NFJ · Virtus Dividend, Interest & Premium Strategy Fund

$15.63 +0.08 (+0.51%) At close · Aug 21

Market Cap

$1.47B

94.10M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 133

Total Value: $585,275,096

Total Shares: 38,530,294

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 133 13F filers · Δ vs Mar 31, 2026

Top Holder

27.0%

−1.1 pts

Top 5

67.7%

−1.8 pts

Top 10

80.1%

−0.8 pts

HHI

1,548

Moderately concentrated−80

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +10

Institutional value: +21.9%

Shares held: +0.9%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid SIT INVESTMENT ASSOCIATES INC	+773,176	1,243,817
Small Advisor OS, LLC	+115,128	167,200
Large Cambridge Investment Research Advisors, Inc.	+99,789	149,757
Large Allspring Global Investments Holdings, LLC	+65,710	1,738,983
Mid WOLVERINE ASSET MANAGEMENT LLC	+61,155	63,885

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega MORGAN STANLEY	−314,938	10,387,693
Large CAPSTONE INVESTMENT ADVISORS, LLC	−273,003	253,669
Mid Advisors Asset Management, Inc.	−150,048	712,432
Small Shaker Financial Services, LLC	−141,502	15,025
Mega BANK OF AMERICA CORP /DE/	−136,156	2,491,798

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large READYSTATE ASSET MANAGEMENT LP	92,936	$1,411,697
Small Navis Wealth Advisors, LLC	91,000	$1,382,290
Micro North Ground Capital	89,387	$1,357,788
Small Atlas Wealth LLC	68,822	$1,045,406
Mid Global Retirement Partners, LLC	49,500	$751,905

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Pathstone Holdings, LLC	72,332	$912,105
Small WealthShield Partners, LLC	44,449	$560,501
Mid WEDBUSH SECURITIES INC	10,514	$132,581
Mid Western Wealth Management, LLC	7,146	$90,111
Large CWM, LLC	3,197	$40,314

Filter: New 23 Increased 39 Reduced 50 Sold out 13 Unchanged 21

Showing 100 of 133

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$157,789,054

26.96%

10,387,693

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	1,524	$23,149	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	3,045,480	$46,260,840	29.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	7,340,689	$111,505,065	70.7%	Defined

Saba Capital Management, L.P.

$155,191,718

26.52%

10,216,703

BANK OF AMERICA CORP /DE/

$37,850,411

6.47%

2,491,798

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	2,491,798	$37,850,411	100.0%	Defined

Allspring Global Investments Holdings, LLC

$26,415,151

4.51%

1,738,983

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	1,738,983	$26,415,151	100.0%	Defined

STIFEL FINANCIAL CORP

$18,983,474

3.24%

1,249,735

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	1,249,735	$18,983,474	100.0%	Defined

SIT INVESTMENT ASSOCIATES INC

$18,893,580

3.23%

1,243,817

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	1,243,817	$18,893,580	100.0%	Sole

Invesco Ltd.

$17,418,433

2.98%

1,146,704

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	31,567	$479,502	2.8%	Defined
Invesco Capital Management LLC	1,115,137	$16,938,931	97.2%	Defined

Focus Partners Wealth

$14,091,322

2.41%

927,671

LPL Financial LLC

$11,326,636

1.94%

745,664

Advisors Asset Management, Inc.

$10,821,842

1.85%

712,432

Penserra Capital Management LLC

$9,371,819

1.60%

616,973

Arete Wealth Advisors, LLC

$8,021,474

1.37%

528,076

ROYAL BANK OF CANADA

$7,596,458

1.30%

500,096

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	500,096	$7,596,458	100.0%	Defined

GUGGENHEIM CAPITAL LLC

$7,058,261

1.21%

464,665

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	464,665	$7,058,261	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$6,648,205

1.14%

437,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	350,436	$5,323,122	80.1%	Defined
Raymond James Financial Services Advisors, Inc.	53,226	$808,502	12.2%	Defined
RAYMOND JAMES TRUST N.A.	34,008	$516,581	7.8%	Defined

WELLS FARGO & COMPANY/MN

$5,769,739

0.99%

379,838

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	140,053	$2,127,405	36.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	239,785	$3,642,334	63.1%	Defined

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$4,342,274

0.74%

285,864

UBS Group AG

$4,106,251

0.70%

270,326

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	236,653	$3,594,759	87.5%	Defined
UBS AG	32,548	$494,404	12.0%	Defined
UBS Securities LLC	1,125	$17,088	0.4%	Defined

CAPSTONE INVESTMENT ADVISORS, LLC

$3,853,232

0.66%

253,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capstone Investment Advisors (UK), LLP	253,669	$3,853,232	100.0%	Defined

OSAIC HOLDINGS, INC.

