SeaCrest Wealth Management, LLC
Position in RIV — Rivernorth Opportunities Fund, Inc.
CIK 1728121
PURCHASE, NY
Position in RIV
as of Jun 30, 2026
· filed Jul 9, 2026
Position Value
$251,774
+$21,416 QoQ
Shares Held
21,593
+4.0% QoQ
Ownership
0.080%
of shares outstanding
% of Portfolio
0.04%
of 13F equity value
Holder Rank
#37
of 60 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in RIV Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026SeaCrest Wealth Management, LLC holds $23,369,598 across 59 Asset Management names. RIV ranks #32 (1.1% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | PSLV |
Sprott Physical Silver Trust
|
201,835 | $3,808,626 | |
| 2 | PHYS |
Sprott Physical Gold Trust
|
49,691 | $1,499,177 | |
| 3 | AIO |
Virtus Artificial Intelligence & Technology Opportunities Fund
|
30,250 | $849,117 | |
| 4 | AOD |
abrdn Total Dynamic Dividend Fund
|
68,907 | $710,431 | |
| 5 | ECAT |
BlackRock ESG Capital Allocation Term Trust
|
40,000 | $628,800 | |
| 6 | FPF |
First Trust Intermediate Duration Preferred & Income Fund
|
32,979 | $599,228 | |
| 7 | APO |
Apollo Global Management, Inc.
|
5,027 | $594,744 | |
| 8 | OPP |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
|
74,142 | $572,376 |
All Filings in RIV
Export CSV
26 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $251,774 | 21,593 | Shares | Sole | 2026-07-09 | |
| 2026-03-31 | $230,358 | 20,753 | Shares | Sole | 2026-04-15 | |
| 2025-12-31 | $256,929 | 21,885 | Shares | Sole | 2026-01-12 | |
| 2025-09-30 | $264,144 | 22,012 | Shares | Sole | 2025-11-13 | |
| 2025-06-30 | $236,777 | 19,313 | Shares | Sole | 2025-07-11 | |
| 2025-03-31 | $226,969 | 19,251 | Shares | Sole | 2025-04-11 | |
| 2024-12-31 | $276,747 | 24,086 | Shares | Sole | 2025-01-14 | |
| 2024-09-30 | $290,416 | 22,478 | Shares | Sole | 2024-10-16 | |
| 2024-06-30 | $254,224 | 20,753 | Shares | Sole | 2024-07-22 | |
| 2024-03-31 | $264,578 | 21,975 | Shares | Sole | 2024-04-18 | |
| 2023-12-31 | $246,703 | 22,448 | Shares | Sole | 2024-01-18 | |
| 2023-09-30 | $337,991 | 32,159 | Shares | Sole | 2023-10-12 | |
| 2023-06-30 | $378,263 | 33,065 | Shares | Sole | 2023-07-14 | |
| 2023-03-31 | $370,869 | 32,647 | Shares | Sole | 2023-05-12 | |
| 2022-12-31 | $371,567 | 30,258 | Shares | Sole | 2023-02-14 | |
| 2022-09-30 | $401,414 | 32,957 | Shares | Sole | 2022-11-15 | |
| 2022-06-30 | $487,562 | 34,530 | Shares | Sole | 2022-08-09 | |
| 2022-03-31 | $560,772 | 35,114 | Shares | Sole | 2022-05-16 | |
| 2021-12-31 | $530,527 | 33,262 | Shares | Sole | 2022-02-11 | |
| 2021-09-30 | $691,612 | 40,683 | Shares | Sole | 2021-11-16 | |
| 2021-06-30 | $583,864 | 31,801 | Shares | Sole | 2021-08-12 | |
| 2021-03-31 | $468,524 | 26,865 | Shares | Sole | 2021-05-17 | |
| 2020-12-31 | $441,768 | 27,439 | Shares | Sole | 2021-02-09 | |
| 2020-09-30 | $352,702 | 24,606 | Shares | Sole | 2020-11-12 | |
| 2020-06-30 | $391,702 | 26,395 | Shares | Sole | 2020-07-27 | |
| 2020-03-31 | $302,105 | 24,324 | Shares | Sole | 2020-05-13 | |
| No filing history on record for this holder in this stock. | ||||||