34%

7,506

CENTAURUS FINANCIAL, INC. DNOV

$348,715

0.34%

7,448

Vivaldi Capital Management LP DNOV

$342,488

0.34%

7,315

Ritter Daniher Financial Advisory LLC / DE DNOV

$319,546

0.31%

6,825

NewEdge Advisors, LLC DNOV

$312,523

0.31%

6,675

Integrated Wealth Concepts LLC DNOV

$288,738

0.28%

6,167

Clark Capital Management Group, Inc. DNOV

$283,167

0.28%

6,048

Oder Investment Management, LLC DNOV

$275,207

0.27%

5,878

Rockefeller Capital Management L.P. DNOV

$273,662

0.27%

5,845

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	5,845	$273,662	100.0%	Defined

Per Stirling Capital Management, LLC. DNOV

$243,604

0.24%

5,203

AQR CAPITAL MANAGEMENT LLC DNOV

$231,618

0.23%

4,947

CreativeOne Wealth, LLC DNOV

$221,458

0.22%

4,730

SUSQUEHANNA INTERNATIONAL GROUP, LLP DNOV

$221,458

0.22%

4,730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	4,730	$221,458	100.0%	Other

BARCLAYS PLC DNOV

$189,293

0.19%

4,043

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	4,043	$189,293	100.0%	Sole

ROYAL BANK OF CANADA DNOV

$142,239

0.14%

3,038

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	38	$1,779	1.3%	Defined
RBC Dominion Securities Inc.	3,000	$140,460	98.7%	Defined

Topsail Wealth Management, LLC DNOV

$139,289

0.14%

2,975

PRINCIPAL SECURITIES, INC. DNOV

$124,073

0.12%

2,650

WINNOW WEALTH LLC DNOV

$109,090

0.11%

2,330

JPMORGAN CHASE & CO DNOV

$83,292

0.08%

1,779

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	1,779	$83,292	100.0%	Other

Steward Partners Investment Advisory, LLC DNOV

$67,889

0.07%

1,450

UBS Group AG DNOV

$40,031

0.04%

855

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	855	$40,031	100.0%	Defined

ASSETMARK, INC DNOV

$27,998

0.03%

598

AE Wealth Management LLC DNOV

$17,229

0.02%

368

Triumph Capital Management DNOV

$5,992

0.01%

128

MORGAN STANLEY DNOV

$46

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1	$46	100.0%	Defined