SWKHL · SWK Holdings Corp

Track SWKHL — free

$25.40 -0.03 (-0.11%) At close · Aug 14

Market Cap

$307.25M

Shares

12.10M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 1

Total Value: $2,170

Total Shares: 86

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2026

Top Holder

100.0%

+11.0 pts

Top 5

100.0%

+4.4 pts

Top 10

100.0%

+1.9 pts

HHI

10,000

Highly concentrated+2,066

Quarterly Activity

vs Mar 31, 2026

New

0

Increased

0

Decreased

1

Sold Out

59

Unchanged

0

Holder count: -59

Institutional value: -100.0%

Shares held: -100.0%

Top Buyers

vs Mar 31, 2026

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds	Open
Mid IFP Advisors, Inc	−2	86

Top New Positions

vs Mar 31, 2026

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Small Carlson Capital, L.P.	8,493,088	$216,573,744
Small CREDIT INDUSTRIEL ET COMMERCIAL	225,000	$5,737,500
Mega VANGUARD CAPITAL MANAGEMENT LLC	175,307	$4,470,328
Mega BlackRock, Inc.	153,811	$3,922,178
Mega GEODE CAPITAL MANAGEMENT, LLC	72,886	$1,858,592

Filter: New 0 Increased 0 Reduced 1 Sold out 59 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

IFP Advisors, Inc

$2,170

100.00%

86

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Caisse Federale de Credit Mutuel	225,000	$5,737,500	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	465	$11,857	0.3%	Sole
BlackRock Investment Management, LLC	12,637	$322,243	8.2%	Sole
BLACKROCK ADVISORS LLC	6,041	$154,045	3.9%	Sole
BlackRock Fund Advisors	88,925	$2,267,587	57.8%	Sole
BlackRock Institutional Trust Company, N.A.	45,737	$1,166,293	29.7%	Sole
Aperio Group, LLC	6	$153	0.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	11,647	$296,998	16.0%	Defined
Held directly	61,239	$1,561,594	84.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	952	$24,276	1.9%	Defined
DFA Australia Ltd.	2,736	$69,768	5.5%	Defined
Dimensional Ireland Ltd	8,624	$219,912	17.4%	Defined
Held directly	37,137	$946,993	75.1%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	48,067	$1,225,708	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Raymond James Financial Services Advisors, Inc.	47,442	$1,209,771	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	16	$408	0.0%	Defined
MORGAN STANLEY & CO. LLC	1,451	$37,000	4.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	92	$2,346	0.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1	$25	0.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	34,123	$870,136	95.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	22,808	$581,604	76.0%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	6,681	$170,365	22.3%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	529	$13,489	1.8%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prism Planning Partners LLC	55	$1,402	0.2%	Other
Compound Planning, Inc.	1	$25	0.0%	Other
Arax Advisory Partners	1,070	$27,285	4.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	142	$3,621	0.6%	Other
Stokes Family Office, LLC	54	$1,377	0.2%	Other
Held directly	24,168	$616,284	94.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Asset Management LLC joint	2,184	$55,692	30.3%	Other
Russell Investment Management, LLC	5,021	$128,035	69.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	1,505	$38,377	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	1,481	$37,765	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	1,369	$34,909	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	1,218	$31,059	90.9%	Defined
J.P. Morgan Securities plc	122	$3,111	9.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	1,132	$28,866	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	180	$4,590	20.9%	Defined
UBS AG	622	$15,861	72.2%	Defined
UBS Securities LLC	59	$1,504	6.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	693	$17,671	84.1%	Defined
BARCLAYS CAPITAL INC.	131	$3,340	15.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	806	$20,553	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	95	$2,422	25.4%	Defined
RBC Capital Markets, LLC	279	$7,114	74.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	315	$8,032	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	267	$6,808	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	139	$3,544	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	1	$25	1.4%	Sole
Held directly	69	$1,759	98.6%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	62	$1,581	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	36	$918	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	31,720	$536	100.0%	Defined

Key facts CIK 1089907 CUSIP 78501P302 13F (30d) 2 filings 2 filers Visit website Investor relations