UBS Group AG

Position in SWKHL — SWK Holdings Corp

CIK 1610520 ZURICH, V8

Position in SWKHL

as of Mar 31, 2026 · filed May 5, 2026 Compact

Position Value

$21,955

+$8,019 QoQ

Shares Held

861

+57.4% QoQ

Ownership

0.007%

of shares outstanding

% of Portfolio

0.00%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2020

25 quarters on record

Voting authority Sole 79% Shared 0% None 21%

25 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$21,955	861	+57.4%	Shares	Defined	2026-05-05
2025-12-31	$13,936	547	-71.5%	Shares	Defined	2026-01-29
2025-09-30	$48,684	1,919	-16.9%	Shares	Defined	2025-11-13
2025-06-30	$58,905	2,310	-52.8%	Shares	Defined	2025-08-14
2025-03-31	$122,154	4,896	+64.9%	Shares	Defined	2025-05-13
2024-12-31	$74,818	2,969	+87.0%	Shares	Sole	2025-02-14
2024-09-30	$40,494	1,588	+54.2%	Shares	Sole	2024-11-14
2024-06-30	$25,647	1,030	-73.1%	Shares	Sole	2024-08-14
2024-03-31	$95,916	3,829	-5.5%	Shares	Sole	2024-05-13
2023-12-31	$101,689	4,053	+82.1%	Shares	Sole	2024-02-09
2023-09-30	—	2,226	0.0%	Shares	Sole	2023-11-09
2023-06-30	—	2,226	+19.9%	Shares	Sole	2023-08-11
2023-03-31	—	1,857	+14.1%	Shares	Sole	2023-05-12
2022-12-31	—	1,627	+127.9%	Shares	Sole	2023-02-08
2022-09-30	—	714	-7.0%	Shares	Sole	2022-11-10
2022-06-30	—	768	-19.4%	Shares	Sole	2022-08-10
2022-03-31	—	953	-16.1%	Shares	Sole	2022-05-16
2021-12-31	—	1,136	+992.3%	Shares	Sole	2022-02-14
2021-09-30	—	104	-64.4%	Shares	Sole	2021-11-15
2021-06-30	—	292	-73.5%	Shares	Sole	2021-08-13
2021-03-31	—	1,103	-30.5%	Shares	Sole	2021-05-12
2020-12-31	—	1,586	+47.7%	Shares	Sole	2021-02-11
2020-09-30	—	1,074	-48.7%	Shares	Sole	2020-11-12
2020-06-30	—	2,092	+905.8%	Shares	Sole	2020-07-31
2020-03-31	—	208	—	Shares	Sole	2020-05-01
No filing history on record for this holder in this stock.