Yakira Capital Management, Inc.

Registered adviser

CIK

1584639

Location

Westport, CT

Portfolio Value

Small $302,738,895

Diversification

Diversified

Filing Date

Global Rank

#5,189 / 8,817 ▲ 220

Top Industry

Shell Companies 33.6%

Period ended 4 months ago

Filed Aug 13, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Records disagree; the first in precedence decides.

Form ADV adviser

CRD 159398

Roster of Oct 1, 2026

Regulatory AUM

$411,590,628

Main clients

Pooled investment vehicles (100% of AUM)

Private funds

1 fund · Hedge funds

Focus by fund count, roster of Oct 1, 2026

$107,811,537 gross assets

LEI

5493003IZPB8IUQ2PT11

Private funds on Schedule D 7.B.(1)

As filed Mar 12, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$83,595,206 gross assets in 2 funds Hedge funds $83,595,206 (2)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
May 2026 to Oct 2026	$411,590,628	Pooled investment vehicles (100%)
Apr 2026	$393,294,981	Pooled investment vehicles (100%)
Apr 2025 to Mar 2026	$347,928,451	Pooled investment vehicles (100%)
Apr 2024 to Mar 2025	$372,500,049	Pooled investment vehicles (100%)
May 2023 to Mar 2024	$565,327,128	Pooled investment vehicles (100%)
Apr 2023	$563,987,655	Pooled investment vehicles (100%)

7 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 43.0%, 37.1 effective positions, active share 98.5% against the S&P MidCap 400 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

85.2% over the last four quarters (30% to under 100%)

Horizon

Short horizon

Value-weighted holding period 3.3 quarters (under 4)

Closest benchmark: the S&P MidCap 400 as of 2026-06-30, active share 98.5%; sector active share 51.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

182 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

7.3%

−5.2 pts

Top 5

27.2%

−8.5 pts

Top 10

42.7%

−7.8 pts

HHI

264

Diversified−137

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	56.4%	$170,638,921	103
Communication Services	9.1%	$27,473,397	8
Healthcare	7.9%	$23,916,306	17
Industrials	7.7%	$23,349,500	14
Technology	5.0%	$15,097,603	13
Consumer Defensive	4.0%	$12,251,319	6
Real Estate	3.5%	$10,681,300	8
Consumer Cyclical	2.3%	$6,930,179	6
Basic Materials	2.0%	$6,059,381	1
Energy	1.2%	$3,630,388	2
Unclassified	0.9%	$2,710,601	3
Utilities	0.0%	$0	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

