Arete Wealth Advisors, LLC

CIK

1600151

Location

CHICAGO, IL

Portfolio Value

Small $564,964,767

Diversification

Diversified

Filing Date

Global Rank

#2,451 / 8,623 ▼ 342 · as of Mar 2026

Top Industry

Semiconductors 10.6%

3Y Alpha vs SPY

-2.8%

Period ended 4 months ago

Filed May 20, 2026 · 2mo

25 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+54.4%

SPY

+65.3%

Annualised alpha

-2.6%

Max drawdown

−19.0%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 100% of reported value on average across 13 quarters. Past performance does not predict future results.

Portfolio Concentration

133 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

7.8%

+1.0 pts

Top 5

28.1%

+4.8 pts

Top 10

42.5%

+8.6 pts

HHI

266

Diversified+87

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	23.9%	$135,091,899	18
Financial Services	13.8%	$78,095,047	35
Unclassified	13.3%	$75,316,254	16
Communication Services	13.3%	$75,231,892	7
Healthcare	8.4%	$47,490,521	10
Consumer Cyclical	7.8%	$44,029,415	5
Industrials	6.0%	$33,619,439	12
Energy	5.8%	$32,534,756	11
Consumer Defensive	4.3%	$24,216,116	9
Basic Materials	1.8%	$10,283,902	3
Real Estate	0.8%	$4,779,468	5
Utilities	0.8%	$4,276,058	2

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
RIV	Rivernorth Opportunities Fund, Inc.	+60,096	437,265	$4,853,641
ET	Energy Transfer LP	+34,836	75,004	$1,447,577
OKE	Oneok Inc /New/	+34,665	54,666	$4,941,259
NEE	Nextera Energy Inc	+24,732	27,728	$2,575,376
GLD	Spdr Gold Trust	+22,345	52,427	$22,558,813
NEM	NEWMONT Corp /DE/	+21,338	44,950	$4,865,837
FITB	Fifth Third Bancorp	+19,553	31,435	$1,460,470
IAU	Ishares Gold Trust	+18,606	33,153	$2,922,768
PYPL	PayPal Holdings, Inc.	+18,158	24,804	$1,121,884
BTCO	Invesco Galaxy Bitcoin ETF	+15,404	46,051	$3,107,060
AFB	Alliancebernstein National Municipal Income Fund	+15,235	34,137	$364,924
MRK	Merck & Co., Inc.	+12,096	51,371	$6,179,417
DAL	Delta Air Lines, Inc.	+11,888	15,058	$1,001,055
JNJ	Johnson & Johnson	+11,789	80,292	$19,626,576
AVK	Advent Convertible & Income Fund	+9,640	317,688	$3,545,398
C	Citigroup Inc	+9,291	22,872	$2,593,913
NFLX	Netflix Inc	+9,124	29,063	$2,794,407
WMT	Walmart Inc.	+9,074	71,317	$8,863,276
USB	US Bancorp De	+8,931	30,955	$1,609,969
SLV	iShares Silver Trust	+8,492	89,794	$6,118,563
HRL	Hormel Foods Corp /De/	+8,450	20,708	$469,036
BPRE	Bluerock Private Real Estate Fund	+7,950	194,153	$3,224,881
XYZ	Block, Inc.	+6,459	10,521	$633,153
BNY	Bank of New York Mellon Corp	+5,935	10,056	$1,192,943
PFE	Pfizer Inc	+5,505	119,492	$3,355,335
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FSSL	FS Specialty Lending Fund	−35,546	63,781	$797,900
ACHR	Archer Aviation Inc.	−34,035	42,870	$221,637
FTHY	First Trust High Yield Opportunities 2027 Term Fund	−28,184	44,863	$606,996
KGC	Kinross Gold Corp	−23,621	83,195	$2,539,111
FSCO	FS Credit Opportunities Corp.	−19,676	56,747	$289,409
NVTS	Navitas Semiconductor Corp	−17,165	163,960	$1,437,929
GOOGL	Alphabet Inc.	−16,538	47,352	$13,616,541
APLD	Applied Digital Corp.	−14,550	174,268	$4,137,122
PL	Planet Labs PBC	−13,538	106,675	$2,981,566
SILA	Sila Realty Trust, Inc.	−10,329	17,164	$406,443
LRCX	Lam Research Corp	−10,317	13,174	$2,814,756
CMCSA	Comcast Corp	−10,291	23,915	$686,599
SGOL	abrdn Gold ETF Trust	−9,908	105,081	$4,688,714
AAPL	Apple Inc.	−9,097	151,546	$38,460,859
INTC	Intel Corp	−8,919	15,407	$679,910
BITB	Bitwise Bitcoin ETF	−8,345	20,114	$740,396
FSK	FS KKR Capital Corp	−8,023	210,649	$2,144,406
PLTR	Palantir Technologies Inc.	−7,776	24,327	$3,558,553
RKT	Rocket Companies, Inc.	−7,746	19,570	$278,872
AVGO	Broadcom Inc.	−6,224	35,938	$11,123,170
QQQ	Invesco Qqq Trust, Series 1	−5,881	16,867	$9,735,295
ARKB	Ark 21Shares Bitcoin ETF	−5,119	10,274	$231,062
TSM	Taiwan Semiconductor Manufacturing Co Ltd	−5,086	13,364	$4,516,363
TSLA	Tesla, Inc.	−4,865	23,600	$8,773,300
XOM	ExxonMobil Holdings Corp	−4,534	75,930	$12,882,283
No positions match the current search.

