Modern Wealth Management, LLC

Position in PFG — Principal Financial Group Inc

CIK 2001900 KANSAS CITY, MO

Position in PFG

as of Jun 30, 2026 · filed Aug 14, 2026 Compact

Position Value

$1,711,869

+$244,519 QoQ

Shares Held

15,883

-2.5% QoQ

Ownership

0.007%

of shares outstanding

% of Portfolio

0.08%

of 13F equity value

Holder Rank

#293

of 941 holders

Holding Since

Dec 2023

11 quarters on record

Voting authority Sole 18% Shared 0% None 82%

Financial Services · as of Jun 30, 2026

Modern Wealth Management, LLC holds $73,273,871 across 46 Asset Management names. PFG ranks #8 (2.3% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	RMT	Royce Micro-Cap Trust, Inc.	944,413	$13,826,206
2	BEN	Franklin Resources Inc	391,006	$13,008,767
3	BPRE	Bluerock Private Real Estate Fund	866,621	$11,274,738
4	RVT	Royce Small-Cap Trust, Inc.	480,230	$8,869,848
5	FSK	FS KKR Capital Corp	308,991	$3,244,405
6	BX	Blackstone Inc.	17,493	$2,058,398
7	BLK	BlackRock, Inc.	1,933	$1,858,693
8	PFG	Principal Financial Group Inc This page	15,883	$1,711,869

11 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$1,711,869	15,883	-2.5%	Shares	Other	2026-08-14
2026-03-31	$1,467,350	16,284	-0.6%	Shares	Other	2026-05-14
2025-12-31	$1,444,967	16,381	+18.5%	Shares	Sole	2026-02-17
2025-09-30	$1,145,898	13,821	+24.5%	Shares	Other	2025-11-12
2025-06-30	$881,672	11,100	+8.2%	Shares	Sole	2025-11-12
2025-03-31	$865,551	10,259	-5.3%	Shares	Other	2025-06-02
2024-12-31	$838,891	10,837	+0.1%	Shares	Other	2025-05-30
2024-09-30	$930,382	10,831	-1.6%	Shares	Other	2025-05-30
2024-06-30	$863,420	11,006	+12.9%	Shares	Other	2025-05-29
2024-03-31	$841,693	9,752	-0.2%	Shares	Other	2025-05-29
2023-12-31	$768,369	9,767	—	Shares	Other	2025-05-28
No filing history on record for this holder in this stock.