Opal Wealth Advisors, LLC

Registered adviser

CIK

1844201

Location

JERICHO, NY

Portfolio Value

Small $387,336,522

Diversification

Diversified

Filing Date

Global Rank

#4,532 / 8,818 ▼ 265 · as of Jun 2026

Top Industry

Consumer Electronics 16.2%

Period ended 28 days ago

Filed Oct 16, 2026 · 12d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 289759

Roster of Oct 1, 2026

Regulatory AUM

$1,238,191,462

Main clients

Individuals and high net worth (86% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Oct 2026	$1,238,191,462	Individuals and high net worth (86%)
Apr 2025 to Jan 2026	$1,029,200,585	Individuals and high net worth (86%)
Apr 2024 to Mar 2025	$825,863,682	Individuals and high net worth (86%)
May 2023 to Mar 2024	$633,101,903	Individuals and high net worth (87%)
Apr 2023	$633,101,903	Individuals and high net worth (87%)
Apr 2022 to Mar 2023	$674,168,064	Individuals and high net worth (91%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 65.1% of the book (60%+)

Turnover

Low turnover

17.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.2 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 67.5%; sector active share 58.4% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

224 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

22.2%

+6.9 pts

Top 5

53.3%

+1.2 pts

Top 10

67.0%

+1.9 pts

HHI

821

Diversified+150

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	71.5%	$276,999,943	91
Technology	11.7%	$45,178,716	31
Financial Services	6.1%	$23,578,718	28
Healthcare	2.8%	$10,944,034	20
Consumer Cyclical	2.2%	$8,626,919	11
Communication Services	2.1%	$7,955,786	8
Industrials	1.8%	$6,886,239	17
Consumer Defensive	0.7%	$2,725,948	6
Energy	0.6%	$2,372,458	5
Utilities	0.3%	$994,576	4
Basic Materials	0.2%	$699,895	2
Real Estate	0.1%	$373,290	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VUG	VANGUARD GROWTH INDEX FUND	+408,403	411,102	$37,044,401
GQGU	GQG US Equity ETF	+101,468	1,696,331	$44,817,065
EVSD	Eaton Vance Short Duration Income ETF	+59,797	98,619	$4,908,267
ISTB	iShares Core 1-5 Year USD Bond ETF	+30,636	445,565	$21,052,946
PSBD	Palmer Square Capital BDC Inc.	+16,488	175,728	$1,737,949
FBND	Fidelity Total Bond ETF	+15,832	130,941	$5,669,745
NCDL	Nuveen Churchill Direct Lending Corp.	+12,522	646,793	$7,269,953
JMST	JPMorgan Ultra-Short Municipal Income ETF	+10,559	235,409	$11,902,279
EVTR	Eaton Vance Total Return Bond ETF	+10,000	29,327	$1,413,268
CWI	Spdr Index Shares Funds	+9,023	160,272	$6,476,591
JPIE	JPMorgan Income ETF	+6,245	64,656	$2,902,407
SUSB	iShares ESG Aware 1-5 Year USD Corporate Bond ETF	+5,795	52,622	$1,285,555
AAPL	Apple Inc.	+5,376	52,045	$17,332,025
IREN	IREN Ltd	+4,628	14,571	$595,662
WCMI	First Trust WCM International Equity ETF	+4,043	20,723	$395,394
NFJ	Virtus Dividend, Interest & Premium Strategy Fund	+3,882	71,957	$1,082,952
IUSB	iShares Core Universal USD Bond ETF	+3,728	13,067	$576,124
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+3,680	65,035	$3,975,589
—		+3,479	69,146	$0
—		+3,008	26,112	$0
RIV	Rivernorth Opportunities Fund, Inc.	+2,871	71,753	$741,926
MOAT	VanEck Morningstar Wide Moat ETF	+2,442	46,361	$4,900,821
DIVO	Amplify CWP Enhanced Dividend Income ETF	+2,122	12,632	$587,261
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	+2,048	47,431	$5,837,807
GOOG	Alphabet Inc.	+1,999	4,459	$1,519,359
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
LRGE	Legg Mason ETF Investment Trust	−390,610	290,985	$26,349,564
