RIV · Rivernorth Opportunities Fund, Inc. · Insider Trading

$10.13 +0.24 (+2.43%) At close · Oct 26

Market Cap

$311.28M

30.73M

Volume · Oct 26 259.9K Avg daily vol (3M) 133.95K

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.

Query insider transactions through the insider trading API or MCP →

Date	Insider	Role	Type	Security	Shares	Price	Value	After
2026-09-24	Swanson David	Director	Other↑ Filing footnotes — Common Shares of Beneficial Interest (Direct) The shares were acquired from rights offering.	Common Shares of Beneficial Interest	459	$10.49	$4,815	1,835
2026-09-24	RiverNorth Strategic Holdings, LLC	Insider	Other↑ Filing footnotes — Common Stock (Direct) The shares were acquired from rights offering.	Common Stock	2,272,728	$10.49	$23,840,917	2,375,123
2026-09-24	Galley Patrick W.	Director, President	Other↑ Filing footnotes — Common Shares of Beneficial Interest (Direct) The shares were acquired from rights offering.	Common Shares of Beneficial Interest	219,708	$10.49	$2,304,737	550,403
2026-09-24	O'Neill Stephen Andrew	Insider	Other↑ Filing footnotes — Common Shares of Beneficial Interest (Direct) The shares were acquired from rights offering.	Common Shares of Beneficial Interest	10,000	$10.49	$104,900	119,922
2025-10-10	RiverNorth Strategic Holdings, LLC	Insider	Other↑ Filing footnotes — Common Stock (Direct) The shares were acquired from rights offering.	Common Stock	25,599	$11.95	$305,908	102,395
2025-10-10	Raio Jerry	Director	Other↑ Filing footnotes — Common Shares of Beneficial Interest (Direct) The shares were acquired from rights offering.	Common Shares of Beneficial Interest	3,834	$11.95	$45,816	8,412
2025-10-10	Galley Patrick W.	Director, President	Other↑ Filing footnotes — Common Shares of Beneficial Interest (Direct) The shares were acquired from rights offering.	Common Shares of Beneficial Interest	112,213	$11.95	$1,340,945	330,695
2025-10-10	O'Neill Stephen Andrew	Insider	Other↑ Filing footnotes — Common Shares of Beneficial Interest (Direct) The shares were acquired from rights offering.	Common Shares of Beneficial Interest	15,000	$11.95	$179,250	94,767
2024-11-22	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Other↓ Filing footnotes — Common Shares of Beneficial Interest (Direct) These shares were transferred (not sold) to a sister company within the overall organization. The shares were transferred without a transaction price.	Common Shares of Beneficial Interest	76,796	—	—	0
2023-12-27	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award↑	Common Shares of Beneficial Interest	12,608	$11.12	$140,201	92,049
2023-12-14	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award↑	Common Shares of Beneficial Interest	8,674	$11.06	$95,960	79,063
2023-12-08	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award↑	Common Shares of Beneficial Interest	600	$10.83	$6,498	70,129
2023-12-07	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award↑	Common Shares of Beneficial Interest	292	$10.77	$3,145	69,511
2023-12-04	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award↑	Common Shares of Beneficial Interest	1,053	$10.68	$11,246	69,210
2023-12-01	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award↑	Common Shares of Beneficial Interest	47	$10.65	$501	68,125
2023-11-21	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award↑	Common Shares of Beneficial Interest	12,400	$10.50	$130,200	68,077
2023-11-20	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award↑	Common Shares of Beneficial Interest	15,245	$10.49	$159,960	55,305
2023-11-17	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award↑	Common Shares of Beneficial Interest	18,094	$10.47	$189,450	39,602
