NBC SECURITIES, INC.
Broker-DealerPosition in SOFI — SoFi Technologies, Inc.
CIK 791540
BIRMINGHAM, AL
Position in SOFI
as of Jun 30, 2026
· filed Jul 21, 2026
Position Value
$134,959
+$15,431 QoQ
Shares Held
7,527
0.0% QoQ
Ownership
0.001%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#666
of 912 holders
Holding Since
Sep 2023
12 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in SOFI Over Time
Shares Held
Position Value (USD)
Derivatives in SOFI
reported options exposure · as of Dec 31, 2025CallValue
$104
CallShares
4
PutValue
$0
PutShares
0
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Credit Services
Financial Services · as of Jun 30, 2026NBC SECURITIES, INC. holds $15,447,054 across 10 Credit Services names. SOFI ranks #6 (0.9% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | V |
Visa Inc.
|
29,351 | $10,070,034 | |
| 2 | MA |
Mastercard Inc
|
5,576 | $2,863,833 | |
| 3 | AXP |
American Express Co
|
4,887 | $1,653,027 | |
| 4 | PYPL |
PayPal Holdings, Inc.
|
8,012 | $345,958 | |
| 5 | COF |
Capital One Financial Corp
|
947 | $189,987 | |
| 6 | SOFI |
SoFi Technologies, Inc.
This page
|
7,527 | $134,959 | |
| 7 | AFRM |
Affirm Holdings, Inc.
|
1,394 | $113,680 | |
| 8 | AGM |
Federal Agricultural Mortgage Corp
|
162 | $32,281 |
All Filings in SOFI
Export CSV
13 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $134,959 | 7,527 | Shares | Sole | 2026-07-21 | |
| 2026-03-31 | $119,528 | 7,527 | Shares | Sole | 2026-04-14 | |
| 2025-12-31 | $104 | 4 | Call | Sole | 2026-01-29 | |
| 2025-12-31 | $197,056 | 7,527 | Shares | Sole | 2026-01-29 | |
| 2025-09-30 | $196,221 | 7,427 | Shares | Sole | 2025-11-14 | |
| 2025-06-30 | $139,798 | 7,677 | Shares | Sole | 2025-07-08 | |
| 2025-03-31 | $89,283 | 7,677 | Shares | Sole | 2025-04-09 | |
| 2024-12-31 | $107 | 7 | Shares | Sole | 2025-01-22 | |
| 2024-09-30 | $75,306 | 9,581 | Shares | Sole | 2024-10-15 | |
| 2024-06-30 | $56,185 | 8,500 | Shares | Sole | 2024-07-10 | |
| 2024-03-31 | $62,050 | 8,500 | Shares | Sole | 2024-04-05 | |
| 2023-12-31 | $86,813 | 8,725 | Shares | Sole | 2024-02-07 | |
| 2023-09-30 | $61,722 | 7,725 | Shares | Sole | 2023-11-03 | |
| No filing history on record for this holder in this stock. | ||||||