T	At&T Inc.	−16,382	9,436	$230,238
VZ	Verizon Communications Inc	−9,773	9,042	$414,756
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	−4,302	195,191	$45,094,976
KO	Coca Cola Co	−3,481	8,140	$700,691
XOM	ExxonMobil Holdings Corp	−3,471	7,092	$1,154,223
ALL	Allstate Corp	−2,852	971	$215,426
JMUB	JPMorgan Municipal ETF	−2,202	60,547	$2,880,826
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	−1,816	45,713	$2,271,478
NEE	Nextera Energy Inc	−1,738	4,881	$369,686
AEP	American Electric Power Co Inc	−1,731	1,739	$206,314
BAC	Bank Of America Corp	−1,642	12,860	$699,969
CVX	Chevron Corp	−1,530	1,648	$336,538
NVS	Novartis AG	−1,413	2,970	$423,432
PM	Philip Morris International Inc.	−1,356	4,956	$945,703
NOW	ServiceNow, Inc.	−1,320	6,798	$910,999
DUK	Duke Energy CORP	−1,247	1,871	$213,312
BFLY	Butterfly Network, Inc.	−1,166	50,921	$456,252
FLTR	VanEck IG Floating Rate ETF	−1,002	41,822	$1,070,224
UBER	Uber Technologies, Inc	−928	3,520	$241,155
C	Citigroup Inc	−833	3,806	$492,800
IBRX	ImmunityBio, Inc.	−800	25,774	$243,306
GS	Goldman Sachs Group Inc	−770	640	$576,230
LYG	Lloyds Banking Group plc	−714	13,425	$75,582
FCX	Freeport-Mcmoran Inc	−713	5,747	$402,290
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
NULV	Nuveen ESG Large-Cap Value ETF	16,137	$849,613
NULG	Nuveen ESG Large-Cap Growth ETF	6,457	$734,096
SONY	Sony Group Corp	22,620	$532,248
DELL	Dell Technologies Inc.	891	$479,313
KLAC	Kla Corp	1,930	$376,214
AIG	American International Group, Inc.	4,728	$351,857
MUSA	Murphy USA Inc.	673	$339,212
SKHY	SK hynix Inc.	1,705	$313,975
PLTR	Palantir Technologies Inc.	1,671	$312,560
TJX	Tjx Companies Inc	2,212	$292,669
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	2,971	$266,676
TCHP	T. Rowe Price Blue Chip Growth ETF	4,878	$250,777
HPE	Hewlett Packard Enterprise Co	3,658	$233,709
SPCX	Space Exploration Technologies Corp	1,496	$225,686
VNQ	VANGUARD REAL ESTATE INDEX FUND	2,478	$222,103
MA	Mastercard Inc	396	$218,382
ACWX	iShares MSCI ACWI ex U.S. ETF	2,870	$217,029
IR	Ingersoll Rand Inc.	2,887	$216,842
IBIT	iShares Bitcoin Trust ETF	4,535	$214,686
QYLG	Global X Nasdaq 100 Covered Call & Growth ETF	6,983	$212,415
GBTC	Grayscale Bitcoin Trust ETF	3,285	$212,178
RCL	Royal Caribbean Cruises Ltd	761	$202,319
ACHR	Archer Aviation Inc.	11,000	$54,670
XTND	Xtend AI Robotics, Inc.	10,000	$35,600
INVZ	Innoviz Technologies Ltd.	15,000	$5,448
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
MO	Altria Group, Inc.	7,455	$536,387
SPGI	S&P Global Inc.	1,295	$527,401
URI	United Rentals, Inc.	418	$473,548
PGR	Progressive Corp	1,869	$408,283
CI	Cigna Group	1,204	$331,918
PEP	Pepsico Inc	2,336	$316,294
ISRG	Intuitive Surgical Inc	778	$309,395
HLT	Hilton Worldwide Holdings Inc.	925	$305,675
CTVA	Corteva, Inc.	3,392	$287,268
BA	Boeing Co	1,256	$271,886
AWK	American Water Works Company, Inc.	1,992	$262,107
HONA	Honeywell Aerospace Inc.	1,151	$254,463
MTUM	iShares MSCI USA Momentum Factor ETF	741	$254,037
CARR	CARRIER GLOBAL Corp	3,457	$253,570
MUB	iShares National Muni Bond ETF	2,312	$248,817
EFG	iShares MSCI EAFE Growth ETF	1,912	$237,891
IEMG	iShares Trust	2,854	$236,425
LHX	L3harris Technologies, Inc.	788	$228,984
HSY	Hershey Co	1,242	$217,908
MCD	Mcdonalds Corp	780	$210,841
ABNB	Airbnb, Inc.	1,452	$207,781
ISCG	iShares Morningstar Small-Cap Growth ETF	3,146	$206,188
EXC	Exelon Corp	4,322	$201,491
—		10,000	$48,100
GTBP	GT Biopharma, Inc.	81,811	$40,087
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

