Skip to main content
Equibles
RIV logo

RIV · Rivernorth Opportunities Fund, Inc.

Track RIV — free Ask ALVIS about RIV
$11.26 +0.02 (+0.18%) At close · Jul 27
Market Cap
$308.20M
Shares
27.37M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

The Jun 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out.
Holders: 55
Total Value: $104,013,599
Total Shares: 9,355,868

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 57 13F filers
Top Holder
25.8%
Jun 2023 → Mar 2026 · range 25.8% – 35.8%
of institutional value
Top 5
63.1%
Jun 2023 → Mar 2026 · range 55.4% – 65.4%
of institutional value
Top 10
77.1%
Jun 2023 → Mar 2026 · range 69.8% – 79.6%
of institutional value
HHI
1,220
Jun 2023 → Mar 2026 · range 1,177 – 1,597
Broadly held
Showing 55 of 55
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
Mid SIT INVESTMENT ASSOCIATES INC $27,728,044 26.66% 2,498,022
Mega MORGAN STANLEY $21,012,254 20.20% 1,892,996
Mid Penserra Capital Management LLC $8,284,751 7.97% 746,374
Mega LPL Financial LLC $5,934,870 5.71% 534,673
Small Arete Wealth Advisors, LLC $4,853,641 4.67% 437,265
Mega BANK OF AMERICA CORP /DE/ Bank $3,576,930 3.44% 322,246
Mega WELLS FARGO & COMPANY/MN $3,232,896 3.11% 291,252
Small Yakira Capital Management, Inc. $2,965,986 2.85% 267,206
Mega ROYAL BANK OF CANADA Bank $2,277,065 2.19% 205,141
Mega ENVESTNET ASSET MANAGEMENT INC $1,916,059 1.84% 172,618
Micro Everstar Asset Management, LLC $1,870,638 1.80% 168,526
Mid PRINCIPAL SECURITIES, INC. Broker-Dealer $1,821,543 1.75% 164,103
Small Tennessee Valley Asset Management Partners $1,455,476 1.40% 131,124
Large Baird Financial Group, Inc. $1,361,703 1.31% 122,676
Small Quarry LP $1,330,734 1.28% 119,886
Small Marks Group Wealth Management, Inc $1,197,345 1.15% 107,869
Large OSAIC HOLDINGS, INC. $1,139,981 1.10% 102,701
Mid NATIONS FINANCIAL GROUP INC, /IA/ /ADV $995,029 0.96% 85,337
Large NOMURA HOLDINGS INC $930,890 0.89% 83,864
Small Opal Wealth Advisors, LLC $803,164 0.77% 68,882
Mid Allworth Financial LP $717,370 0.69% 64,628
Large STIFEL FINANCIAL CORP $684,270 0.66% 61,646
Mega RAYMOND JAMES FINANCIAL INC $664,767 0.64% 59,889
Small Advisor OS, LLC $654,578 0.63% 58,971
Mid OPPENHEIMER & CO INC $587,733 0.57% 52,949
Small NWF Advisory Services Inc. $565,289 0.54% 50,927
Small CSS LLC/IL $487,456 0.47% 43,915
Mid Kovack Advisors, Inc. $414,973 0.40% 37,385
Mid CoreCap Advisors, LLC $413,183 0.40% 35,436
Large Janney Montgomery Scott LLC $355,133 0.34% 31,994
Small Total Wealth Planning & Management, Inc. $338,649 0.33% 30,509
Mid Private Advisor Group, LLC $302,903 0.29% 25,978
Mid WEDBUSH SECURITIES INC Broker-Dealer $294,027 0.28% 26,489
Small Gateway Wealth Partners, LLC $290,442 0.28% 26,166
Small SeaCrest Wealth Management, LLC $251,774 0.24% 21,593
Mega UBS Group AG $240,947 0.23% 21,707
Large HighTower Advisors, LLC $214,008 0.21% 19,280
Large COMMONWEALTH EQUITY SERVICES, LLC $208,513 0.20% 18,785
Large NewEdge Advisors, LLC $207,570 0.20% 18,700
Small Westside Investment Management, Inc. $174,900 0.17% 15,000
Mega BlackRock, Inc. $170,640 0.16% 15,373
Micro WealthTrust Asset Management, LLC $168,533 0.16% 14,454
Mid Sequoia Financial Advisors, LLC $163,240 0.16% 14,000
Large CWM, LLC $158,474 0.15% 14,277
Large Cetera Investment Advisers $136,330 0.13% 12,282
Small CHANNEL WEALTH LLC $128,993 0.12% 11,621
Micro ALTERNA WEALTH MANAGEMENT, INC $128,341 0.12% 11,007
Large CIBC Bancorp USA Inc. Bank $122,100 0.12% 11,000
Large NATIONAL BANK OF CANADA /FI/ Bank $29,292 0.03% 2,639
Small Pinnacle Wealth Planning Services, Inc. $22,200 0.02% 2,000
Mid WOLVERINE ASSET MANAGEMENT LLC $15,495 0.01% 1,396
Mid HARBOUR INVESTMENTS, INC. $5,971 0.01% 538
Mid Geneos Wealth Management Inc. $3,441 0.00% 310
Small HIGHLINE WEALTH PARTNERS LLC $2,098 0.00% 180
Mid Farther Finance Advisors, LLC $967 0.00% 83
Key facts CIK 1501072 CUSIP 76881Y109 13F (30d) 11 filings 11 filers

Report a Problem

Category
Description
Email (optional, for follow-up)