20 positions

Ticker	Company	Δ Shares	Shares	Value
ELME	Elme Communities	+621,063	1,536,103	$2,273,432
KVUE	Kenvue Inc.	+410,657	639,341	$12,217,806
HDRN	Hadron Energy, Inc.	+158,333	796,218	$1,616,322
SRG	Seritage Growth Properties	+124,436	1,142,042	$3,003,570
—		+94,740	142,740	$4,970,206
—		+85,476	163,476	$8,492,578
DBRHP	DigitalBridge Group, Inc.	+78,160	102,560	$1,529,169
AAUC	Allied Gold Corp	+59,100	254,810	$6,059,381
MMT	Aberdeen Multi-Market Income Fund	+33,785	87,534	$385,149
—		+25,459	101,753	$2,299,617
GENVR	Gen Digital Inc.	+24,495	180,167	$227,911
IHS	IHS Holding Ltd	+24,200	133,842	$1,102,858
VAL	Valaris Ltd	+21,816	28,217	$2,048,554
WBD	Warner Bros. Discovery, Inc.	+13,850	117,800	$3,140,548
CRF	Cornerstone Total Return Fund Inc	+13,155	518,315	$3,721,501
IMXI	International Money Express, Inc.	+12,000	116,849	$1,688,468
RNA	Atrium Therapeutics, Inc.	+6,402	133,047	$1,789,482
CLM	Cornerstone Strategic Investment Fund, Inc.	+4,684	311,396	$2,354,153
NSC	Norfolk Southern Corp	+1,500	24,251	$7,629,122
VWAVW	VisionWave Holdings, Inc.	+1,142	572,223	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
HYT	Blackrock Corporate High Yield Fund, Inc.	−1,251,555	2,309,433	$19,768,746
JGH	Nuveen Global High Income Fund	−246,260	243,532	$3,100,162
JRI	Nuveen Real Asset Income & Growth Fund	−188,977	112,169	$1,453,710
GAB	Gabelli Equity Trust Inc	−182,445	179,964	$1,018,596
BIT	BlackRock Multi-Sector Income Trust	−125,057	47,371	$593,084
MX	MAGNACHIP SEMICONDUCTOR Corp	−63,325	34,675	$164,012
LE	Lands' End, Inc.	−48,637	53,174	$557,263
PPLI	People Inc	−47,488	168,410	$7,773,805
VISN	Vistance Networks, Inc.	−46,562	10,438	$133,397
RIV	Rivernorth Opportunities Fund, Inc.	−34,489	232,717	$2,713,480
—		−33,130	109,874	$0
JFR	Nuveen Floating Rate Income Fund	−30,400	47,378	$363,389
DSYWW	Big Tree Cloud Holdings Ltd	−25,500	110,913	$0
—		−21,000	88,502	$6,763,322
LPAAU	Launch One Acquisition Corp.	−14,151	84,906	$0
INMD	InMode Ltd.	−13,000	36,309	$530,837
ZTR	Virtus Total Return Fund Inc.	−11,798	204,043	$1,393,613
—		−10,800	42,825	$0
OPP	RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.	−7,028	66,462	$513,086
BHF	Brighthouse Financial, Inc.	−6,000	43,265	$2,738,674
FSHPR	Flag Ship Acquisition Corp	−4,208	304,599	$0
—		−3,000	46,904	$9,617,196
CNNE	Cannae Holdings, Inc.	−1,400	36,495	$525,528
MYI	Blackrock Muniyield Quality Fund III, Inc.	−1,151	27,511	$305,647
KTWOU	K2 Capital Acquisition Corp	−411	99,589	$0
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
—		36,908	$13,084,993
NATL	NCR Atleos Corp	153,605	$6,667,993
BSX	Boston Scientific Corp	140,165	$5,982,242
NATH	Nathans Famous, Inc.	43,924	$4,462,678
AACPU	Apogee Acquisition Corp	400,000	$4,088,000
ALPXU	Alpex Acquisition Corp	300,000	$3,006,000
WPAC	White Pearl Acquisition Corp.	299,901	$3,005,008
TYG	Tortoise Energy Infrastructure Corp	61,881	$2,652,838
—		11,658	$2,199,748
OGN	Organon & Co.	148,939	$2,016,634
RQI	Cohen & Steers Quality Income Realty Fund Inc	140,436	$1,728,767
—		35,853	$1,581,834
LCCC	Lakeshore Acquisition III Corp.	146,907	$1,529,301
VNQ	VANGUARD REAL ESTATE INDEX FUND	15,598	$1,504,115
BREZ	Breeze Acquisition Corp. II	150,000	$1,486,500
APUR	Aperture AC	150,000	$1,485,000
APMC	AmperCap Acquisition Co	150,000	$1,483,500
—		87,817	$1,480,594
IRHO	Iron Horse Acquisition II Corp.	146,907	$1,473,477
TRIP	TripAdvisor, Inc.	101,000	$1,384,710
—		93,634	$1,288,403
ROKU	Roku, Inc	9,000	$1,243,260
RAMP	LiveRamp Holdings, Inc.	33,000	$1,242,120
CAES	Cantor Equity Partners VII, Inc.	100,000	$1,009,000
DHY	Ubs Asset Management High Yield Credit Fund	550,828	$980,473
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
SUNC	SunocoCorp LLC	58,023	$3,577,117
FAC	Factorial Energy Inc.	205,449	$2,106,879
ACLS	Axcelis Technologies Inc	22,619	$2,105,376
UTF	Cohen & Steers Infrastructure Fund Inc	74,722	$1,933,805
LCCCU	Lakeshore Acquisition III Corp.	146,907	$1,538,116
IRHOU	Iron Horse Acquisition II Corp.	146,907	$1,463,193
BUI	BlackRock Utilities, Infrastructure & Power Opportunities Trust	46,242	$1,219,863
IFRA	iShares U.S. Infrastructure ETF	20,543	$1,175,059
IPFXU	Inflection Point Acquisition Corp. VI	100,000	$1,012,000
FAX	Abrdn Asia-Pacific Income Fund, Inc.	54,620	$787,620
NHS	Neuberger High Yield Strategies Fund Inc.	104,209	$675,274
SVAQU	Silicon Valley Acquisition Corp.	48,969	$490,669
AES	Aes Corp	34,000	$479,060
MBC	MasterBrand, Inc.	44,815	$372,412
SCHL	Scholastic Corp	9,179	$358,531
EEFT	Euronet Worldwide, Inc.	4,191	$278,156
NXG	NXG NextGen Infrastructure Income Fund	4,374	$240,263
SCYX	Scynexis Inc	188,602	$172,948
EMAT	Evolution Metals & Technologies Corp.	14,296	$108,506
—		15,670	$0
—		24,000	$0
SIMAU	SIM Acquisition Corp. I	98,360	$0
—		29,400	$0
—		18,222	$0
NQP	NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND	75,963	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

