USHY · iShares Broad USD High Yield Corporate Bond ETF · Holdings ETF

$35.58 +0.03 (+0.08%)

Volume · Oct 22 19.34M Avg daily vol (3M) 13.68M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 155

Total Value: $1,458,211,483

Total Shares: 40,823,392

Showing 1–100 of 155 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 155 13F filers · Δ vs Jun 30, 2026

Top Holder

35.1%

+20.5 pts

Top 5

71.2%

+26.6 pts

Top 10

81.2%

+21.1 pts

HHI

1,742

Moderately concentrated+1,200

Who Holds USHY

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 677 filers, like-for-like change +11.3%; actively managed books +14.1%; index-like books +23.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	18.0%	422	+19.6%	56	36
Exempt adviser	0.0%	1	-41.7%	0	0
Adviser	0.2%	5	+13.1%	1	0
Bank	24.2%	24	+20.7%	1	0
Insurer	1.3%	4	-70.0%	0	1
Non-US	0.4%	3	+0.1%	1	1
Holding company	13.7%	8	+39.5%	0	1
Unknown	42.1%	210	+5.4%	13	17

Style	Share	Filers	Change	New	Exited
Index-like	17.4%	12	+23.3%	1	1
Systematic-like	0.0%	3	+255.9%	1	2
Concentrated	30.8%	271	+16.0%	32	24
Diversified active	51.6%	388	+12.9%	38	27
Unknown	0.1%	3	-96.7%	0	2
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	71.5%	474	+14.1%	42	34
Medium turnover	24.3%	127	-0.7%	16	15
High turnover	1.5%	15	+523.3%	5	4
Unknown	2.7%	61	+8.0%	9	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.9%	60	-51.3%	9	5
Medium horizon	16.9%	160	+48.9%	23	15
Long horizon	79.0%	437	+10.6%	37	34
Unknown	1.1%	20	+5.5%	3	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	4.5%	276	-31.1%	37	32
$1B to $10B	11.6%	251	+23.4%	23	15
$10B to $100B	24.3%	104	+1.2%	6	6
$100B or more	59.6%	46	+19.4%	6	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	7.7%	344	+14.8%	45	30
Pooled investment vehicles	0.5%	10	+29.7%	4	1
Registered funds and BDCs	3.1%	14	+56.0%	1	1
Pension and profit sharing plans	0.8%	9	-4.5%	1	1
Insurance companies	1.6%	6	+190.4%	0	1
Charitable organizations	0.0%	3	+272.6%	0	0
Governments and sovereign funds	0.1%	3	+22.2%	1	0
Banks and thrifts	0.1%	1	+6.8%	0	0
Corporations	0.0%	5	+1885.6%	2	0
Other investment advisers	0.0%	8	+25.6%	1	1
Other	0.9%	2	-4.2%	0	0
Diversified	1.5%	15	-16.3%	1	1
Unknown	83.6%	257	+9.4%	16	20

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.7%	28	+42.7%	5	0
Private equity funds	1.1%	22	-11.3%	5	2
Venture capital funds	0.0%	0	—	0	0
Real estate funds	0.1%	7	+62.5%	0	0
Securitized asset funds	2.1%	4	+92.5%	0	0
Other private funds	1.3%	18	-5.4%	0	4
Mixed private funds	0.3%	4	-13.2%	1	0
Private funds, type not stated	0.5%	5	-27.4%	0	2
No private funds	12.0%	334	+22.1%	45	27
Liquidity funds	0.0%	0	-100.0%	0	1
Unknown	82.0%	255	+9.6%	16	20

Location	Share	Filers	Change	New	Exited
United States	75.7%	634	+15.5%	67	51
Outside the US	24.3%	43	-0.1%	5	5

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 9 holders with no observed 2026-03-31 13F and 5 holders with no observed 2026-06-30 13F.

Conviction and Crowding

677 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

618

91.3% of filers hold it in their top 10

Mar 31, 2026: 601

Holders above 5%

median weight 0.036%

Mar 31, 2026: 15

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

60.0%

of 13F shares, Herfindahl 0.054

Active holders

+14.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 17.4 quarters

Under 1 year 9.43% 1 to 3 years 19.9% 3 years or more 70.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Fund Ownership of USHY by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 2,609,301 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	2,609,301	2
Active ETFs	6,129,909	11
Active funds	23,532,620	20
Unclassified	116,089	3
All registered funds	32,387,919	36

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -527

Institutional value: -94.4%

Shares held: -94.2%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Mid Avior Wealth Management, LLC	+330,841	352,026
Mid SigFig Wealth Management, LLC	+307,377	3,510,960
Mid Diversify Advisory Services, LLC	+182,163	195,715
Mid DIVERSIFY WEALTH MANAGEMENT, LLC	+182,163	195,715
Mid Wedmont Private Capital	+69,180	600,801

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid AXXCESS WEALTH MANAGEMENT, LLC	−1,088,114	16,278
Large ASSETMARK, INC	−786,919	1,735,444
Large Ninety One UK Ltd	−737,745	1,129,762
Mid Ocean Park Asset Management, LLC	−425,339	7,868,400
Small FORM Wealth Advisors, LLC	−51,586	280,652