$2,917,041

0.50%

192,037

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	191,920	$2,915,264	99.9%	Defined
Osaic Advisory Services, LLC	117	$1,777	0.1%	Defined

Creative Planning

$2,771,111

0.47%

182,430

Advisor OS, LLC

$2,539,765

0.43%

167,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concordia Wealth Planning, LLC	146	$2,217	0.1%	Sole
INVESTMENT PLANNERS, INC.	26,214	$398,190	15.7%	Sole
Roman Retirement Planning	13,008	$197,591	7.8%	Sole
Redwood Private Wealth	103,849	$1,577,466	62.1%	Sole
Taiko Private Wealth, LLC	23,983	$364,301	14.3%	Sole

EVOLVE PRIVATE WEALTH, LLC

$2,482,866

0.42%

163,454

Cambridge Investment Research Advisors, Inc.

$2,274,808

0.39%

149,757

Thrivent Financial for Lutherans

$2,113,901

0.36%

139,164

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	58,632	$890,620	42.1%	Defined
Held directly	80,532	$1,223,281	57.9%	Sole

Kestra Advisory Services, LLC

$1,921,656

0.33%

126,508

D.A. DAVIDSON & CO.

$1,446,467

0.25%

95,225

READYSTATE ASSET MANAGEMENT LP

$1,411,697

0.24%

92,936

Navis Wealth Advisors, LLC

$1,382,290

0.24%

91,000

NewEdge Advisors, LLC

$1,358,958

0.23%

89,464

North Ground Capital

$1,357,788

0.23%

89,387

Modern Wealth Management, LLC

$1,341,702

0.23%

88,328

CHOREO, LLC

$1,081,360

0.18%

71,189

Atlas Wealth LLC

$1,045,406

0.18%

68,822

Opal Wealth Advisors, LLC

$1,034,059

0.18%

68,075

STEPHENS INC /AR/

$997,709

0.17%

65,682

WOLVERINE ASSET MANAGEMENT LLC

$970,413

0.17%

63,885

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	63,885	$970,413	100.0%	Defined

Merit Financial Group, LLC

$911,096

0.16%

59,980

Fund Advisors of America Inc/FL

$903,288

0.15%

59,466

&PARTNERS

$842,376

0.14%

55,456

Integrated Wealth Concepts LLC

$841,920

0.14%

55,426

Beckerman Institutional, LLC

$834,614

0.14%

54,945

COMMONWEALTH EQUITY SERVICES, LLC

$773,307

0.13%

50,909

Global Retirement Partners, LLC

$751,905

0.13%

49,500

CSS LLC/IL

$729,438

0.12%

48,021

Baird Financial Group, Inc.

$721,464

0.12%

47,496

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	47,496	$721,464	100.0%	Defined

BENJAMIN EDWARDS INC

$712,897

0.12%

46,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	46,932	$712,897	100.0%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$699,529

0.12%

46,052

INDEPENDENT FINANCIAL GROUP, LLC

$695,428

0.12%

45,782

Farther Finance Advisors, LLC

$676,972

0.12%

44,567

UHLMANN PRICE SECURITIES, LLC

$668,967

0.11%

44,040

Mariner, LLC

$654,142

0.11%

43,064

Closed-End Fund Advisors, Inc.

$653,929

0.11%

43,050

Pointe Capital Management LLC

$644,982

0.11%

42,461

ACCREDITED INVESTOR SERVICES, LLC

$640,121

0.11%

42,141

ENVESTNET ASSET MANAGEMENT INC

$609,422

0.10%

40,120

PARK AVENUE SECURITIES LLC

$595,341

0.10%

39,193

SAX WEALTH ADVISORS, LLC

$547,371

0.09%

36,035

Avidian Wealth Enterprises, LLC

$531,938

0.09%

35,019

DIVERSIFY WEALTH MANAGEMENT, LLC

$490,181

0.08%

32,270

Diversify Advisory Services, LLC

$490,181

0.08%

32,270

Cetera Investment Advisers

$448,180

0.08%

29,505

Sanctuary Advisors, LLC

$439,309

0.08%

28,921

Venture Visionary Partners LLC

$425,168

0.07%

27,990

Kovack Advisors, Inc.

