SWKHL
SWK Holdings CorpCompany with tickers: SWKH, SWKHL
CIK
1089907
CUSIP
78501P203
Shares Outstanding
12,095,979
Website
https://www.swkhold.com
Investor Relations
https://www.swkhold.com/investor-relations/
13F Activity (30d)
4 filings
3 filers
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Shares |
|---|---|---|---|---|
| 2026-04-06 | Carlson Capital, L.P. |
10% Owner | Other | 62,106 |
| 2026-04-06 | Carlson Capital, L.P. |
10% Owner | Other | 62,106 |
| 2026-04-06 | Carlson Capital, L.P. |
10% Owner | Other | 8,493,088 |
| 2026-04-06 | Carlson Capital, L.P. |
10% Owner | Other | 8,493,088 |
| 2026-04-06 | Carlson Capital, L.P. |
10% Owner | Other | 8,493,088 |
| 2026-04-06 | Carlson Capital, L.P. |
10% Owner | Other | 8,632,093 |
| 2026-04-06 | Carlson Capital, L.P. |
10% Owner | Other | 2,506 |
| 2026-04-06 | Carlson Capital, L.P. |
10% Owner | Other | 62,106 |
| 2026-04-06 | Carlson Capital, L.P. |
10% Owner | Other | 399,567 |
| 2026-04-06 | Carlson Capital, L.P. |
10% Owner | Other | 12,287 |
| 2025-06-16 | Albright Jerry |
Director | Award | 3,858 |
| 2025-06-16 | Hatcher Robert K. |
Director | Award | 3,858 |
| 2025-06-16 | Dotter Laurie L. |
Director | Award | 3,858 |
| 2025-04-15 | Staggs Joe David JR |
PRESIDENT | Tax | 25,857 |
| 2025-04-15 | Staggs Joe David JR |
PRESIDENT | Convert | 18,750 |
| 2025-04-15 | Staggs Joe David JR |
PRESIDENT | Convert | 15,000 |
| 2025-04-15 | Staggs Joe David JR |
PRESIDENT | Convert | 15,000 |
| 2025-04-15 | Staggs Joe David JR |
PRESIDENT | Convert | 18,750 |
| 2025-01-31 | Staggs Joe David JR |
PRESIDENT | Award | 36,700 |
| 2025-01-31 | Rice Adam |
Chief Financial Officer | Award | 9,175 |
| 2024-10-23 | Carlson Capital, L.P. |
10% Owner | Other | 600,678 |
| 2024-07-03 | Rice Adam |
Chief Financial Officer | Award | 6,072 |
| 2024-07-03 | Rice Adam |
Chief Financial Officer | Other | 0 |
| 2024-07-01 | Pennington Marcus Edward |
Director | Award | 1,051 |
| 2024-06-27 | Albright Jerry |
Director | Award | 3,253 |
| 2024-06-27 | Pennington Marcus Edward |
Director | Award | 3,253 |
| 2024-06-27 | Hatcher Robert K. |
Director | Award | 3,253 |
| 2024-06-27 | Dotter Laurie L. |
Director | Award | 3,253 |
| 2024-04-01 | Pennington Marcus Edward |
Director | Award | 815 |
| 2024-04-01 | Albright Jerry |
Director | Award | 815 |
| 2024-04-01 | Dotter Laurie L. |
Director | Award | 815 |
| 2024-04-01 | Hatcher Robert K. |
Director | Award | 815 |
| 2024-04-01 | Pennington Marcus Edward |
Director | Award | 1,051 |
| 2024-03-01 | Staggs Joe David JR |
PRESIDENT | Award | 35,881 |
| 2024-01-02 | Albright Jerry |
Director | Award | 766 |
| 2024-01-02 | Pennington Marcus Edward |
Director | Award | 766 |
| 2024-01-02 | Dotter Laurie L. |
Director | Award | 766 |
| 2024-01-02 | Pennington Marcus Edward |
Director | Award | 766 |
| 2024-01-02 | Hatcher Robert K. |
Director | Award | 766 |
| 2023-10-02 | Dotter Laurie L. |
Director | Award | 868 |
| 2023-10-02 | Pennington Marcus Edward |
Director | Award | 1,120 |
| 2023-10-02 | Pennington Marcus Edward |
Director | Award | 868 |
| 2023-10-02 | Albright Jerry |
Director | Award | 868 |
| 2023-10-02 | Hatcher Robert K. |
Director | Award | 868 |
| 2023-06-30 | Dotter Laurie L. |
Director | Award | 821 |
| 2023-06-30 | Hatcher Robert K. |
Director | Award | 821 |
| 2023-06-30 | Pennington Marcus Edward |
Director | Award | 1,060 |
| 2023-06-30 | Albright Jerry |
Director | Award | 821 |
| 2023-06-30 | Pennington Marcus Edward |
Director | Award | 821 |
| 2023-03-31 | Hatcher Robert K. |
Director | Award | 770 |
Showing 1–50 of 158 transactions