Rockefeller Capital Management L.P.
Position in QQQX — Nuveen NASDAQ 100 Dynamic Overwrite Fund
CIK 1739439
NEW YORK, NY
Position in QQQX
as of Jun 30, 2026
· filed Aug 13, 2026
Position Value
$1,045,918
+$205,227 QoQ
Shares Held
34,702
+10.1% QoQ
Ownership
0.071%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
#36
of 153 holders
Holding Since
Sep 2020
20 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in QQQX Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026Rockefeller Capital Management L.P. holds $1,201,278,278 across 321 Asset Management names. QQQX ranks #98 (0.1% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BLK |
BlackRock, Inc.
|
235,607 | $226,550,264 | |
| 2 | BX |
Blackstone Inc.
|
1,124,085 | $132,271,080 | |
| 3 | HASI |
HA Sustainable Infrastructure Capital, Inc.
|
1,688,146 | $65,922,098 | |
| 4 | APO |
Apollo Global Management, Inc.
|
448,214 | $53,028,196 | |
| 5 | KKR |
KKR & Co. Inc.
|
544,246 | $49,950,894 | |
| 6 | ARCC |
Ares Capital Corp
|
2,692,567 | $49,893,265 | |
| 7 | AMP |
Ameriprise Financial Inc
|
100,020 | $45,885,173 | |
| 8 | GBDC |
GOLUB CAPITAL BDC, Inc.
|
2,799,784 | $36,061,217 |
All Filings in QQQX
Export CSV
20 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $1,045,918 | 34,702 | Shares | Defined | 2026-08-13 | |
| 2026-03-31 | $840,691 | 31,522 | Shares | Defined | 2026-05-14 | |
| 2025-12-31 | $903,285 | 31,672 | Shares | Defined | 2026-03-17 | |
| 2025-09-30 | $866,225 | 31,545 | Shares | Defined | 2025-11-14 | |
| 2025-06-30 | $623,792 | 23,566 | Shares | Defined | 2025-08-08 | |
| 2024-09-30 | $251,627 | 10,017 | Shares | Defined | 2024-11-14 | |
| 2024-06-30 | $329,475 | 13,137 | Shares | Defined | 2024-08-12 | |
| 2024-03-31 | $261,025 | 10,813 | Shares | Defined | 2024-05-14 | |
| 2023-12-31 | $236,430 | 10,213 | Shares | Defined | 2024-02-14 | |
| 2023-06-30 | $153,818 | 6,170 | Shares | Defined | 2023-08-14 | |
| 2022-12-31 | $118,085 | 5,780 | Shares | Defined | 2023-03-06 | |
| 2022-09-30 | $134,894 | 6,577 | Shares | Defined | 2022-11-02 | |
| 2022-06-30 | $142,112 | 6,507 | Shares | Defined | 2022-08-12 | |
| 2022-03-31 | $198,837 | 6,989 | Shares | Defined | 2022-05-13 | |
| 2021-12-31 | $183,256 | 5,979 | Shares | Defined | 2022-02-14 | |
| 2021-09-30 | $175,303 | 6,177 | Shares | Defined | 2021-11-12 | |
| 2021-06-30 | $180,393 | 6,140 | Shares | Defined | 2021-08-10 | |
| 2021-03-31 | $164,574 | 6,055 | Shares | Defined | 2021-05-11 | |
| 2020-12-31 | $134,081 | 5,155 | Shares | Defined | 2021-02-12 | |
| 2020-09-30 | $123,063 | 5,056 | Shares | Defined | 2020-11-13 | |
| No filing history on record for this holder in this stock. | ||||||