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  • RIV RIVERNORTH OPPORTUNITIES FUND, INC.

RIV

RIVERNORTH OPPORTUNITIES FUND, INC.

Company with tickers: RIV, RIV-PA

CIK
1501072
CUSIP
76881Y109
Shares Outstanding
27,371,263
Price Holdings Short Volume Short Interest Fails to Deliver SEC Filings Earnings Calls Insider Trading Congress Trades
Report Date:
Holders: 55
Total Value: $64,731,084
Total Shares: 5,513,723
Holder Value (USD) Shares Action
Penserra Capital Management LLC $7,802,779 664,632 View
LPL Financial LLC $5,881,963 501,019 View
Yakira Capital Management, Inc. $5,243,882 446,668 View
ABSOLUTE INVESTMENT ADVISERS LLC $4,512,726 384,389 View
Arete Wealth Management, LLC $4,427,964 377,169 View
BANK OF AMERICA CORP /DE/ $3,656,552 311,461 View
WELLS FARGO & COMPANY/MN $3,249,502 276,789 View
ROYAL BANK OF CANADA $2,323,639 197,925 View
READYSTATE ASSET MANAGEMENT LP $2,285,249 194,655 View
ENVESTNET ASSET MANAGEMENT INC $2,170,608 184,890 View
PRINCIPAL SECURITIES, INC. $2,064,866 175,883 View
Quarry LP $1,802,911 153,570 View
Tennessee Valley Asset Management Partners $1,618,182 137,835 View
Everstar Asset Management, LLC $1,590,382 135,467 View
Baird Financial Group, Inc. $1,417,921 120,777 View
Advisor Group Holdings, Inc. $1,406,487 119,803 View
Marks Group Wealth Management, Inc $1,354,784 115,399 View
NATIONS FINANCIAL GROUP INC, /IA/ /ADV $1,031,382 87,852 View
STIFEL FINANCIAL CORP $1,024,890 87,299 View
NOMURA HOLDINGS INC $984,563 83,864 View
Opal Wealth Advisors, LLC $819,956 69,843 View
RAYMOND JAMES FINANCIAL INC $700,994 59,710 View
Advisor OS, LLC $698,483 59,496 View
CSS LLC/IL $695,888 59,275 View
Allworth Financial LP $608,049 51,793 View
OPPENHEIMER & CO INC $605,420 51,569 View
Shaker Financial Services, LLC $451,708 38,476 View
Janney Montgomery Scott LLC $367,215 31,279 View
Total Wealth Planning & Management, Inc. $336,996 28,705 View
WEDBUSH SECURITIES INC $310,980 26,489 View
Private Advisor Group, LLC $306,766 26,130 View
SeaCrest Wealth Management, LLC $256,929 21,885 View
UBS Group AG $254,840 21,707 View
Westside Investment Management, Inc. $234,800 20,000 View
HighTower Advisors, LLC $226,347 19,280 View
GWM Advisors LLC $224,234 19,100 View
COMMONWEALTH EQUITY SERVICES, LLC $219,808 18,723 View
CoreCap Advisors, LLC $183,754 15,652 View
BlackRock, Inc. $180,479 15,373 View
Sequoia Financial Advisors, LLC $164,360 14,000 View
WealthTrust Asset Management, LLC $156,165 13,302 View
Cetera Investment Advisers $145,857 12,424 View
Tactive Advisors, LLC $139,799 11,908 View
CHANNEL WEALTH LLC $136,430 11,621 View
JANE STREET GROUP, LLC $130,689 11,132 View
CIBC Private Wealth Group, LLC $129,140 11,000 View
Gateway Wealth Partners, LLC $118,844 10,123 View
NATIONAL BANK OF CANADA /FI/ $30,981 2,639 View
Pinnacle Wealth Planning Services, Inc. $23,480 2,000 View
CWM, LLC $7,314 623 View
Luminist Capital LLC $6,304 537 View
Geneos Wealth Management Inc. $3,639 310 View
HIGHLINE WEALTH PARTNERS LLC $2,113 180 View
Farther Finance Advisors, LLC $974 83 View
MORGAN STANLEY $117 10 View

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