New Positions

Positions the filer opened this quarter

14 positions

Ticker	Company	Shares	Value
NFJ	Virtus Dividend, Interest & Premium Strategy Fund	533,912	$6,732,630
IBRX	ImmunityBio, Inc.	586,734	$4,500,249
MTZ	Mastec Inc	12,297	$3,956,436
CTVA	Corteva, Inc.	34,392	$2,878,954
KEX	Kirby Corp	21,070	$2,799,781
BTSG	BrightSpring Health Services, Inc.	58,047	$2,473,382
NOK	Nokia Corp	261,889	$2,105,587
LPG	Dorian Lpg Ltd.	19,970	$682,974
QETH	Invesco Galaxy Ethereum ETF	30,050	$627,143
CTRA	Coterra Energy Inc.	10,406	$365,666
RDZN	Roadzen Inc.	253,653	$304,383
EVG	Eaton Vance Short Duration Diversified Income Fund	25,126	$268,596
RXT	Rackspace Technology, Inc.	224,000	$219,520
IXHL	Incannex Healthcare Inc.	73,167	$219,501
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
GS	Goldman Sachs Group Inc	6,642	$5,838,318
LLY	ELI LILLY & Co	5,387	$5,789,301
MU	Micron Technology Inc	19,054	$5,438,202
CASY	Caseys General Stores Inc	8,438	$4,663,766
GD	General Dynamics Corp	11,818	$3,978,647
QQQX	Nuveen NASDAQ 100 Dynamic Overwrite Fund	128,349	$3,660,513
CAT	Caterpillar Inc	6,377	$3,653,191
APP	AppLovin Corp	4,946	$3,332,713
AXP	American Express Co	8,875	$3,283,306
COST	Costco Wholesale Corp /New	3,350	$2,888,839
MAR	Marriott International Inc /Md/	8,858	$2,748,105
NDAQ	Nasdaq, Inc.	26,450	$2,569,088
BLK	BlackRock, Inc.	2,393	$2,561,323
LMT	Lockheed Martin Corp	5,194	$2,512,181
MCO	Moodys Corp /De/	4,654	$2,377,495
HL	Hecla Mining Co/De/	122,125	$2,343,578
QCOM	Qualcomm Inc/De	12,422	$2,124,783
GLDM	World Gold Trust	24,853	$2,121,700
GE	General Electric Co	6,679	$2,057,332
PH	Parker-Hannifin Corp	2,332	$2,049,734
AMD	Advanced Micro Devices Inc	9,457	$2,025,311
MA	Mastercard Inc	3,535	$2,018,060
UNH	Unitedhealth Group Inc	6,002	$1,981,320
CRWD	CrowdStrike Holdings, Inc.	4,012	$1,880,665
DIA	Spdr Dow Jones Industrial Average ETF Trust	3,671	$1,764,172
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