$417,633

0.07%

27,494

FIFTH THIRD BANCORP

$417,026

0.07%

27,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	27,454	$417,026	100.0%	Defined

Ionic Capital Management LLC

$408,428

0.07%

26,888

Core Wealth Advisors, Inc.

$408,322

0.07%

26,881

LEVEL FOUR ADVISORY SERVICES, LLC

$361,795

0.06%

23,818

XTX Topco Ltd

$353,744

0.06%

23,288

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	23,288	$353,744	100.0%	Defined

Comprehensive Money Management Services LLC

$348,610

0.06%

22,950

Jupiter Wealth Management LLC

$325,384

0.06%

21,421

NATIONS FINANCIAL GROUP INC, /IA/ /ADV

$303,800

0.05%

20,000

Yakira Capital Management, Inc.

$265,384

0.05%

17,471

ASHTON THOMAS SECURITIES, LLC

$264,685

0.05%

17,425

Steward Partners Investment Advisory, LLC

$263,607

0.05%

17,354

Pinnacle Wealth Planning Services, Inc.

$259,414

0.04%

17,078

Permanent Capital Management, LP

$258,594

0.04%

17,024

M Holdings Securities, Inc.

$258,047

0.04%

16,988

Vestmark Advisory Solutions, Inc.

$254,250

0.04%

16,738

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ELEVATION POINT WEALTH PARTNERS, LLC	16,738	$254,250	100.0%	Other

ELEVATION POINT WEALTH PARTNERS, LLC

$254,250

0.04%

16,738

Janney Montgomery Scott LLC

$252,640

0.04%

16,632

Stratos Wealth Partners, LTD.

$246,655

0.04%

16,238

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$244,559

0.04%

16,100

Occidental Asset Management, LLC

$237,936

0.04%

15,664

TRUIST FINANCIAL CORP

$236,948

0.04%

15,599

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	15,599	$236,948	100.0%	Defined

Rockefeller Capital Management L.P.

$234,320

0.04%

15,426

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	15,426	$234,320	100.0%	Defined

Procyon Advisors, LLC

$232,650

0.04%

15,316

Shaker Financial Services, LLC

$228,229

0.04%

15,025

Capital Investment Advisors, LLC

$222,427

0.04%

14,643

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$219,024

0.04%

14,419

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	14,419	$219,024	100.0%	Other

COMMERCE BANK

$213,085

0.04%

14,028

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
COMMERCE BANCSHARES INC /MO/	14,028	$213,085	100.0%	Sole

Alteri Wealth LLC

$211,034

0.04%

13,893

HighTower Advisors, LLC

$209,196

0.04%

13,772

MGO ONE SEVEN LLC

$206,204

0.04%

13,575

Vanguard Capital Wealth Advisors

$199,824

0.03%

13,155

CARY STREET PARTNERS FINANCIAL LLC

$191,439

0.03%

12,603

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	12,603	$191,439	100.0%	Defined

Berry Wealth Group, LP

$184,695

0.03%

12,159

Private Advisor Group, LLC

$180,168

0.03%

11,861

Equitable Holdings, Inc.

$179,242

0.03%

11,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	11,800	$179,242	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	10,072	$152,993	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1,520	$23,088	21.1%	Defined
PNC Wealth Management LLC	5,693	$86,476	78.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	1,800	$27,342	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co OF FLORIDA	344	$5,225	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	170	$2,582	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	71,519	$901,854	98.9%	Defined
Held directly	813	$10,251	1.1%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	2,904	$36,619	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	10	$126	1.5%	Defined
55I, LLC	667	$8,410	98.5%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA PRIVATE WEALTH ADVISORS, LLC	100	$1,261	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	10	$126	100.0%	Other

Key facts CIK 1260563 CUSIP 92840R101 13F (30d) 117 filings 112 filers