UPST · Upstart Holdings, Inc.

$30.30 +1.44 (+4.97%) At close · Aug 21

Market Cap

$2.81B

97.31M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 370

Total Value: $2,638,887,483

Total Shares: 75,947,172

Institutional Ownership Trend

23 quarters

Superinvestors Holding UPST

All superinvestors →

Philippe Laffont $30,857,652

Holder Concentration

Across 370 13F filers · Δ vs Mar 31, 2026

Top Holder

10.6%

+0.6 pts

Top 5

34.0%

−1.1 pts

Top 10

50.9%

−3.1 pts

HHI

378

Broadly held−15

Quarterly Activity

vs Mar 31, 2026

New

Increased

121

Decreased

101

Sold Out

Unchanged

Holder count: +25

Institutional value: +38.3%

Shares held: +2.0%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega BANK OF AMERICA CORP /DE/	+1,006,378	1,512,356
Mega GOLDMAN SACHS GROUP INC	+835,736	2,395,222
Mega FMR LLC	+691,812	706,548
Mega BlackRock, Inc.	+475,638	7,878,717
Large Walleye Capital LLC	+462,716	544,531

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega MORGAN STANLEY	−1,560,347	2,414,712
Large MARSHALL WACE, LLP	−1,013,120	2,376,490
Mega CITADEL ADVISORS LLC	−714,677	3,455,585
Mega D. E. Shaw & Co., Inc.	−495,476	1,155,400
Large Squarepoint Ops LLC	−383,373	584,214

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Hidden Lake Asset Management LP	281,614	$9,977,584
Mid Alberta Investment Management Corp	238,800	$8,460,684
Small BLUE JEAN FINANCIAL LLC	103,049	$3,651,026
Mega NORGES BANK	93,959	$3,328,967
Mid Edgestream Partners, L.P.	82,146	$2,910,432

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small KADENSA CAPITAL Ltd	589,871	$15,130,191
Mid GC Wealth Management RIA, LLC	344,646	$8,840,169
Large VOLORIDGE INVESTMENT MANAGEMENT, LLC	215,345	$5,523,599
Large Connor, Clark & Lunn Investment Management Ltd.	180,606	$4,632,543
Mid BOOTHBAY FUND MANAGEMENT, LLC	128,800	$3,303,720

Filter: New 78 Increased 121 Reduced 101 Sold out 53 Unchanged 70

Showing 100 of 413

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$279,142,935

10.58%

7,878,717

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	261,970	$9,281,597	3.3%	Sole
BlackRock Investment Management (Australia) Ltd	239	$8,467	0.0%	Sole
BlackRock Asset Management Canada Ltd	15,917	$563,939	0.2%	Sole
BlackRock Investment Management, LLC	307,580	$10,897,559	3.9%	Sole
BLACKROCK ADVISORS LLC	627,116	$22,218,719	8.0%	Sole
BlackRock Fund Advisors	3,275,145	$116,038,387	41.6%	Sole
BlackRock Institutional Trust Company, N.A.	2,917,246	$103,358,025	37.0%	Sole
BlackRock Japan Co. Ltd	4,640	$164,395	0.1%	Sole
BlackRock Fund Managers Ltd.	15,781	$559,120	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	128,836	$4,564,659	1.6%	Sole
BlackRock (Netherlands) B.V.	1,416	$50,168	0.0%	Sole
BlackRock Asset Management Ireland Ltd	135,629	$4,805,335	1.7%	Sole
BlackRock Life Ltd	130	$4,605	0.0%	Sole
BlackRock Asset Management Schweiz AG	13,831	$490,032	0.2%	Sole
Aperio Group, LLC	173,241	$6,137,928	2.2%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$132,499,625

5.02%

3,739,758

VANGUARD CAPITAL MANAGEMENT LLC

$131,039,732

4.97%

3,698,553

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$108,401,628

4.11%

3,059,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	3,059,600	$108,401,628	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$91,745,985

3.48%

2,589,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,589,500	$91,745,985	100.0%	Other

MORGAN STANLEY

$85,553,242

3.24%

2,414,712

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	20,748	$735,101	0.9%	Defined
MORGAN STANLEY & CO. LLC	1,771,824	$62,775,724	73.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	431,269	$15,279,860	17.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	87,499	$3,100,089	3.6%	Defined
Morgan Stanley Bank, N.A.	5,130	$181,755	0.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	98,242	$3,480,713	4.1%	Defined