2023-10-27	Raio Jerry	Director	Buy↑	Common Shares of Beneficial Interest	2,500	$9.74	$24,350	4,120
2023-06-02	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award↑	Common Shares of Beneficial Interest	916	$11.20	$10,259	20,966
2023-05-12	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award↑	Common Shares of Beneficial Interest	4,539	$10.98	$49,838	20,022
2023-05-11	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award↑	Common Shares of Beneficial Interest	728	$11.13	$8,106	15,347
2023-05-10	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Award↑	Common Shares of Beneficial Interest	1,600	$11.13	$17,804	14,597
2023-04-10	Raio Jerry	Director	Buy↑	Common Shares of Beneficial Interest	1,500	$11.55	$17,325	1,545
2022-11-15	Galley Patrick W.	Director, President	Buy↑	Common Shares of Beneficial Interest	41,899	—	—	290,479
2022-11-08	HUTCHENS JOHN WAYNE	Director	Buy↑	Common Shares of Beneficial Interest	2,773	$11.93	$33,082	7,996
2022-01-24	O'Neill Stephen Andrew	Insider	Buy↑	Common Shares of Beneficial Interest	500	$14.94	$7,470	70,482
2022-01-24	O'Neill Stephen Andrew	Insider	Buy↑	Common Shares of Beneficial Interest	1,200	$14.92	$17,904	73,364
2022-01-24	O'Neill Stephen Andrew	Insider	Buy↑	Common Shares of Beneficial Interest	1,198	$14.92	$17,874	71,922
2022-01-24	O'Neill Stephen Andrew	Insider	Buy↑	Common Shares of Beneficial Interest	1,702	$14.98	$25,496	69,967
2022-01-24	O'Neill Stephen Andrew	Insider	Buy↑	Common Shares of Beneficial Interest	200	$14.95	$2,990	70,688
2022-01-24	O'Neill Stephen Andrew	Insider	Buy↑	Common Shares of Beneficial Interest	200	$14.97	$2,994	72,128
2021-11-16	HUTCHENS JOHN WAYNE	Director	Buy↑	Common Shares of Beneficial Interest	1,664	$16.81	$27,972	6,854
2021-11-15	Swanson David	Director	Buy↑	Common Shares of Beneficial Interest	344	$16.81	$5,783	1,417
2021-11-15	O'Neill Stephen Andrew	Insider	Buy↑	Common Shares of Beneficial Interest	16,557	$16.81	$278,323	68,214
2021-06-04	Schmucker Brian H	Insider	Sell↓	Common Stock	4,000	$17.88	$71,520	0
2021-05-10	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell↓	Common Stock	4,917	$18.04	$88,703	12,949
2021-05-07	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell↓	Common Stock	8,800	$18.09	$159,192	18,014
2021-04-30	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell↓	Common Stock	5,302	$17.68	$93,739	27,078
2021-04-23	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell↓	Common Stock	5,000	$17.47	$87,350	32,539
2021-04-13	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell↓	Common Stock	7,114	$17.77	$126,416	37,689
2021-04-05	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell↓	Common Stock	4,000	$17.60	$70,400	45,016
2021-04-01	Schmucker Brian H	Insider	Sell↓	Common Stock	7,616	$17.54	$133,585	4,120
2021-03-31	Schmucker Brian H	Insider	Sell↓	Common Stock	15,000	$17.38	$260,700	11,964
2021-03-21	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell↓	Common Stock	6,279	$17.36	$109,003	49,136
2021-03-17	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell↓	Common Stock	5,000	$17.68	$88,400	55,604
2021-03-15	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell↓	Common Stock	5,510	$17.72	$97,637	60,754
2021-03-12	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell↓	Common Stock	5,000	$17.60	$88,000	66,429
2021-03-05	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell↓	Common Stock	8,500	$17.02	$144,670	71,579
2021-03-03	RIVERNORTH CAPITAL MANAGEMENT, LLC	Insider	Sell↓	Common Stock	7,635	$17.37	$132,620	80,334

Legend Buy — open-market purchase Sell — open-market sale ↑ Shares acquired ↓ Shares disposed (gift, conversion, tax…)

Showing 1–50 of 62 transactions

Key facts CIK 1501072 CUSIP 76881Y109 13F (30d) 13 filings 13 filers