182 tracked positions · $302,738,895 total · filing declares 202 positions · $350,993,576 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 182 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
GIXXU	GigCapital9 Corp. Financial Services	Held	2,178,000	0	$22,172,040	+1.3%	2	$10.04	7.32%
HYT	Blackrock Corporate High Yield Fund, Inc. Financial Services	Reduced	2,309,433	-1,251,555	$19,768,746	−34.8%	3	$8.91	6.53%
SSACU	SPACSphere Acquisition Corp. Financial Services	Held	1,485,000	0	$15,161,850	+1.4%	2	$10.06	5.01%
		NEW	36,908	NEW	$13,084,993	NEW	1	unpriced	4.32%
KVUE	Kenvue Inc. Consumer Defensive	Added	639,341	+410,657	$12,217,806	+209.9%	3	$17.58	4.04%
PEN	Penumbra Inc PUT Healthcare	NEW	36,200	NEW	$11,430,150	NEW	—	—	3.78%
		Reduced	46,904	-3,000	$9,617,196	−5.5%	3	$201.84	3.18%
GIW	GigCapital8 Corp. Financial Services	Held	938,377	0	$9,448,518	+1.0%	3	$9.91	3.12%
		Added	163,476	+85,476	$8,492,578	—	2	unpriced	2.81%
PPLI	People Inc Communication Services	Reduced	168,410	-47,488	$7,773,805	−10.1%	21	unpriced	2.57%
NSC	Norfolk Southern Corp Industrials	Added	24,251	+1,500	$7,629,122	+16.8%	4	$284.46	2.52%
		Reduced	88,502	-21,000	$6,763,322	−11.0%	2	$68.46	2.23%
NATL	NCR Atleos Corp Technology	NEW	153,605	NEW	$6,667,993	NEW	1	$44.35	2.20%
AAUC	Allied Gold Corp Basic Materials	Added	254,810	+59,100	$6,059,381	−0.3%	2	$29.76	2.00%
BSX	Boston Scientific Corp Healthcare	NEW	140,165	NEW	$5,982,242	NEW	1	$54.30	1.98%
		Added	142,740	+94,740	$4,970,206	+277.8%	2	$32.58	1.64%
GTERU	Globa Terra Acquisition Corp Financial Services	Held	474,985	0	$4,961,218	—	4	$10.16	1.64%
NATH	Nathans Famous, Inc. Consumer Cyclical	NEW	43,924	NEW	$4,462,678	NEW	1	$101.17	1.47%
LPBB	Launch Two Acquisition Corp. Financial Services	Held	396,227	0	$4,247,553	+0.9%	6	$10.03	1.40%
AACPU	Apogee Acquisition Corp Financial Services	NEW	400,000	NEW	$4,088,000	NEW	1	$10.13	1.35%
CRF	Cornerstone Total Return Fund Inc Financial Services	Added	518,315	+13,155	$3,721,501	+6.0%	6	$7.28	1.23%
		Held	96,844	0	$3,222,968	−33.7%	6	unpriced	1.06%
WBD	Warner Bros. Discovery, Inc. Communication Services	Added	117,800	+13,850	$3,140,548	+10.0%	2	$27.89	1.04%
JGH	Nuveen Global High Income Fund Financial Services	Reduced	243,532	-246,260	$3,100,162	−48.2%	3	$12.77	1.02%
ALPXU	Alpex Acquisition Corp Financial Services	NEW	300,000	NEW	$3,006,000	NEW	1	unpriced	0.99%
