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Equibles

RIV · Rivernorth Opportunities Fund, Inc. · Holdings

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$10.77 +0.03 (+0.28%) At close · Sep 11
Rebalance outlook locked
Market Cap
$291.39M
Shares
27.13M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →
Holders: 60
Total Value: $111,854,209
Total Shares: 9,592,988

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 60 13F filers · Δ vs Mar 31, 2026
Top Holder
25.9%
Sep 2023 → Jun 2026 · range 25.8% – 34.8%
+0.1 pts
Top 5
64.3%
Sep 2023 → Jun 2026 · range 55.4% – 64.3%
+1.2 pts
Top 10
77.5%
Sep 2023 → Jun 2026 · range 69.8% – 78.3%
+0.4 pts
HHI
1,235
Sep 2023 → Jun 2026 · range 1,177 – 1,528
Broadly held+15

Quarterly Activity

vs Mar 31, 2026
New
10
Increased
21
Decreased
16
Sold Out
7
Unchanged
13
Holder count: +3
Institutional value: +4.1%
Shares held: -0.9%

Top Buyers

vs Mar 31, 2026
Institution Added Now Holds Open
RAYMOND JAMES FINANCIAL INC +109,817 169,706
LPL Financial LLC +60,965 595,638
Everstar Asset Management, LLC +45,159 213,685
Penserra Capital Management LLC +29,612 775,986
CoreCap Advisors, LLC +15,303 35,436

Top Sellers

vs Mar 31, 2026
Institution Sold Now Holds Open
Yakira Capital Management, Inc. −34,489 232,717
MORGAN STANLEY −24,027 1,868,969
Tennessee Valley Asset Management Partners −16,955 114,169
Gateway Wealth Partners, LLC −12,333 13,833
SIT INVESTMENT ASSOCIATES INC −10,000 2,488,022

Top New Positions

vs Mar 31, 2026
Institution Acquired Value (USD) Open
Advisory Solutions Group, LLC 84,470 $984,920
Creative Planning 68,138 $794,489
CHOREO, LLC 24,362 $284,060
Clear Street Group Inc. 17,516 $204,236
CITADEL ADVISORS LLC 12,973 $151,265

Top Sold-Out Positions

vs Mar 31, 2026
Institution Previously Held Last Value (USD) Open
ABSOLUTE INVESTMENT ADVISERS, LLC 274,406 $3,045,906
Quarry LP 119,886 $1,330,734
Shaker Financial Services, LLC 61,335 $680,818
CWM, LLC 14,277 $158,474
TCP Asset Management, LLC 11,875 $131,812
Filter: New 10 Increased 21 Reduced 16 Sold out 7 Unchanged 13
Showing 60 of 60
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
SIT INVESTMENT ASSOCIATES INC $29,010,336 25.94% 2,488,022
MORGAN STANLEY $21,792,177 19.48% 1,868,969
Penserra Capital Management LLC $9,047,996 8.09% 775,986
LPL Financial LLC $6,945,139 6.21% 595,638
Arete Wealth Advisors, LLC $5,132,183 4.59% 440,153
BANK OF AMERICA CORP /DE/ $3,869,324 3.46% 331,846
WELLS FARGO & COMPANY/MN $3,407,319 3.05% 292,223
Yakira Capital Management, Inc. $2,713,480 2.43% 232,717
Everstar Asset Management, LLC $2,491,567 2.23% 213,685
ROYAL BANK OF CANADA $2,330,740 2.08% 199,892
ENVESTNET ASSET MANAGEMENT INC $2,066,023 1.85% 177,189
RAYMOND JAMES FINANCIAL INC $1,978,770 1.77% 169,706
PRINCIPAL SECURITIES, INC. $1,966,738 1.76% 168,674
Baird Financial Group, Inc. $1,385,103 1.24% 118,791
Tennessee Valley Asset Management Partners $1,331,210 1.19% 114,169
Marks Group Wealth Management, Inc $1,257,752 1.12% 107,869
OSAIC HOLDINGS, INC. $1,161,009 1.04% 99,572
NATIONS FINANCIAL GROUP INC, /IA/ /ADV $995,029 0.89% 85,337
Advisory Solutions Group, LLC $984,920 0.88% 84,470
NOMURA HOLDINGS INC $977,854 0.87% 83,864
Advisor OS, LLC $831,229 0.74% 71,289
Opal Wealth Advisors, LLC $803,164 0.72% 68,882
Creative Planning $794,489 0.71% 68,138
Allworth Financial LP $770,108 0.69% 66,047
STIFEL FINANCIAL CORP $663,069 0.59% 56,867
OPPENHEIMER & CO INC $627,063 0.56% 53,779
NWF Advisory Services Inc. $519,184 0.46% 44,527
CSS LLC/IL $512,048 0.46% 43,915
Kovack Advisors, Inc. $471,856 0.42% 40,468
CoreCap Advisors, LLC $413,183 0.37% 35,436
Janney Montgomery Scott LLC $376,478 0.34% 32,288
Total Wealth Planning & Management, Inc. $366,555 0.33% 31,437
WEDBUSH SECURITIES INC $308,476 0.28% 26,456
Private Advisor Group, LLC $302,903 0.27% 25,978
CHOREO, LLC $284,060 0.25% 24,362
UBS Group AG $253,103 0.23% 21,707
SeaCrest Wealth Management, LLC $251,774 0.23% 21,593
HighTower Advisors, LLC $224,804 0.20% 19,280
COMMONWEALTH EQUITY SERVICES, LLC $219,779 0.20% 18,849
NewEdge Advisors, LLC $218,042 0.19% 18,700
Clear Street Group Inc. $204,236 0.18% 17,516
BlackRock, Inc. $179,249 0.16% 15,373
Westside Investment Management, Inc. $174,900 0.16% 15,000
WealthTrust Asset Management, LLC $168,533 0.15% 14,454
Sequoia Financial Advisors, LLC $163,240 0.15% 14,000
Gateway Wealth Partners, LLC $161,292 0.14% 13,833
CITADEL ADVISORS LLC $151,265 0.14% 12,973
Cetera Investment Advisers $145,108 0.13% 12,445
CHANNEL WEALTH LLC $129,670 0.12% 11,121
ALTERNA WEALTH MANAGEMENT, INC $128,341 0.11% 11,007
CIBC Bancorp USA Inc. $128,260 0.11% 11,000
Pinnacle Wealth Planning Services, Inc. $23,320 0.02% 2,000
Larson Financial Group LLC $10,843 0.01% 930
HARBOUR INVESTMENTS, INC. $9,980 0.01% 856
Luminist Capital LLC $6,261 0.01% 537
COMPASS FINANCIAL MANAGEMENT LLC $5,830 0.01% 500
Geneos Wealth Management Inc. $3,614 0.00% 310
HIGHLINE WEALTH PARTNERS LLC $2,098 0.00% 180
Ameritas Advisory Services, LLC $1,166 0.00% 100
Farther Finance Advisors, LLC $967 0.00% 83
Key facts CIK 1501072 CUSIP 76881Y109 13F (30d) 18 filings 18 filers