GOLDMAN SACHS GROUP INC

$84,862,713

3.22%

2,395,222

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,717,771	$60,860,626	71.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	668,572	$23,687,505	27.9%	Defined
Goldman Sachs Trust Company, N.A. joint	8,879	$314,582	0.4%	Other

MARSHALL WACE, LLP

$83,993,545

3.18%

2,370,690

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	2,370,690	$83,993,545	100.0%	Other

GEODE CAPITAL MANAGEMENT, LLC

$78,960,396

2.99%

2,228,631

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	315,705	$11,185,428	14.2%	Defined
Held directly	1,912,926	$67,774,968	85.8%	Defined

STATE STREET CORP

$75,057,285

2.84%

2,118,467

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,118,467	$75,057,285	100.0%	Defined

Clear Street Group Inc.

$64,803,702

2.46%

1,829,063

Halter Ferguson Financial Inc.

$61,935,856

2.35%

1,748,119

JANE STREET GROUP, LLC

$60,975,030

2.31%

1,721,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,721,000	$60,975,030	100.0%	Defined

CITADEL ADVISORS LLC

$56,985,612

2.16%

1,608,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,608,400	$56,985,612	100.0%	Defined

BANK OF AMERICA CORP /DE/

$53,582,771

2.03%

1,512,356

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	801,418	$28,394,239	53.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	36,290	$1,285,754	2.4%	Defined
BOFA SECURITIES, INC.	626,296	$22,189,667	41.4%	Defined
MANAGED ACCOUNT ADVISORS LLC	48,352	$1,713,111	3.2%	Defined

UBS Group AG

$53,266,735

2.02%

1,503,436

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	42,402	$1,502,302	2.8%	Defined
UBS AG	1,409,472	$49,937,592	93.8%	Defined
UBS Switzerland AG	44,600	$1,580,178	3.0%	Defined
UBS Securities LLC	6,962	$246,663	0.5%	Defined

JANE STREET GROUP, LLC

$50,643,642

1.92%

1,429,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,429,400	$50,643,642	100.0%	Defined

CITIGROUP INC

$40,237,212

1.52%

1,135,682

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	9,045	$320,464	0.8%	Defined
Citigroup Financial Products Inc. joint	1,126,637	$39,916,748	99.2%	Defined

BARCLAYS PLC

$39,999,582

1.52%

1,128,975

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	1,120,979	$39,716,285	99.3%	Defined
BARCLAYS CAPITAL INC.	6,163	$218,355	0.5%	Defined
BARCLAYS CAPITAL SECURITIES LTD	1,083	$38,370	0.1%	Defined
Barclays Bank (Suisse) SA	750	$26,572	0.1%	Defined

BAILLIE GIFFORD & CO

$38,376,250

1.45%

1,083,157

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAILLIE GIFFORD & CO LTD	281,802	$9,984,244	26.0%	Defined
BAILLIE GIFFORD OVERSEAS LTD	120,860	$4,282,069	11.2%	Defined
Baillie Gifford Investment Management (Europe) Ltd	165,110	$5,849,847	15.2%	Defined
Held directly	515,385	$18,260,090	47.6%	Sole

DIMENSIONAL FUND ADVISORS LP

$37,547,613

1.42%

1,059,769

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	448	$15,872	0.0%	Defined
DFA Australia Ltd.	2,766	$97,999	0.3%	Defined
Dimensional Ireland Ltd	9,816	$347,780	0.9%	Defined
Held directly	1,046,739	$37,085,962	98.8%	Sole

CITADEL ADVISORS LLC

$33,856,376

1.28%

955,585

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	955,585	$33,856,376	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$32,604,563

1.24%

920,253

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	901,542	$31,941,633	98.0%	Other
G1 EXECUTION SERVICES, LLC	18,711	$662,930	2.0%	Other

CITADEL ADVISORS LLC

$31,589,388

1.20%

891,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	891,600	$31,589,388	100.0%	Defined

Point72 Asset Management, L.P.

