RIV · Rivernorth Opportunities Fund, Inc. · Shareholders & Ownership
Market Cap
$311.28M
Shares
30.73M
Volume · Oct 26
259.9K
Avg daily vol (3M)
133.95K
Every disclosed holder of RIV in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns RIV
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 9,918,602 | — |
| Insiders (Forms 3, 4, 5) | 3,795,695 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 772,290 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of RIV
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
SIT INVESTMENT ASSOCIATES INC
13F
CIK 769317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,488,022 | ||
| 2 |
|
2,375,123 | ||
| 3 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,868,969 | ||
| 4 |
Penserra Capital Management LLC
13F
CIK 1593324 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
775,986 | ||
| 5 |
Amplify CEF High Income ETF
Fund
S000065408 · Registered fund · Jun 30, 2026
Amplify ETF Trust, not summed
|
772,290 | ||
| 6 |
|
740,000 | ||
| 7 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
595,638 | ||
| 8 |
|
550,403 | ||
| 9 |
Arete Wealth Advisors, LLC
13F
CIK 1600151 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
440,153 | ||
| 10 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
331,846 | ||
| 11 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
292,223 | ||
| 12 |
ABSOLUTE INVESTMENT ADVISERS, LLC
13F
CIK 1316187 · Registered investment adviser · Sep 30, 2026
|
245,750 | ||
| 13 |
Yakira Capital Management, Inc.
13F
CIK 1584639 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
232,717 | ||
| 14 |
Everstar Asset Management, LLC
13F
CIK 2023744 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
213,685 | ||
| 15 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
199,892 | ||
| 16 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
177,189 | ||
| 17 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
169,706 | ||
| 18 |
PRINCIPAL SECURITIES, INC.
13F
CIK 12600 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
168,674 | ||
| 19 |
|
119,922 | ||
| 20 |
Baird Financial Group, Inc.
13F
CIK 1648711 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
118,791 | ||
| 21 |
Tennessee Valley Asset Management Partners
13F
CIK 1826790 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
114,169 | ||
| 22 |
Marks Group Wealth Management, Inc
13F
CIK 1802473 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
107,869 | ||
| 23 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
99,572 | ||
| 24 |
Advisory Solutions Group, LLC
13F
CIK 2147643 · Unknown · Sep 30, 2026
|
98,919 | ||
| 25 |
NATIONS FINANCIAL GROUP INC, /IA/ /ADV
13F
CIK 1109767 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
85,337 | ||
| 26 |
NOMURA HOLDINGS INC
13F
CIK 1163653 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
83,864 | ||
| 27 |
Opal Wealth Advisors, LLC
13F
CIK 1844201 · Registered investment adviser · Sep 30, 2026
|
71,753 | ||
| 28 |
Advisor OS, LLC
13F
CIK 1767580 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
71,289 | ||
| 29 |
Creative Planning
13F
CIK 1540235 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
68,138 | ||
| 30 |
Allworth Financial LP
13F
CIK 1555170 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
66,047 | ||
| 31 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
56,867 | ||
| 32 |
OPPENHEIMER & CO INC
13F
CIK 822581 · Unknown · Sep 30, 2026
|
55,306 | ||
| 33 |
|
43,915 | ||
| 34 |
Kovack Advisors, Inc.
13F
CIK 1728321 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
40,468 | ||
| 35 |
NWF Advisory Services Inc.
13F
CIK 2045735 · Registered investment adviser · Sep 30, 2026
|
40,227 | ||
| 36 |
INDEPENDENT FINANCIAL GROUP, LLC
13F
CIK 275484 · Registered investment adviser · Sep 30, 2026
|
39,634 | ||
| 37 |
Total Wealth Planning & Management, Inc.
13F
CIK 2058383 · Registered investment adviser · Sep 30, 2026
|
34,475 | ||
| 38 |
CoreCap Advisors, LLC
13F
CIK 1902501 · Registered investment adviser · Sep 30, 2026
|
33,274 | ||
| 39 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
32,288 | ||
| 40 |
PUREfi Wealth, LLC
13F
CIK 2001520 · Unknown · Sep 30, 2026
|
27,422 | ||
| 41 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,978 | ||
| 42 |
CHOREO, LLC
13F
CIK 1679031 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,362 | ||
| 43 |
WEDBUSH SECURITIES INC
13F
CIK 1142495 · Registered investment adviser · Sep 30, 2026
|
23,356 | ||
| 44 |
SeaCrest Wealth Management, LLC
13F
CIK 1728121 · Registered investment adviser · Sep 30, 2026
|
23,248 | ||
| 45 |
|
21,707 | ||
| 46 |
HighTower Advisors, LLC
13F
CIK 1462245 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,280 | ||
| 47 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,849 | ||
| 48 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,700 | ||
| 49 |
Clear Street Group Inc.
13F
CIK 1881567 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,516 | ||
| 50 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,373 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 69 holders
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Key facts
CIK
1501072
CUSIP
76881Y109
13F (30d)
13 filings
13 filers