WPAC	White Pearl Acquisition Corp. Financial Services	NEW	299,901	NEW	$3,005,008	NEW	1	$9.97	0.99%
SRG	Seritage Growth Properties Real Estate	Added	1,142,042	+124,436	$3,003,570	+5.0%	16	$7.63	0.99%
PONOU	Pono Capital Four, Inc. Financial Services	Held	275,000	0	$2,785,750	+1.5%	2	unpriced	0.92%
BHF	Brighthouse Financial, Inc. Financial Services	Reduced	43,265	-6,000	$2,738,674	−7.2%	3	$58.76	0.90%
RIV	Rivernorth Opportunities Fund, Inc. Financial Services	Reduced	232,717	-34,489	$2,713,480	−8.5%	3	$11.66	0.90%
TYG	Tortoise Energy Infrastructure Corp Financial Services	NEW	61,881	NEW	$2,652,838	NEW	1	$45.92	0.88%
LLYVA	Liberty Live Holdings, Inc. Communication Services	Held	24,388	0	$2,469,528	+10.5%	3	$83.24	0.82%
CLM	Cornerstone Strategic Investment Fund, Inc. Financial Services	Added	311,396	+4,684	$2,354,153	+5.4%	11	$7.81	0.78%
		Added	101,753	+25,459	$2,299,617	+35.4%	9	$20.05	0.76%
ELME	Elme Communities Real Estate	Added	1,536,103	+621,063	$2,273,432	+23.6%	4	$6.97	0.75%
		NEW	11,658	NEW	$2,199,748	NEW	1	$180.75	0.73%
VAL	Valaris Ltd Energy	Added	28,217	+21,816	$2,048,554	+226.4%	2	$89.64	0.68%
OGN	Organon & Co. Healthcare	NEW	148,939	NEW	$2,016,634	NEW	1	$11.96	0.67%
RNA	Atrium Therapeutics, Inc. Healthcare	Added	133,047	+6,402	$1,789,482	+5.7%	2	$14.00	0.59%
RQI	Cohen & Steers Quality Income Realty Fund Inc Financial Services	NEW	140,436	NEW	$1,728,767	NEW	1	$12.97	0.57%
IMXI	International Money Express, Inc. Technology	Added	116,849	+12,000	$1,688,468	+1.9%	4	$14.63	0.56%
HDRN	Hadron Energy, Inc. Industrials	Added	796,218	+158,333	$1,616,322	−76.2%	6	$9.32	0.53%
		NEW	35,853	NEW	$1,581,834	NEW	1	$54.79	0.52%
JACS	Jackson Acquisition Co II Financial Services	Held	147,541	0	$1,569,836	+0.5%	6	$10.03	0.52%
CCIIU	Cohen Circle Acquisition Corp. II Financial Services	Held	146,907	0	$1,535,178	+0.8%	4	$10.24	0.51%
LCCC	Lakeshore Acquisition III Corp. Financial Services	NEW	146,907	NEW	$1,529,301	NEW	1	$10.36	0.51%
DBRHP	DigitalBridge Group, Inc. Financial Services	Added	102,560	+78,160	$1,529,169	+286.4%	2	$16.47	0.51%
FMACU	Future Money Acquisition Corp Financial Services	Held	150,000	0	$1,518,000	+1.3%	2	unpriced	0.50%
CTAAU	Clearthink 1 Acquisition Corp. Financial Services	Held	150,000	0	$1,512,000	+0.8%	2	unpriced	0.50%
FGIIU	FG Imperii Acquisition Corp. Financial Services	Held	150,000	0	$1,504,500	+0.4%	2	$9.99	0.50%

Showing the top 50 of 182 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.