224 tracked positions · $387,336,522 total · filing declares 225 positions · $479,484,923 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 224 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	195,191	-4,302	$45,094,976	−7.0%	11.64%
GQGU	GQG US Equity ETF	Added	1,696,331	+101,468	$44,817,065	+10.6%	11.57%
VUG	VANGUARD GROWTH INDEX FUND	Added	411,102	+408,403	$37,044,401	+15833.7%	9.56%
LRGE	Legg Mason ETF Investment Trust	Reduced	290,985	-390,610	$26,349,564	−54.9%	6.80%
ISTB	iShares Core 1-5 Year USD Bond ETF	Added	445,565	+30,636	$21,052,946	+5.2%	5.44%
AAPL	Apple Inc. Technology	Added	52,045	+5,376	$17,332,025	+28.3%	4.47%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Added	235,409	+10,559	$11,902,279	+3.8%	3.07%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Added	62,824	+674	$10,490,351	−8.9%	2.71%
NCDL	Nuveen Churchill Direct Lending Corp. Financial Services	Added	646,793	+12,522	$7,269,953	−7.7%	1.88%
CWI	Spdr Index Shares Funds	Added	160,272	+9,023	$6,476,591	+5.3%	1.67%
NVDA	Nvidia Corp Technology	Added	25,825	+1,789	$5,897,913	+22.6%	1.52%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	47,431	+2,048	$5,837,807	+8.1%	1.51%
FBND	Fidelity Total Bond ETF	Added	130,941	+15,832	$5,669,745	+8.3%	1.46%
MSFT	Microsoft Corp Technology	Added	10,912	+1,965	$5,596,764	+67.7%	1.44%
EVSD	Eaton Vance Short Duration Income ETF	Added	98,619	+59,797	$4,908,267	+148.6%	1.27%
MOAT	VanEck Morningstar Wide Moat ETF	Added	46,361	+2,442	$4,900,821	+7.3%	1.27%
SPY	Spdr S&P 500 ETF Trust	Reduced	5,601	-425	$4,271,490	−5.1%	1.10%
AMZN	Amazon Com Inc Consumer Cyclical	Added	16,499	+655	$4,110,725	+8.9%	1.06%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	65,035	+3,680	$3,975,589	+6.6%	1.03%
JPIE	JPMorgan Income ETF	Added	64,656	+6,245	$2,902,407	+7.9%	0.75%
JMUB	JPMorgan Municipal ETF	Reduced	60,547	-2,202	$2,880,826	−9.4%	0.74%
GOOGL	Alphabet Inc. Communication Services	Added	8,145	+29	$2,802,531	−3.4%	0.72%
ICE	Intercontinental Exchange, Inc. Financial Services	Added	15,482	+58	$2,353,728	+24.0%	0.61%
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	Reduced	45,713	-1,816	$2,271,478	−9.1%	0.59%
SCHM	Schwab U.S. Mid-Cap ETF	Reduced	60,601	-645	$2,061,646	−8.7%	0.53%
INTC	Intel Corp Technology	Added	17,144	+1,585	$2,061,223	−5.1%	0.53%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	5,291	-69	$1,877,299	−16.7%	0.48%
PSBD	Palmer Square Capital BDC Inc. Financial Services	Added	175,728	+16,488	$1,737,949	+4.7%	0.45%
META	Meta Platforms, Inc. Communication Services	Reduced	2,259	-215	$1,638,181	+17.6%	0.42%
UNH	Unitedhealth Group Inc Healthcare	Added	4,380	+340	$1,607,810	−4.2%	0.42%
CSCO	Cisco Systems, Inc. Technology	Reduced	14,550	-489	$1,566,016	−11.3%	0.40%
GOOG	Alphabet Inc. Communication Services	Added	4,459	+1,999	$1,519,359	+74.8%	0.39%
ABBV	AbbVie Inc. Healthcare	Reduced	5,613	-558	$1,468,304	−5.4%	0.38%
IVV	iShares Core S&P 500 ETF	Added	1,896	+105	$1,452,051	+8.3%	0.37%
V	Visa Inc. Financial Services	Reduced	4,028	-374	$1,447,381	−4.2%	0.37%
EVTR	Eaton Vance Total Return Bond ETF	Added	29,327	+10,000	$1,413,268	+44.2%	0.36%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	3,666	+92	$1,371,963	+3.7%	0.35%
CAT	Caterpillar Inc Industrials	Reduced	1,651	-30	$1,338,614	−25.2%	0.35%
SUSB	iShares ESG Aware 1-5 Year USD Corporate Bond ETF	Added	52,622	+5,795	$1,285,555	+9.9%	0.33%
AVGO	Broadcom Inc. Technology	Added	3,462	+328	$1,215,819	+2.7%	0.31%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Added	25,301	+1,156	$1,198,255	−1.9%	0.31%
LLY	ELI LILLY & Co Healthcare	Added	1,004	+218	$1,161,708	+23.2%	0.30%
XOM	ExxonMobil Holdings Corp Energy	Reduced	7,092	-3,471	$1,154,223	−20.1%	0.30%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	3,370	-149	$1,114,897	−3.2%	0.29%
DGRO	iShares Core Dividend Growth ETF	Reduced	14,465	-576	$1,090,516	−4.3%	0.28%
NFJ	Virtus Dividend, Interest & Premium Strategy Fund Financial Services	Added	71,957	+3,882	$1,082,952	+4.7%	0.28%
FLTR	VanEck IG Floating Rate ETF	Reduced	41,822	-1,002	$1,070,224	−2.4%	0.28%
MU	Micron Technology Inc Technology	Added	932	+489	$992,682	+94.1%	0.26%
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	Held	11,975	0	$970,813	−1.5%	0.25%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	2,126	-445	$969,859	−21.0%	0.25%

Showing the top 50 of 224 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.