Baird Financial Group, Inc.
Position in RIV — Rivernorth Opportunities Fund, Inc.
CIK 1648711
MILWAUKEE, WI
Position in RIV
as of Mar 31, 2026
· filed May 14, 2026
Position Value
$1,361,703
-$56,218 QoQ
Shares Held
122,676
+1.6% QoQ
Ownership
0.448%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Mar 2020
24 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in RIV Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Mar 31, 2026Baird Financial Group, Inc. holds $572,520,353 across 154 Asset Management names. RIV ranks #54 (0.2% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BLK |
BlackRock, Inc.
|
163,584 | $157,320,367 | |
| 2 | CEF |
Sprott Physical Gold & Silver Trust
|
1,088,961 | $51,965,218 | |
| 3 | HASI |
HA Sustainable Infrastructure Capital, Inc.
|
711,961 | $26,164,566 | |
| 4 | RJF |
Raymond James Financial Inc
|
154,569 | $22,380,044 | |
| 5 | DNP |
Dnp Select Income Fund Inc
|
2,075,806 | $21,380,801 | |
| 6 | ARCC |
Ares Capital Corp
|
1,090,155 | $19,644,592 | |
| 7 | BX |
Blackstone Inc.
|
153,210 | $17,617,617 | |
| 8 | PHYS |
Sprott Physical Gold Trust
|
481,001 | $17,046,675 |
All Filings in RIV
Export CSV
24 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $1,361,703 | 122,676 | Shares | Defined | 2026-05-14 | |
| 2025-12-31 | $1,417,921 | 120,777 | Shares | Defined | 2026-02-13 | |
| 2025-09-30 | $1,375,824 | 114,652 | Shares | Defined | 2025-11-13 | |
| 2025-06-30 | $1,342,730 | 112,807 | Shares | Defined | 2025-08-13 | |
| 2025-03-31 | $1,321,258 | 115,428 | Shares | Defined | 2025-05-15 | |
| 2024-12-31 | $1,112,495 | 99,728 | Shares | Defined | 2025-02-14 | |
| 2024-09-30 | $1,240,760 | 98,915 | Shares | Defined | 2024-11-14 | |
| 2024-06-30 | $1,134,551 | 95,395 | Shares | Defined | 2024-08-14 | |
| 2024-03-31 | $1,191,922 | 101,967 | Shares | Defined | 2024-05-14 | |
| 2023-12-31 | $1,065,805 | 99,889 | Shares | Defined | 2024-02-14 | |
| 2023-09-30 | $999,982 | 98,000 | Shares | Defined | 2023-11-13 | |
| 2023-06-30 | $908,236 | 81,773 | Shares | Defined | 2023-08-11 | |
| 2023-03-31 | $624,313 | 56,606 | Shares | Defined | 2023-05-15 | |
| 2022-12-31 | $513,326 | 43,056 | Shares | Defined | 2023-02-13 | |
| 2022-06-30 | $1,275,402 | 93,036 | Shares | Defined | 2022-08-08 | |
| 2022-03-31 | $1,394,448 | 89,936 | Shares | Defined | 2022-05-13 | |
| 2021-12-31 | $862,258 | 55,682 | Shares | Defined | 2022-02-09 | |
| 2021-09-30 | $1,037,085 | 62,835 | Shares | Defined | 2021-11-12 | |
| 2021-06-30 | $1,296,016 | 72,707 | Shares | Defined | 2021-08-11 | |
| 2021-03-31 | $1,225,859 | 72,399 | Shares | Defined | 2021-05-13 | |
| 2020-12-31 | $860,304 | 55,038 | Shares | Defined | 2021-02-11 | |
| 2020-09-30 | $694,461 | 49,902 | Shares | Defined | 2020-11-12 | |
| 2020-06-30 | $741,771 | 51,484 | Shares | Defined | 2020-10-22 | |
| 2020-03-31 | $657,430 | 54,521 | Shares | Defined | 2020-05-14 | |
| No filing history on record for this holder in this stock. | ||||||