Position in UPST
as of Jun 30, 2026
· filed Aug 14, 2026
Position Value
$904,740
-$251,100 QoQ
Shares Held
25,536
-43.3% QoQ
Ownership
0.026%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
#136
of 364 holders
Holding Since
Mar 2021
20 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in UPST Over Time
Shares Held
Position Value (USD)
Derivatives in UPST
reported options exposure · as of Jun 30, 2026CallValue
$3,543,000
CallShares
100,000
PutValue
$0
PutShares
0
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Credit Services
Financial Services · as of Jun 30, 2026NOMURA HOLDINGS INC holds $249,732,701 across 13 Credit Services names. UPST ranks #11 (0.4% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | V |
Visa Inc.
|
338,127 | $116,007,991 | |
| 2 | MA |
Mastercard Inc
|
122,871 | $63,106,545 | |
| 3 | AXP |
American Express Co
|
48,346 | $16,353,033 | |
| 4 | AFRM |
Affirm Holdings, Inc.
|
159,619 | $13,016,929 | |
| 5 | PYPL |
PayPal Holdings, Inc.
|
236,460 | $10,210,341 | |
| 6 | SOFI |
SoFi Technologies, Inc.
|
560,492 | $10,049,621 | |
| 7 | COF |
Capital One Financial Corp
|
45,403 | $9,108,749 | |
| 8 | BFH |
Bread Financial Holdings, Inc.
|
42,114 | $4,563,051 |
All Filings in UPST
Export CSV
44 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $904,740 | 25,536 | Shares | Defined | 2026-08-14 | |
| 2026-06-30 | $3,543,000 | 100,000 | Call | Defined | 2026-08-14 | |
| 2026-03-31 | $1,155,840 | 45,062 | Shares | Defined | 2026-05-15 | |
| 2025-12-31 | $1,954,687 | 44,699 | Shares | Defined | 2026-02-17 | |
| 2025-12-31 | $6,122,200 | 140,000 | Put | Defined | 2026-02-17 | |
| 2025-09-30 | $7,112,000 | 140,000 | Put | Defined | 2025-11-14 | |
| 2025-09-30 | $1,817,318 | 35,774 | Shares | Defined | 2025-11-14 | |
| 2025-09-30 | $609,600 | 12,000 | Call | Defined | 2025-11-14 | |
| 2025-03-31 | $1,380,900 | 30,000 | Call | Defined | 2025-05-15 | |
| 2025-03-31 | $6,444,200 | 140,000 | Put | Defined | 2025-05-15 | |
| 2025-03-31 | $1,307,205 | 28,399 | Shares | Defined | 2025-05-15 | |
| 2024-12-31 | $1,847,100 | 30,000 | Call | Defined | 2025-02-14 | |
| 2024-12-31 | $1,723,098 | 27,986 | Shares | Defined | 2025-02-14 | |
| 2024-09-30 | $2,256,564 | 56,400 | Put | Defined | 2025-01-13 | |
| 2024-06-30 | $255,809 | 10,844 | Shares | Defined | 2024-08-14 | |
| 2023-12-31 | $47,270,934 | 1,156,900 | Put | Defined | 2024-03-27 | |
| 2023-12-31 | $2,860,200 | 70,000 | Call | Defined | 2024-03-27 | |
| 2023-12-31 | $1,433,368 | 35,080 | Shares | Defined | 2024-03-27 | |
| 2023-09-30 | $1,427,000 | 50,000 | Put | Defined | 2023-11-14 | |
| 2023-09-30 | $856,200 | 30,000 | Call | Defined | 2023-11-14 | |
| 2023-06-30 | $21,127,900 | 590,000 | Put | Defined | 2023-08-14 | |
| 2023-03-31 | $14,075,362 | 885,800 | Put | Defined | 2023-05-15 | |
| 2023-03-31 | $1,469,825 | 92,500 | Call | Defined | 2023-05-15 | |
| 2023-03-31 | $161,156 | 10,142 | Shares | Defined | 2023-05-15 | |
| 2022-12-31 | $1,462,369 | 110,618 | Shares | Defined | 2023-02-15 | |
| 2022-12-31 | $10,352,582 | 783,100 | Put | Defined | 2023-02-15 | |
| 2022-09-30 | $19,665,261 | 945,900 | Put | Defined | 2022-11-15 | |
| 2022-09-30 | $5,343,424 | 257,019 | Shares | Defined | 2022-11-15 | |
| 2022-06-30 | $13,346,802 | 422,100 | Put | Defined | 2022-08-15 | |
| 2022-06-30 | $5,673,007 | 179,412 | Shares | Defined | 2022-08-15 | |
| 2022-03-31 | $44,857,808 | 411,200 | Put | Defined | 2022-05-18 | |
| 2022-03-31 | $992,719 | 9,100 | Call | Defined | 2022-05-18 | |
| 2022-03-31 | $11,627,138 | 106,583 | Shares | Defined | 2022-05-18 | |
| 2021-12-31 | $12,315,820 | 81,400 | Put | Defined | 2022-02-14 | |
| 2021-12-31 | $1,513,000 | 10,000 | Call | Defined | 2022-02-14 | |
| 2021-12-31 | $3,374,594 | 22,304 | Shares | Defined | 2022-02-14 | |
| 2021-09-30 | $31,644,000 | 100,000 | Put | Defined | 2021-11-15 | |
| 2021-09-30 | $6,751,247 | 21,335 | Shares | Defined | 2021-11-15 | |
| 2021-09-30 | $9,493,200 | 30,000 | Call | Defined | 2021-11-15 | |
| 2021-06-30 | $6,601,839 | 52,857 | Shares | Sole | 2021-08-16 | |
| 2021-06-30 | $43,177,930 | 345,700 | Put | Sole | 2021-08-16 | |
| 2021-03-31 | $3,736,940 | 29,000 | Shares | Sole | 2021-05-17 | |
| 2021-03-31 | $10,386,116 | 80,600 | Put | Sole | 2021-05-17 | |
| 2021-03-31 | $1,288,600 | 10,000 | Call | Sole | 2021-05-17 | |
| No filing history on record for this holder in this stock. | ||||||