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small Insight Wealth Strategies, LLC	626,335	$22,372,686
Small IFS Advisors, LLC	63,135	$2,255,182
Small Neumann Capital Management, LLC	53,161	$1,898,910
Mid ASPIRIANT, LLC	32,792	$1,171,330
Micro RIVER'S EDGE WEALTH MANAGEMENT, LLC	13,999	$500,044

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small Counterpoint Mutual Funds LLC	3,034,468	$112,336,005
Small Legacy Wealth Partners, LLC	260,491	$9,643,376
Small HERITAGE OAK WEALTH ADVISORS LLC	38,618	$1,429,638
Small Balefire, LLC	22,829	$845,129
Mid Ninety One North America, Inc.	15,399	$570,070

Filter: New 19 Increased 65 Reduced 41 Sold out 17 Unchanged 27

Holder type: Registered adviser 98 Bank 2 Unknown 55

Showing 100 of 155

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Japan Science & Technology Agency USHY

$511,507,042

35.08%

14,319,906

Ocean Park Asset Management, LLC USHY

$281,059,248

19.27%

7,868,400

SigFig Wealth Management, LLC USHY

$125,411,491

8.60%

3,510,960

ASSETMARK, INC USHY

$61,990,059

4.25%

1,735,444

Bricktown Capital, LLC USHY

$58,708,641

4.03%

1,643,579

Ninety One UK Ltd USHY

$40,355,098

2.77%

1,129,762

Prime Capital Investment Advisors, LLC USHY

$40,170,176

2.75%

1,124,585

Insight Wealth Strategies, LLC USHY

$22,372,686

1.53%

626,335

Wedmont Private Capital USHY

$21,460,611

1.47%

600,801

Alaska Permanent Fund Corp USHY

$20,596,830

1.41%

576,619

PHILLIPS FINANCIAL MANAGEMENT, LLC USHY

$17,070,623

1.17%

477,901

FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ USHY

$13,650,112

0.94%

382,142

Fifth Third Securities, Inc. USHY

$13,446,222

0.92%

376,434

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	376,434	$13,446,222	100.0%	Defined

Avior Wealth Management, LLC USHY

$12,574,368

0.86%

352,026

Grove Bank & Trust USHY

$11,968,914

0.82%

335,076

Concurrent Investment Advisors, LLC USHY

$11,703,908

0.80%

327,657

FC Advisory LLC USHY

$11,313,845

0.78%

316,737

FORM Wealth Advisors, LLC USHY

$10,024,889

0.69%

280,652

CoreCap Advisors, LLC USHY

$7,765,027

0.53%

217,386

Single Point Partners, LLC USHY

$7,645,937

0.52%

214,052

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC USHY

$7,490,698

0.51%

209,706

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIGNATURE INVESTMENT ADVISORS LLC	47,424	$1,693,985	22.6%	Defined
Held directly	162,282	$5,796,713	77.4%	Sole

IFG Advisors, LLC USHY

$7,070,523

0.48%

197,943

Twele Capital Management, Inc. USHY

$7,045,662

0.48%

197,247

Diversify Advisory Services, LLC USHY

$6,990,939

0.48%

195,715

DIVERSIFY WEALTH MANAGEMENT, LLC USHY

$6,990,939

0.48%

195,715

Integrated Advisors Network LLC USHY

$6,972,651

0.48%

195,203

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC USHY

$6,299,757

0.43%

176,365

Cornerstone Management, Inc. USHY

$6,065,684

0.42%

169,812

FORTE ASSET MANAGEMENT LLC USHY

$4,899,248

0.34%

137,157

Charles Schwab Trust Co USHY

$4,467,929

0.31%

125,082

Financial & Tax Architects, LLC USHY

$4,181,740

0.29%

117,070

THRYVE WEALTH MANAGEMENT LLC USHY

$4,043,182

0.28%

113,191

Procyon Advisors, LLC USHY

$3,627,080

0.25%

101,542

LeConte Wealth Management, LLC USHY

$3,514,455

0.24%

98,389

NISA INVESTMENT ADVISORS, LLC USHY

$3,466,197

0.24%

97,038

Kathmere Capital Management, LLC USHY

$2,901,392

0.20%

81,226

Windsor Capital Management, LLC USHY

$2,580,770

0.18%

72,250

Sowell Financial Services LLC USHY

$2,561,588

0.18%

71,713

NEW WAVE WEALTH ADVISORS LLC USHY

$2,554,801

0.18%

71,523

IFS Advisors, LLC USHY

$2,255,182

0.15%

63,135

Venture Visionary Partners LLC USHY

$2,213,639

0.15%

61,972

TITLEIST ASSET MANAGEMENT, LLC USHY

$2,104,550

0.14%

58,918

CGN Advisors LLC USHY

$2,083,190

0.14%

58,320

DAVENPORT & Co LLC USHY

$2,064,973

0.14%

57,810

Mechanics Bank Trust Department USHY

$2,060,222

0.14%

57,677

Vertex Investment Solutions Co., Ltd. USHY

$1,950,312

0.13%

54,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Daiichi Life Group, Inc.	54,600	$1,950,312	100.0%	Defined

