Daiwa Securities Group Inc.
Broker-DealerPosition in SOFI — SoFi Technologies, Inc.
CIK 1481045
CHIYODA-KU,TOKYO, M0
Position in SOFI
as of Jun 30, 2026
· filed Jul 31, 2026
Position Value
$2,693,337
-$43,024,960 QoQ
Shares Held
150,214
-94.8% QoQ
Ownership
0.012%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#227
of 913 holders
Holding Since
Sep 2021
14 quarters on record
Voting authority
Sole 80%
Shared 20%
None 0%
Common Shares in SOFI Over Time
Shares Held
Position Value (USD)
Derivatives in SOFI
reported options exposure · as of Mar 31, 2026CallValue
$0
CallShares
0
PutValue
$6,620,721
PutShares
2,750,000
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Credit Services
Financial Services · as of Jun 30, 2026Daiwa Securities Group Inc. holds $398,929,486 across 11 Credit Services names. SOFI ranks #8 (0.7% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | V |
Visa Inc.
|
432,735 | $148,467,049 | |
| 2 | MA |
Mastercard Inc
|
188,121 | $96,618,945 | |
| 3 | AXP |
American Express Co
|
181,407 | $61,360,916 | |
| 4 | AFRM |
Affirm Holdings, Inc.
|
529,318 | $43,165,882 | |
| 5 | COF |
Capital One Financial Corp
|
118,124 | $23,698,036 | |
| 6 | PYPL |
PayPal Holdings, Inc.
|
361,323 | $15,601,927 | |
| 7 | SYF |
Synchrony Financial
|
67,091 | $5,102,270 | |
| 8 | SOFI |
SoFi Technologies, Inc.
This page
|
150,214 | $2,693,337 |
All Filings in SOFI
Export CSV
15 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $2,693,337 | 150,214 | Shares | Defined | 2026-07-31 | |
| 2026-03-31 | $45,718,297 | 2,878,986 | Shares | Defined | 2026-05-13 | |
| 2026-03-31 | $6,620,721 | 2,750,000 | Put | Defined | 2026-05-13 | |
| 2025-12-31 | $2,670,360 | 102,000 | Shares | Sole | 2026-02-11 | |
| 2025-09-30 | $2,533,678 | 95,900 | Shares | Sole | 2025-11-14 | |
| 2024-03-31 | $71,065 | 9,735 | Shares | Sole | 2024-05-02 | |
| 2023-12-31 | $103,191 | 10,371 | Shares | Sole | 2024-01-31 | |
| 2023-06-30 | $97,127 | 11,646 | Shares | Other | 2023-07-31 | |
| 2023-03-31 | $205,141 | 33,796 | Shares | Other | 2023-05-02 | |
| 2022-12-31 | $111,174 | 24,116 | Shares | Other | 2023-02-06 | |
| 2022-09-30 | $117,686 | 24,116 | Shares | Other | 2022-11-02 | |
| 2022-06-30 | $139,001 | 26,376 | Shares | Other | 2022-08-09 | |
| 2022-03-31 | $480,163 | 50,811 | Shares | Other | 2022-04-29 | |
| 2021-12-31 | $695,481 | 43,990 | Shares | Other | 2022-02-03 | |
| 2021-09-30 | $4,764,000 | 300,000 | Shares | Defined | 2021-11-05 | |
| No filing history on record for this holder in this stock. | ||||||