PRINCIPAL SECURITIES, INC.

Broker-Dealer

Position in ROK — Rockwell Automation, Inc

CIK 12600 DES MOINES, IA

Position in ROK

as of Jun 30, 2026 · filed Aug 4, 2026 Compact

Position Value

$607,958

+$80,764 QoQ

Shares Held

1,228

-16.4% QoQ

Ownership

0.001%

of shares outstanding

% of Portfolio

0.02%

of 13F equity value

Holder Rank

#849

of 1,527 holders

Holding Since

Dec 2023

11 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Industrials · as of Jun 30, 2026

PRINCIPAL SECURITIES, INC. holds $36,455,958 across 21 Specialty Industrial Machinery names. ROK ranks #10 (1.7% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	GEV	GE Vernova Inc.	6,160	$7,237,137
2	PH	Parker-Hannifin Corp	7,163	$7,006,273
3	ETN	Eaton Corp plc	13,940	$5,940,112
4	CMI	Cummins Inc	5,723	$4,081,700
5	ITW	Illinois Tool Works Inc	9,075	$2,454,515
6	OTIS	Otis Worldwide Corp	24,439	$1,749,832
7	EMR	Emerson Electric Co	10,434	$1,493,627
8	DOV	DOVER Corp	4,599	$1,031,463

11 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$607,958	1,228	-16.4%	Shares	Sole	2026-08-04
2026-03-31	$527,194	1,469	+15.5%	Shares	Sole	2026-05-13
2025-12-31	$494,897	1,272	+32.6%	Shares	Sole	2026-02-12
2025-09-30	$335,199	959	-15.4%	Shares	Sole	2025-11-12
2025-06-30	$376,680	1,134	+1.5%	Shares	Sole	2025-08-11
2025-03-31	$288,610	1,117	0.0%	Shares	Sole	2025-04-30
2024-12-31	$319,227	1,117	+19.5%	Shares	Sole	2025-01-30
2024-09-30	$251,010	935	+1.2%	Shares	Sole	2024-10-28
2024-06-30	$254,358	924	-4.7%	Shares	Sole	2024-07-31
2024-03-31	$282,590	970	+8.0%	Shares	Sole	2024-05-10
2023-12-31	$278,811	898	—	Shares	Sole	2024-05-10
No filing history on record for this holder in this stock.