Neumann Capital Management, LLC USHY

$1,898,910

0.13%

53,161

RIVERSEDGE ADVISORS, LLC USHY

$1,860,511

0.13%

52,086

Innovative Wealth Building LLC USHY

$1,783,571

0.12%

49,932

PATRIOT INVESTMENT MANAGEMENT GROUP, INC. USHY

$1,685,769

0.12%

47,194

Encompass More Asset Management USHY

$1,666,409

0.11%

46,652

MISSION WEALTH MANAGEMENT, LP USHY

$1,577,573

0.11%

44,165

Decker Retirement Planning Inc. USHY

$1,488,345

0.10%

41,667

Braun-Bostich & Associates Inc. USHY

$1,310,102

0.09%

36,677

XY Planning Network, Inc. USHY

$1,302,636

0.09%

36,468

Bison Wealth, LLC USHY

$1,286,205

0.09%

36,008

Robertson Stephens Wealth Management, LLC USHY

$1,281,597

0.09%

35,879

Wavvest Wealth LLC USHY

$1,254,807

0.09%

35,129

CONSOLIDATED CAPITAL MANAGEMENT, LLC USHY

$1,174,509

0.08%

32,881

ASPIRIANT, LLC USHY

$1,171,330

0.08%

32,792

Portside Wealth Group, LLC USHY

$1,141,038

0.08%

31,944

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TOWNSQUARE CAPITAL LLC	17,865	$638,137	55.9%	Other
Held directly	14,079	$502,901	44.1%	Sole

WETZEL INVESTMENT ADVISORS, INC. USHY

$978,442

0.07%

27,392

INDEPENDENT FINANCIAL GROUP, LLC USHY

$954,116

0.07%

26,711

IFP Advisors, Inc USHY

$911,002

0.06%

25,504

DEFINED WEALTH MANAGEMENT, LLC USHY

$872,318

0.06%

24,421

Provident Wealth Management, LLC USHY

$816,809

0.06%

22,867

McKinley Carter Wealth Services, Inc. USHY

$780,767

0.05%

21,858

Avidian Wealth Enterprises, LLC USHY

$767,158

0.05%

21,477

UMB Private Wealth Management, LLC USHY

$710,506

0.05%

19,891

Apella Capital, LLC USHY

$696,790

0.05%

19,507

RVW Wealth, LLC USHY

$676,929

0.05%

18,951

Farther Finance Advisors, LLC USHY

$673,750

0.05%

18,862

Independent Wealth Network Inc. USHY

$669,607

0.05%

18,746

First PREMIER Bank USHY

$659,105

0.05%

18,452

Israel Discount Bank of New York USHY

$627,385

0.04%

17,564

Hennion & Walsh Asset Management, Inc. USHY

$615,419

0.04%

17,229

Sound Income Strategies, LLC USHY

$611,847

0.04%

17,129

AXXCESS WEALTH MANAGEMENT, LLC USHY

$581,450

0.04%

16,278

Euro Pacific Asset Management, LLC USHY

$579,021

0.04%

16,210

John W. Brooker & Co., CPAs USHY

$570,126

0.04%

15,961

COLTON GROOME FINANCIAL ADVISORS, LLC USHY

$559,982

0.04%

15,677

Pines Wealth Management, LLC USHY

$552,516

0.04%

15,468

PUREfi Wealth, LLC USHY

$516,511

0.04%

14,460

ARWA LLC USHY

$509,081

0.03%

14,252

RIVER'S EDGE WEALTH MANAGEMENT, LLC USHY

$500,044

0.03%

13,999

David Kennon Inc USHY

$497,008

0.03%

13,914

CAP Partners, LLC USHY

$475,540

0.03%

13,313

First Bank & Trust USHY

$447,357

0.03%

12,524

BEACON FINANCIAL GROUP USHY

$423,817

0.03%

11,865

B. Riley Wealth Advisors, Inc. USHY

$422,281

0.03%

11,822

Narus Financial Partners, LLC USHY

$418,352

0.03%

11,712

Carter Financial Group, INC. USHY

$405,707

0.03%

11,358

Turtle Creek Wealth Advisors, LLC USHY

$404,743

0.03%

11,331

Atria Investments, Inc USHY

$375,381

0.03%

10,509

NORDEN GROUP LLC USHY

$366,522

0.03%

10,261

Great Waters Wealth Management USHY

$363,379

0.02%

10,173

Grantvest Financial Group LLC USHY

$359,307

0.02%

10,059

Breakwater Capital Group USHY

$354,092

0.02%

9,913

USAdvisors Wealth Management, LLC USHY

$346,698

0.02%

9,706

Cannon Financial Strategists, Inc. USHY

$337,018

0.02%

9,435

Showing the top 100 of 155 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.