TUCKER ASSET MANAGEMENT LLC

Registered adviser

CIK

1870012

Location

LITTLETON, CO

Portfolio Value

Small $323,473,725

Diversification

Diversified

Filing Date

Global Rank

#4,392 / 8,827 ▲ 160 · as of Jun 2026

Top Industry

Semiconductors 33.2%

Period ended 37 days ago

Filed Oct 29, 2026 · 8d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 174844

Roster of Nov 1, 2026

Regulatory AUM

$603,562,776

Main clients

Individuals and high net worth (88% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$603,562,776	Individuals and high net worth (88%)
Apr 2025 to Mar 2026	$640,805,363	Individuals and high net worth (91%)
Apr 2024 to Mar 2025	$476,481,402	Individuals and high net worth (100%)
May 2023 to Mar 2024	$369,449,353	Individuals and high net worth (100%)
Apr 2023	$369,449,353	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$342,392,924	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 71.9% of the book (60%+)

Turnover

Medium turnover

48.6% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 16.7 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 77.1%; sector active share 66.9% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

188 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

30.8%

+7.1 pts

Top 5

61.7%

+6.8 pts

Top 10

73.0%

+1.0 pts

HHI

1,249

Diversified+339

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	74.3%	$240,251,770	108
Technology	13.0%	$42,190,818	16
Healthcare	4.4%	$14,380,069	8
Industrials	1.9%	$6,053,806	13
Consumer Cyclical	1.8%	$5,696,300	8
Consumer Defensive	1.5%	$4,965,139	7
Financial Services	1.4%	$4,389,542	12
Communication Services	0.6%	$2,009,170	5
Energy	0.5%	$1,642,507	4
Basic Materials	0.4%	$1,366,059	5
Utilities	0.2%	$528,545	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FTSM	First Trust Enhanced Short Maturity ETF	+23,137	614,144	$36,547,709
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	+22,851	24,878	$4,189,952
RAAX	VanEck Real Assets ETF	+21,959	36,259	$1,444,195
CAIQ		+16,718	19,293	$505,283
CAIE	Calamos Autocallable Income ETF	+16,007	19,213	$511,450
BITI	ProShares Short Bitcoin ETF	+9,441	81,966	$1,445,060
OUNZ	VanEck Merk Gold ETF	+6,884	33,703	$1,344,749
LGH	HCM Defender 500 Index ETF	+6,771	58,178	$3,822,876
CLOI	VanEck CLO ETF	+6,760	8,266	$437,850
—		+6,118	29,349	$0
QQH	HCM Defender 100 Index ETF	+5,704	45,618	$3,994,312
WMT	Walmart Inc.	+5,372	7,408	$769,839
BOTZ	Global X Robotics & Artificial Intelligence ETF	+4,709	65,642	$2,312,567
PG	PROCTER & GAMBLE Co	+4,537	11,598	$1,684,957
SLV	iShares Silver Trust	+4,470	62,513	$3,407,583
ARTY	iShares Future AI & Tech ETF	+4,003	71,064	$5,565,732
IJH	iShares Core S&P Mid-Cap ETF	+3,890	5,056	$363,779
PIT	VanEck Commodity Strategy ETF	+3,319	18,972	$1,556,273
SETH	ProShares Short Ether ETF	+3,259	42,289	$1,286,008
RSP	Victory Portfolios II	+3,121	114,282	$0
WFC	Wells Fargo & Company	+2,796	9,191	$735,739
VO	VANGUARD MID-CAP INDEX FUND	+2,779	4,250	$333,285
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	+2,612	20,907	$2,115,370
FTCB	First Trust Core Investment Grade ETF	+2,606	28,770	$567,919
SPY	Spdr S&P 500 ETF Trust	+2,413	130,472	$99,501,861
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AMRX	Amneal Pharmaceuticals, Inc.	−500,000	511,064	$10,292,828
—		−94,956	5,954	$0
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−19,333	73,134	$4,497,741
—		−9,573	51,849	$0
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	−5,941	22,481	$3,753,877
GRNJ	Fundstrat Granny Shots US Small- & Mid-Cap ETF	−4,822	20,839	$613,500
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−3,089	23,402	$4,580,941
SMCI	Super Micro Computer, Inc.	−2,691	11,662	$478,958
SHV	iShares 0-1 Year Treasury Bond ETF	−2,139	39,264	$4,331,604
UAMY	United States Antimony Corp	−1,671	50,997	$212,657
PLTR	Palantir Technologies Inc.	−1,009	4,545	$850,142
SSO	ProShares Ultra S&P500	−1,002	6,158	$426,934
BUFZ	FT Vest Laddered Moderate Buffer ETF	−910	21,788	$621,785
HCMT	Direxion HCM Tactical Enhanced US ETF	−816	12,738	$543,275
BPRE	Bluerock Private Real Estate Fund	−797	12,866	$161,339
USHY	iShares Broad USD High Yield Corporate Bond ETF	−780	122,103	$4,361,519
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−700	4,136	$252,833
SPCX	Space Exploration Technologies Corp	−687	10,904	$1,644,977
NVDA	Nvidia Corp	−601	107,399	$24,527,783
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−565	12,671	$499,744
TSLA	Tesla, Inc.	−433	2,560	$908,313
COP	Conocophillips	−419	1,937	$242,415
MO	Altria Group, Inc.	−325	9,614	$647,406
FEM	First Trust Emerging Markets AlphaDEX Fund	−319	7,006	$225,663
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	−306	63,030	$3,861,217
No positions match the current search.

