Providence Capital Advisors, LLC
Position in PFG — Principal Financial Group Inc
CIK 1730814
CHARLOTTE, NC
Position in PFG
as of Jun 30, 2026
· filed Aug 11, 2026
Position Value
$34,489
+$7,001 QoQ
Shares Held
320
0.0% QoQ
Ownership
0.000%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#783
of 941 holders
Holding Since
Sep 2021
14 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in PFG Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026Providence Capital Advisors, LLC holds $19,056,283 across 12 Asset Management names. PFG ranks #8 (0.2% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BN |
BROOKFIELD Corp /ON/
|
227,243 | $9,678,279 | |
| 2 | BAM |
Brookfield Asset Management Ltd.
|
74,510 | $3,341,773 | |
| 3 | ARCC |
Ares Capital Corp
|
173,517 | $3,215,270 | |
| 4 | BXSL |
Blackstone Secured Lending Fund
|
100,295 | $2,377,994 | |
| 5 | DNP |
Dnp Select Income Fund Inc
|
22,000 | $237,380 | |
| 6 | BLK |
BlackRock, Inc.
|
90 | $86,540 | |
| 7 | BX |
Blackstone Inc.
|
390 | $45,891 | |
| 8 | PFG |
Principal Financial Group Inc
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|
320 | $34,489 |
All Filings in PFG
Export CSV
14 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $34,489 | 320 | Shares | Sole | 2026-08-11 | |
| 2024-09-30 | $27,488 | 320 | Shares | Sole | 2024-11-13 | |
| 2024-06-30 | $25,104 | 320 | Shares | Sole | 2024-08-14 | |
| 2024-03-31 | $27,619 | 320 | Shares | Sole | 2024-05-13 | |
| 2023-12-31 | $25,174 | 320 | Shares | Sole | 2024-02-14 | |
| 2023-09-30 | $23,062 | 320 | Shares | Sole | 2023-11-13 | |
| 2023-06-30 | $24,268 | 320 | Shares | Sole | 2023-08-10 | |
| 2023-03-31 | $23,782 | 320 | Shares | Sole | 2023-05-17 | |
| 2022-12-31 | $26,854 | 320 | Shares | Sole | 2023-02-07 | |
| 2022-09-30 | $23,088 | 320 | Shares | Sole | 2022-11-09 | |
| 2022-06-30 | $21,372 | 320 | Shares | Sole | 2022-08-09 | |
| 2022-03-31 | $3,890 | 53 | Shares | Sole | 2022-05-12 | |
| 2021-12-31 | $7,739 | 107 | Shares | Sole | 2022-02-11 | |
| 2021-09-30 | $10,304 | 160 | Shares | Sole | 2021-11-09 | |
| No filing history on record for this holder in this stock. | ||||||