133 tracked positions · $564,964,767 total · filing declares 321 positions · $1,334,498,270 · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 133 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DIS	Walt Disney Co Communication Services	Reduced	458,292	-1,975	$44,170,182	−15.6%	7.82%
AAPL	Apple Inc. Technology	Reduced	151,546	-9,097	$38,460,859	−11.9%	6.81%
NVDA	Nvidia Corp Technology	Reduced	195,576	-2,215	$34,108,454	−7.5%	6.04%
GLD	Spdr Gold Trust	Added	52,427	+22,345	$22,558,813	+89.2%	3.99%
JNJ	Johnson & Johnson Healthcare	Added	80,292	+11,789	$19,626,576	+38.4%	3.47%
SPY	Spdr S&P 500 ETF Trust	Added	29,234	+814	$19,012,039	−1.9%	3.37%
AMZN	Amazon Com Inc Consumer Cyclical	Added	86,584	+4,928	$18,032,849	−4.3%	3.19%
MSFT	Microsoft Corp Technology	Reduced	47,897	-4,281	$17,730,032	−29.7%	3.14%
GOOGL	Alphabet Inc. Communication Services	Reduced	47,352	-16,538	$13,616,541	−31.9%	2.41%
XOM	ExxonMobil Holdings Corp Energy	Reduced	75,930	-4,534	$12,882,283	+33.0%	2.28%
AVGO	Broadcom Inc. Technology	Reduced	35,938	-6,224	$11,123,170	−23.8%	1.97%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	32,857	-4,425	$10,211,627	−10.4%	1.81%
RTX	RTX Corp Industrials	Added	51,138	+455	$9,864,520	+6.1%	1.75%
QQQ	Invesco Qqq Trust, Series 1	Reduced	16,867	-5,881	$9,735,295	−30.3%	1.72%
META	Meta Platforms, Inc. Communication Services	Reduced	16,077	-845	$9,198,134	−17.7%	1.63%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	30,882	-328	$9,084,249	−9.7%	1.61%
WMT	Walmart Inc. Consumer Defensive	Added	71,317	+9,074	$8,863,276	+27.8%	1.57%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	23,600	-4,865	$8,773,300	−31.5%	1.55%
IBM	International Business Machines Corp Technology	Reduced	31,154	-3,950	$7,551,418	−27.4%	1.34%
V	Visa Inc. Financial Services	Added	23,051	+1,007	$6,966,934	−9.9%	1.23%
TYG	Tortoise Energy Infrastructure Corp Financial Services	Added	137,010	+3,280	$6,829,948	+24.9%	1.21%
NFJ	Virtus Dividend, Interest & Premium Strategy Fund Financial Services	NEW	533,912	NEW	$6,732,630	NEW	1.19%
ABBV	AbbVie Inc. Healthcare	Reduced	30,797	-1,777	$6,698,039	−10.0%	1.19%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	18,804	-1,078	$6,184,447	−9.6%	1.09%
MRK	Merck & Co., Inc. Healthcare	Added	51,371	+12,096	$6,179,417	+49.5%	1.09%
SLV	iShares Silver Trust	Added	89,794	+8,492	$6,118,563	+16.8%	1.08%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	12,614	-3,374	$6,044,628	−24.8%	1.07%
OKE	Oneok Inc /New/ Energy	Added	54,666	+34,665	$4,941,259	+236.1%	0.87%
NEM	NEWMONT Corp /DE/ Basic Materials	Added	44,950	+21,338	$4,865,837	+106.4%	0.86%
RIV	Rivernorth Opportunities Fund, Inc. Financial Services	Added	437,265	+60,096	$4,853,641	+9.6%	0.86%
SGOL	abrdn Gold ETF Trust	Reduced	105,081	-9,908	$4,688,714	−0.7%	0.83%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	13,364	-5,086	$4,516,363	−19.4%	0.80%
IBRX	ImmunityBio, Inc. Healthcare	NEW	586,734	NEW	$4,500,249	NEW	0.80%
CVX	Chevron Corp Energy	Reduced	20,295	-2,066	$4,199,035	+23.2%	0.74%
APLD	Applied Digital Corp. Technology	Reduced	174,268	-14,550	$4,137,122	−10.6%	0.73%
MTZ	Mastec Inc Industrials	NEW	12,297	NEW	$3,956,436	NEW	0.70%
BGY	BlackRock Enhanced International Dividend Trust Financial Services	Reduced	657,981	-3,211	$3,559,677	−8.4%	0.63%
PLTR	Palantir Technologies Inc. Technology	Reduced	24,327	-7,776	$3,558,553	−37.6%	0.63%
AVK	Advent Convertible & Income Fund Financial Services	Added	317,688	+9,640	$3,545,398	−8.2%	0.63%
VRT	Vertiv Holdings Co Industrials	Added	13,728	+4,922	$3,439,962	+141.1%	0.61%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	23,721	-3,288	$3,426,261	−11.5%	0.61%
KO	Coca Cola Co Consumer Defensive	Added	44,606	+10	$3,392,286	+8.8%	0.60%
PFE	Pfizer Inc Healthcare	Added	119,492	+5,505	$3,355,335	+18.2%	0.59%
BPRE	Bluerock Private Real Estate Fund Financial Services	Added	194,153	+7,950	$3,224,881	+15.5%	0.57%
BTCO	Invesco Galaxy Bitcoin ETF	Added	46,051	+15,404	$3,107,060	+16.3%	0.55%
PL	Planet Labs PBC Industrials	Reduced	106,675	-13,538	$2,981,566	+25.8%	0.53%
IAU	Ishares Gold Trust	Added	33,153	+18,606	$2,922,768	+147.5%	0.52%
GNL	Global Net Lease, Inc. Real Estate	Reduced	309,168	-3,230	$2,893,812	+7.7%	0.51%
VZ	Verizon Communications Inc Communication Services	Reduced	57,419	-3,676	$2,882,433	+15.8%	0.51%
CTVA	Corteva, Inc. Basic Materials	NEW	34,392	NEW	$2,878,954	NEW	0.51%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.