New Positions

Positions the filer opened this quarter

22 positions

Ticker	Company	Shares	Value
LOW	Lowes Companies Inc	5,019	$924,951
KR	Kroger Co	11,833	$693,650
UPS	United Parcel Service Inc	7,228	$675,384
SYY	Sysco Corp	7,799	$608,010
FTNT	Fortinet, Inc.	3,117	$557,194
EXEL	Exelixis, Inc.	9,530	$556,647
DIA	Spdr Dow Jones Industrial Average ETF Trust	643	$326,997
GBTC	Grayscale Bitcoin Trust ETF	4,447	$287,231
UGA	United States Gasoline Fund, LP	1,883	$276,198
XOM	ExxonMobil Holdings Corp	1,663	$270,653
MMM	3M Co	1,547	$253,940
T	At&T Inc.	10,033	$244,805
USO	United States Oil Fund, LP	1,627	$236,988
AMGN	Amgen Inc	553	$233,095
GIS	General Mills Inc	6,963	$223,930
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	1,256	$222,450
BA	Boeing Co	1,183	$220,097
IBIT	iShares Bitcoin Trust ETF	4,626	$218,994
V	Visa Inc.	567	$203,740
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	2,330	$202,244
NFJ	Virtus Dividend, Interest & Premium Strategy Fund	10,268	$154,533
NAK	Northern Dynasty Minerals Ltd	11,072	$15,168
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
QQQ	Invesco Qqq Trust, Series 1	59,535	$43,841,574
GLD	Spdr Gold Trust	2,344	$863,482
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	8,495	$818,663
LAMR	Lamar Advertising Co	3,510	$547,489
BMY	Bristol Myers Squibb Co	9,151	$527,280
FTI	TechnipFMC plc	6,574	$435,856
VOD	Vodafone Group Public Ltd Co	30,462	$403,012
GLW	Corning Inc	1,500	$383,145
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	2,755	$323,106
XLF	State Street Corp	5,368	$287,778
FIXD	First Trust Smith Opportunistic Fixed Income ETF	5,672	$247,355
IYR	iShares U.S. Real Estate ETF	2,413	$246,729
TSM	Taiwan Semiconductor Manufacturing Co Ltd	482	$230,188
SOFI	SoFi Technologies, Inc.	12,527	$224,609
FTCS	First Trust Capital Strength ETF	2,290	$215,076
FVD	First Trust Value Line Dividend Index Fund	4,327	$208,474
MCHP	Microchip Technology Inc	2,245	$204,744
HONA	Honeywell Aerospace Inc.	906	$200,298
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	1,769	$189,512
FEP	First Trust Europe AlphaDEX Fund	3,231	$184,328
IFRA	iShares U.S. Infrastructure ETF	2,784	$175,503
IYW	iShares, Inc.	657	$165,715
TQQQ	ProShares UltraPro QQQ	1,977	$160,137
SCHG	Schwab U.S. Large-Cap Growth ETF	4,632	$156,746
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	411	$150,302
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

