Empirical Finance, LLC
Position in PFG — Principal Financial Group Inc
CIK 1572838
NEWTOWN SQUARE, PA
Position in PFG
as of Jun 30, 2026
· filed Aug 14, 2026
Position Value
$866,227
+$161,117 QoQ
Shares Held
8,037
+2.7% QoQ
Ownership
0.004%
of shares outstanding
% of Portfolio
0.04%
of 13F equity value
Holder Rank
#391
of 941 holders
Holding Since
Sep 2021
20 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in PFG Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026Empirical Finance, LLC holds $26,074,956 across 10 Asset Management names. PFG ranks #8 (3.3% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | CSWC |
Capital Southwest Corp
|
525,500 | $12,491,135 | |
| 2 | BLK |
BlackRock, Inc.
|
5,024 | $4,830,877 | |
| 3 | STT |
State Street Corp
|
11,307 | $1,917,667 | |
| 4 | AMP |
Ameriprise Financial Inc
|
3,632 | $1,666,216 | |
| 5 | NTRS |
Northern Trust Corp
|
7,285 | $1,266,424 | |
| 6 | RJF |
Raymond James Financial Inc
|
6,417 | $975,576 | |
| 7 | TROW |
Price T Rowe Group Inc
|
7,956 | $904,517 | |
| 8 | PFG |
Principal Financial Group Inc
This page
|
8,037 | $866,227 |
All Filings in PFG
Export CSV
20 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $866,227 | 8,037 | Shares | Sole | 2026-08-14 | |
| 2026-03-31 | $705,110 | 7,825 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $692,183 | 7,847 | Shares | Sole | 2026-02-12 | |
| 2025-09-30 | $678,618 | 8,185 | Shares | Sole | 2025-11-13 | |
| 2025-06-30 | $645,051 | 8,121 | Shares | Sole | 2025-08-11 | |
| 2025-03-31 | $680,865 | 8,070 | Shares | Sole | 2025-05-07 | |
| 2024-12-31 | $601,707 | 7,773 | Shares | Sole | 2025-01-28 | |
| 2024-09-30 | $676,462 | 7,875 | Shares | Sole | 2024-11-06 | |
| 2024-06-30 | $606,653 | 7,733 | Shares | Sole | 2024-07-30 | |
| 2024-03-31 | $732,426 | 8,486 | Shares | Sole | 2024-05-06 | |
| 2023-12-31 | $646,746 | 8,221 | Shares | Sole | 2024-02-14 | |
| 2023-09-30 | $591,550 | 8,208 | Shares | Sole | 2023-11-02 | |
| 2023-06-30 | $570,089 | 7,517 | Shares | Sole | 2023-07-27 | |
| 2023-03-31 | $502,105 | 6,756 | Shares | Sole | 2023-04-05 | |
| 2022-12-31 | $545,563 | 6,501 | Shares | Sole | 2023-02-21 | |
| 2022-09-30 | $436,074 | 6,044 | Shares | Sole | 2022-11-04 | |
| 2022-06-30 | $342,098 | 5,122 | Shares | Sole | 2022-08-01 | |
| 2022-03-31 | $356,919 | 4,862 | Shares | Sole | 2022-04-21 | |
| 2021-12-31 | $315,214 | 4,358 | Shares | Sole | 2022-02-04 | |
| 2021-09-30 | $207,883 | 3,228 | Shares | Sole | 2021-11-12 | |
| No filing history on record for this holder in this stock. | ||||||