Modern Wealth Management, LLC

Position in PFG — Principal Financial Group Inc

CIK 2001900 KANSAS CITY, MO

Position in PFG

as of Mar 31, 2026 · filed May 14, 2026 Compact

Position Value

$1,467,350

+$22,383 QoQ

Shares Held

16,284

-0.6% QoQ

Ownership

0.008%

of shares outstanding

% of Portfolio

0.11%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Dec 2023

10 quarters on record

Voting authority Sole 0.ToString("F0")% Shared 0.ToString("F0")% None 100.ToString("F0")%

Financial Services · as of Mar 31, 2026

Modern Wealth Management, LLC holds $61,631,050 across 39 Asset Management names. PFG ranks #7 (2.4% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	RMT	Royce Micro-Cap Trust, Inc.	1,026,680	$11,611,750
2	BEN	Franklin Resources Inc	411,059	$9,709,211
3	BPRE	Bluerock Private Real Estate Fund	565,792	$9,397,804
4	RVT	Royce Small-Cap Trust, Inc.	491,970	$8,166,702
5	FSK	FS KKR Capital Corp	340,091	$3,462,126
6	BX	Blackstone Inc.	15,947	$1,833,743
7	PFG	Principal Financial Group Inc This page	16,284	$1,467,350
8	NAD	Nuveen Quality Municipal Income Fund	124,369	$1,430,243

10 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$1,467,350	16,284	-0.6%	Shares	Other	2026-05-14
2025-12-31	$1,444,967	16,381	+18.5%	Shares	Sole	2026-02-17
2025-09-30	$1,145,898	13,821	+24.5%	Shares	Other	2025-11-12
2025-06-30	$881,672	11,100	+8.2%	Shares	Sole	2025-11-12
2025-03-31	$865,551	10,259	-5.3%	Shares	Other	2025-05-15
2024-12-31	$838,892	10,837	+0.1%	Shares	Sole	2025-02-11
2024-09-30	$930,382	10,831	-1.6%	Shares	Sole	2024-11-05
2024-06-30	$863,420	11,006	+0.3%	Shares	Sole	2024-08-08
2024-03-31	$947,079	10,973	+12.3%	Shares	Sole	2024-05-13
2023-12-31	$768,369	9,767	—	Shares	Sole	2024-02-14
No filing history on record for this holder in this stock.