Daiwa Securities Group Inc.
Broker-DealerPosition in SOFI — SoFi Technologies, Inc.
CIK 1481045
CHIYODA-KU,TOKYO, M0
Position in SOFI
as of Mar 31, 2026
· filed May 13, 2026
Position Value
$45,718,297
+$43,047,937 QoQ
Shares Held
2,878,986
+2722.5% QoQ
Ownership
0.224%
of shares outstanding
% of Portfolio
0.14%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Sep 2021
13 quarters on record
Voting authority
Sole 99.44473505602319.ToString("F0")%
Shared 0.5552649439768029.ToString("F0")%
None 0.ToString("F0")%
Common Shares in SOFI Over Time
Shares Held
Position Value (USD)
Derivatives in SOFI
reported options exposure · as of Mar 31, 2026CallValue
$0
CallShares
0
PutValue
$43,670,000
PutShares
2,750,000
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Credit Services
Financial Services · as of Mar 31, 2026Daiwa Securities Group Inc. holds $353,513,354 across 12 Credit Services names. SOFI ranks #4 (12.9% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | V |
Visa Inc.
|
392,148 | $118,522,811 | |
| 2 | MA |
Mastercard Inc
|
174,862 | $87,371,546 | |
| 3 | AXP |
American Express Co
|
186,062 | $56,280,032 | |
| 4 | SOFI |
SoFi Technologies, Inc.
This page
|
2,878,986 | $45,718,297 | |
| 5 | COF |
Capital One Financial Corp
|
116,293 | $21,215,331 | |
| 6 | PYPL |
PayPal Holdings, Inc.
|
357,983 | $16,191,571 | |
| 7 | SYF |
Synchrony Financial
|
83,638 | $5,689,056 | |
| 8 | AFRM |
Affirm Holdings, Inc.
|
24,624 | $1,128,271 |
All Filings in SOFI
Export CSV
14 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $45,718,297 | 2,878,986 | Shares | Defined | 2026-05-13 | |
| 2026-03-31 | $43,670,000 | 2,750,000 | Put | Defined | 2026-05-13 | |
| 2025-12-31 | $2,670,360 | 102,000 | Shares | Sole | 2026-02-11 | |
| 2025-09-30 | $2,533,678 | 95,900 | Shares | Sole | 2025-11-14 | |
| 2024-03-31 | $71,065 | 9,735 | Shares | Sole | 2024-05-02 | |
| 2023-12-31 | $103,191 | 10,371 | Shares | Sole | 2024-01-31 | |
| 2023-06-30 | $97,127 | 11,646 | Shares | Other | 2023-07-31 | |
| 2023-03-31 | $205,141 | 33,796 | Shares | Other | 2023-05-02 | |
| 2022-12-31 | $111,174 | 24,116 | Shares | Other | 2023-02-06 | |
| 2022-09-30 | $117,686 | 24,116 | Shares | Other | 2022-11-02 | |
| 2022-06-30 | $139,001 | 26,376 | Shares | Other | 2022-08-09 | |
| 2022-03-31 | $480,163 | 50,811 | Shares | Other | 2022-04-29 | |
| 2021-12-31 | $695,481 | 43,990 | Shares | Other | 2022-02-03 | |
| 2021-09-30 | $4,764,000 | 300,000 | Shares | Defined | 2021-11-05 | |
| No filing history on record for this holder in this stock. | ||||||