Caption Management, LLC

Position in RF — Regions Financial Corp

CIK 1706766 OKLAHOMA CITY, OK

Back to RF Full portfolio

Position in RF

as of Jun 30, 2026 · filed Aug 14, 2026 Compact

Position Value

+$0 QoQ

Shares Held

Ownership

0.000%

of shares outstanding

% of Portfolio

0.00%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Sep 2022

6 quarters on record

Common Shares in RF Over Time

Shares Held

Position Value (USD)

Derivatives in RF

reported options exposure · as of Jun 30, 2026

CallValue

$5,683,640

CallShares

188,200

PutValue

PutShares

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Banks - Regional

Financial Services · as of Jun 30, 2026

Caption Management, LLC holds $10,921,632 across 3 Banks - Regional names.

#	Ticker	Company	Shares	Value (USD)
1	USB	US Bancorp De	160,000	$9,664,000
2	KEY	Keycorp /New/	47,200	$1,087,960
3	NU	Nu Holdings Ltd.	12,700	$169,672

All Filings in RF

Export CSV

9 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$5,683,640	188,200	-52.9%	Call	Sole	2026-08-14
2025-12-31	$10,840,000	400,000	+1011.1%	Call	Sole	2026-02-17
2025-09-30	$949,320	36,000	+80.9%	Call	Sole	2025-11-14
2023-03-31	$222,720	12,000	-72.9%	Shares	Sole	2023-05-15
2022-12-31	$1,364,748	63,300	—	Put	Sole	2023-02-14
2022-12-31	$952,952	44,200	+380.4%	Shares	Sole	2023-02-14
2022-12-31	$429,044	19,900	0.0%	Call	Sole	2023-02-14
2022-09-30	$399,393	19,900	—	Call	Sole	2022-11-14
2022-09-30	$184,644	9,200	—	Shares	Sole	2022-11-14
No filing history on record for this holder in this stock.