CARRET ASSET MANAGEMENT, LLC
Position in PFG — Principal Financial Group Inc
CIK 791490
NEW YORK, NY
Position in PFG
as of Jun 30, 2026
· filed Aug 4, 2026
Position Value
$678,798
+$52,714 QoQ
Shares Held
6,298
-9.4% QoQ
Ownership
0.003%
of shares outstanding
% of Portfolio
0.07%
of 13F equity value
Holder Rank
#430
of 941 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority
Sole 78%
Shared 0%
None 22%
Common Shares in PFG Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026CARRET ASSET MANAGEMENT, LLC holds $10,225,046 across 7 Asset Management names. PFG ranks #4 (6.6% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BX |
Blackstone Inc.
|
36,019 | $4,238,355 | |
| 2 | AMP |
Ameriprise Financial Inc
|
6,565 | $3,011,759 | |
| 3 | CG |
Carlyle Group Inc.
|
18,040 | $759,664 | |
| 4 | PFG |
Principal Financial Group Inc
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|
6,298 | $678,798 | |
| 5 | KKR |
KKR & Co. Inc.
|
7,362 | $675,684 | |
| 6 | APO |
Apollo Global Management, Inc.
|
5,000 | $591,550 | |
| 7 | BLK |
BlackRock, Inc.
|
280 | $269,236 |
All Filings in PFG
Export CSV
26 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $678,798 | 6,298 | Shares | Sole | 2026-08-04 | |
| 2026-03-31 | $626,084 | 6,948 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $612,883 | 6,948 | Shares | Sole | 2026-02-17 | |
| 2025-09-30 | $576,058 | 6,948 | Shares | Sole | 2025-11-13 | |
| 2025-06-30 | $551,879 | 6,948 | Shares | Sole | 2025-08-04 | |
| 2025-03-31 | $592,530 | 7,023 | Shares | Sole | 2025-04-22 | |
| 2024-12-31 | $543,650 | 7,023 | Shares | Sole | 2025-02-10 | |
| 2024-09-30 | $614,700 | 7,156 | Shares | Sole | 2024-10-24 | |
| 2024-06-30 | $561,388 | 7,156 | Shares | Sole | 2024-08-01 | |
| 2024-03-31 | $617,634 | 7,156 | Shares | Sole | 2024-04-19 | |
| 2023-12-31 | $565,715 | 7,191 | Shares | Sole | 2024-02-02 | |
| 2023-09-30 | $525,462 | 7,291 | Shares | Sole | 2023-10-12 | |
| 2023-06-30 | $560,533 | 7,391 | Shares | Sole | 2023-07-25 | |
| 2023-03-31 | $549,299 | 7,391 | Shares | Sole | 2023-05-11 | |
| 2022-12-31 | $697,878 | 8,316 | Shares | Sole | 2023-01-10 | |
| 2022-09-30 | $599,999 | 8,316 | Shares | Sole | 2022-11-14 | |
| 2022-06-30 | $555,425 | 8,316 | Shares | Sole | 2022-08-04 | |
| 2022-03-31 | $610,477 | 8,316 | Shares | Sole | 2022-04-13 | |
| 2021-12-31 | $611,116 | 8,449 | Shares | Sole | 2022-01-10 | |
| 2021-09-30 | $544,115 | 8,449 | Shares | Sole | 2021-10-27 | |
| 2021-06-30 | $537,051 | 8,499 | Shares | Sole | 2021-07-14 | |
| 2021-03-31 | $509,660 | 8,500 | Shares | Sole | 2021-07-14 | |
| 2020-12-31 | $421,685 | 8,500 | Shares | Sole | 2021-03-16 | |
| 2020-09-30 | $350,349 | 8,700 | Shares | Sole | 2020-11-16 | |
| 2020-06-30 | $361,398 | 8,700 | Shares | Sole | 2020-08-12 | |
| 2020-03-31 | $293,029 | 9,350 | Shares | Sole | 2020-05-18 | |
| No filing history on record for this holder in this stock. | ||||||