RIV

Rivernorth Opportunities Fund, Inc.

Company with tickers: RIV, RIV-PA

CIK

1501072

CUSIP

76881Y109

Shares Outstanding

27,371,263

13F Activity (30d)

31 filings 29 filers

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.

Date	Insider	Role	Type	Shares	Price	Value	After
2025-10-10	RiverNorth Strategic Holdings, LLC	Insider	Other	25,599	$11.95	$305,908	102,395
2025-10-10	Raio Jerry	Director	Other	3,834	$11.95	$45,816	8,412
2025-10-10	Galley Patrick W.	Director, President	Other	112,213	$11.95	$1,340,945	330,695
2025-10-10	O'Neill Stephen Andrew	Insider	Other	15,000	$11.95	$179,250	94,767
2025-09-18	RiverNorth Financial Holdings, LLC	Insider	Other	0	—	—	0
2024-11-22	RiverNorth Strategic Holdings, LLC	Insider	Other	953,038	—	—	953,038
2024-11-22	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Other	76,796	—	—	0
2023-12-27	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award	12,608	$11.12	$140,201	89,368
2023-12-14	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award	8,674	$11.06	$95,960	76,760
2023-12-08	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award	600	$10.83	$6,498	68,086
2023-12-07	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award	292	$10.77	$3,145	67,486
2023-12-04	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award	1,053	$10.68	$11,246	67,194
2023-12-01	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award	47	$10.65	$501	66,141
2023-11-21	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award	12,400	$10.50	$130,200	66,094
2023-11-20	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award	15,245	$10.49	$159,960	53,694
2023-11-17	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award	18,094	$10.47	$189,450	38,449
2023-10-27	Raio Jerry	Director	Buy	2,500	$9.74	$24,350	4,000
2023-06-02	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award	916	$11.20	$10,259	20,355
2023-05-12	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award	4,539	$10.98	$49,838	19,439
2023-05-11	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award	728	$11.13	$8,106	14,900
2023-05-10	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award	1,600	$11.13	$17,804	14,172
2023-04-10	Raio Jerry	Director	Buy	1,500	$11.55	$17,325	1,500
2022-11-15	Galley Patrick W.	Director, President	Buy	41,899	—	—	282,018
2022-11-08	Mougin Lisa Bruckert	Director	Other	0	—	—	0
2022-11-08	HUTCHENS JOHN WAYNE	Director	Buy	2,773	$11.93	$33,082	7,763
2022-01-24	O'Neill Stephen Andrew	Insider	Buy	500	$14.94	$7,470	68,429
2022-01-24	O'Neill Stephen Andrew	Insider	Buy	1,200	$14.92	$17,904	71,227
2022-01-24	O'Neill Stephen Andrew	Insider	Buy	1,198	$14.92	$17,874	69,827
2022-01-24	O'Neill Stephen Andrew	Insider	Buy	1,702	$14.98	$25,496	67,929
2022-01-24	O'Neill Stephen Andrew	Insider	Buy	200	$14.95	$2,990	68,629
2022-01-24	O'Neill Stephen Andrew	Insider	Buy	200	$14.97	$2,994	70,027
2021-11-16	HUTCHENS JOHN WAYNE	Director	Buy	1,664	$16.81	$27,972	6,654
2021-11-15	Swanson David	Director	Buy	344	$16.81	$5,783	1,376
2021-11-15	O'Neill Stephen Andrew	Insider	Buy	16,557	$16.81	$278,323	82,784
2021-11-09	Rettinger Erich	Treasurer	Other	0	—	—	0
2021-08-10	MCCLURE ROBERT DOUGLAS	Treasurer	Other	0	—	—	0
2021-06-04	Schmucker Brian H	Insider	Sell	4,000	$17.88	$71,520	0
2021-05-10	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell	4,917	$18.04	$88,703	12,572
2021-05-07	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell	8,800	$18.09	$159,192	17,489
2021-04-30	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell	5,302	$17.68	$93,739	26,289
2021-04-23	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell	5,000	$17.47	$87,350	31,591
2021-04-13	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell	7,114	$17.77	$126,416	36,591
2021-04-05	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell	4,000	$17.60	$70,400	43,705
2021-04-01	Schmucker Brian H	Insider	Sell	7,616	$17.54	$133,585	4,000
2021-03-31	Schmucker Brian H	Insider	Sell	15,000	$17.38	$260,700	11,616
2021-03-21	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell	6,279	$17.36	$109,003	47,705
2021-03-17	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell	5,000	$17.68	$88,400	53,984
2021-03-15	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell	5,510	$17.72	$97,637	58,984
2021-03-12	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell	5,000	$17.60	$88,000	64,494
2021-03-05	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell	8,500	$17.02	$144,670	69,494

Showing 1–50 of 64 transactions