188 tracked positions · $323,473,725 total · filing declares 190 positions · $405,803,113 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 188 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Added	130,472	+2,413	$99,501,861	+4.0%	30.76%
FTSM	First Trust Enhanced Short Maturity ETF	Added	614,144	+23,137	$36,547,709	+3.5%	11.30%
NVDA	Nvidia Corp Technology	Reduced	107,399	-601	$24,527,783	+13.5%	7.58%
AMRX	Amneal Pharmaceuticals, Inc. Healthcare	Reduced	511,064	-500,000	$10,292,828	−41.2%	3.18%
AAPL	Apple Inc. Technology	Added	19,537	+942	$6,506,211	+20.9%	2.01%
ARTY	iShares Future AI & Tech ETF	Added	71,064	+4,003	$5,565,732	+9.0%	1.72%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	23,402	-3,089	$4,580,941	−9.2%	1.42%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	73,134	-19,333	$4,497,741	−8.4%	1.39%
USHY	iShares Broad USD High Yield Corporate Bond ETF	Reduced	122,103	-780	$4,361,519	−4.1%	1.35%
SHV	iShares 0-1 Year Treasury Bond ETF	Reduced	39,264	-2,139	$4,331,604	−5.2%	1.34%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	24,878	+22,851	$4,189,952	+1202.8%	1.30%
QQH	HCM Defender 100 Index ETF	Added	45,618	+5,704	$3,994,312	+16.9%	1.23%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Reduced	63,030	-306	$3,861,217	−0.8%	1.19%
LGH	HCM Defender 500 Index ETF	Added	58,178	+6,771	$3,822,876	+16.6%	1.18%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Reduced	22,481	-5,941	$3,753,877	−28.7%	1.16%
SLV	iShares Silver Trust	Added	62,513	+4,470	$3,407,583	+9.8%	1.05%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	26,879	+1,340	$3,377,883	+10.7%	1.04%
VOOG	VANGUARD S&P 500 GROWTH INDEX FUND	Added	36,992	+2,030	$3,162,076	+9.5%	0.98%
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	Added	18,619	+703	$2,400,547	+4.8%	0.74%
BOTZ	Global X Robotics & Artificial Intelligence ETF	Added	65,642	+4,709	$2,312,567	+0.0%	0.71%
USFR	WisdomTree Floating Rate Treasury Fund	Added	45,323	+2,040	$2,283,825	+4.8%	0.71%
MSFT	Microsoft Corp Technology	Added	4,266	+320	$2,188,031	+48.6%	0.68%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	Added	20,907	+2,612	$2,115,370	+7.2%	0.65%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	33,833	-175	$1,902,091	−1.0%	0.59%
MU	Micron Technology Inc Technology	Added	1,653	+223	$1,760,626	+6.7%	0.54%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	11,598	+4,537	$1,684,957	+62.7%	0.52%
SPCX	Space Exploration Technologies Corp Industrials	Reduced	10,904	-687	$1,644,977	−16.9%	0.51%
PIT	VanEck Commodity Strategy ETF	Added	18,972	+3,319	$1,556,273	+50.6%	0.48%
IVV	iShares Core S&P 500 ETF	Added	1,905	+471	$1,458,944	+35.9%	0.45%
BITI	ProShares Short Bitcoin ETF	Added	81,966	+9,441	$1,445,060	−31.4%	0.45%
RAAX	VanEck Real Assets ETF	Added	36,259	+21,959	$1,444,195	+154.6%	0.45%
OUNZ	VanEck Merk Gold ETF	Added	33,703	+6,884	$1,344,749	+29.9%	0.42%
JNJ	Johnson & Johnson Healthcare	Added	5,071	+60	$1,342,496	+5.5%	0.42%
SETH	ProShares Short Ether ETF	Added	42,289	+3,259	$1,286,008	−43.7%	0.40%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	9,858	-49	$1,213,322	+2.9%	0.38%
MAR	Marriott International Inc Consumer Cyclical	Reduced	3,207	-118	$1,140,633	−7.4%	0.35%
URA	Global X Uranium ETF	Added	27,949	+1,516	$1,113,767	−3.6%	0.34%
VOO	VANGUARD 500 INDEX FUND	Added	1,367	+180	$958,075	+17.5%	0.30%
SNDK	Sandisk Corp Technology	Added	535	+55	$930,841	−14.7%	0.29%
LOW	Lowes Companies Inc Consumer Cyclical	NEW	5,019	NEW	$924,951	NEW	0.29%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	2,560	-433	$908,313	−27.8%	0.28%
BUFR	FT Vest Laddered Buffer ETF	Added	24,063	+675	$901,640	+5.5%	0.28%
JPM	Jpmorgan Chase & Co Financial Services	Added	2,702	+192	$893,902	+8.8%	0.28%
EFA	iShares MSCI EAFE ETF	Added	8,312	+216	$863,533	+2.7%	0.27%
PLTR	Palantir Technologies Inc. Technology	Reduced	4,545	-1,009	$850,142	+31.2%	0.26%
VUG	VANGUARD GROWTH INDEX FUND	Added	9,154	+1,500	$824,866	+25.1%	0.26%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	3,286	-264	$818,706	−3.2%	0.25%
STX	Seagate Technology Holdings plc Technology	Added	872	+52	$804,280	+1.6%	0.25%
GOOGL	Alphabet Inc. Communication Services	Reduced	2,285	-96	$786,222	−7.6%	0.24%
NLR	VanEck Uranium and Nuclear ETF	Added	7,590	+644	$785,261	−2.5%	0.24%

Showing the top 50 of 188 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.