$31,361,183

1.19%

885,159

COATUE MANAGEMENT LLC

$30,857,652

1.17%

870,947

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
COATUE OFFSHORE MASTER FUND LP	870,947	$30,857,652	100.0%	Defined

CAPITAL FUND MANAGEMENT S.A.

$28,379,217

1.08%

800,994

D. E. Shaw & Co., Inc.

$28,103,076

1.06%

793,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	793,200	$28,103,076	100.0%	Defined

NORTHERN TRUST CORP

$27,816,162

1.05%

785,102

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	723,936	$25,649,052	92.2%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	47,894	$1,696,884	6.1%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	13,272	$470,226	1.7%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$27,113,905

1.03%

765,281

MILLENNIUM MANAGEMENT LLC

$27,098,529

1.03%

764,847

FMR LLC

$25,032,994

0.95%

706,548

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	702,863	$24,902,436	99.5%	Defined
STRATEGIC ADVISERS LLC	2,232	$79,079	0.3%	Defined
FIAM LLC	1,453	$51,479	0.2%	Defined

VANGUARD FIDUCIARY TRUST CO

$21,373,395

0.81%

603,257

Balyasny Asset Management L.P.

$19,725,971

0.75%

556,759

HSBC HOLDINGS PLC

$18,030,327

0.68%

508,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	508,900	$18,030,327	100.0%	Defined

PEAK6 LLC

$16,683,987

0.63%

470,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	470,900	$16,683,987	100.0%	Defined

HRT FINANCIAL LP

$16,229,490

0.62%

458,072

Walleye Capital LLC

$15,912,711

0.60%

449,131

FIRST TRUST ADVISORS LP

$13,429,954

0.51%

379,056

D. E. Shaw & Co., Inc.

$12,832,746

0.49%

362,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	362,200	$12,832,746	100.0%	Defined

Pathstone Holdings, LLC

$11,878,899

0.45%

335,278

Squarepoint Ops LLC

$11,695,939

0.44%

330,114

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	330,114	$11,695,939	100.0%	Defined

FRED ALGER MANAGEMENT, LLC

$10,746,803

0.41%

303,325

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Weatherbie Capital, LLC	293,844	$10,410,892	96.9%	Sole
Held directly	9,481	$335,911	3.1%	Sole

Hidden Lake Asset Management LP

$9,977,584

0.38%

281,614

Bank of New York Mellon Corp

$9,681,066

0.37%

273,245

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware	505	$17,892	0.2%	Defined
Mellon Investments Corporation joint	89,264	$3,162,622	32.7%	Defined
The Bank of New York Mellon	154,860	$5,486,689	56.7%	Defined
BNY Mellon, NA joint	27,747	$983,075	10.2%	Defined
BNY Mellon Advisors, Inc.	868	$30,753	0.3%	Defined
Held directly	1	$35	0.0%	Defined

Nuveen, LLC

$9,514,619

0.36%

268,547

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	78,872	$2,794,434	29.4%	Defined
TEACHERS ADVISORS, LLC joint	189,675	$6,720,185	70.6%	Defined

Caption Management, LLC

$8,857,500

0.34%

250,000

Alberta Investment Management Corp

$8,460,684

0.32%

238,800

BNP PARIBAS ARBITRAGE, SA

$8,382,171

0.32%

236,584

Point72 Asset Management, L.P.

$8,219,760

0.31%

232,000

HSBC HOLDINGS PLC

$7,085,220

0.27%

199,978

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	199,978	$7,085,220	100.0%	Defined

Walleye Trading LLC

$7,039,941

0.27%

198,700

IMC-Chicago, LLC

$6,874,872

0.26%

194,041

Maxi Investments CY Ltd

$6,852,162

0.26%

193,400

WELLS FARGO & COMPANY/MN

$6,385,157

0.24%

180,219

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	155,635	$5,514,148	86.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,420	$50,310	0.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	23,071	$817,405	12.8%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	93	$3,294	0.1%	Defined

BARCLAYS PLC

$6,377,400

0.24%

180,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	180,000	$6,377,400	100.0%	Defined

Swiss National Bank

$5,902,638

0.22%

166,600

Gator Capital Management, LLC

$5,721,590

0.22%

161,490

Quantinno Capital Management LP

$5,293,773

0.20%

149,415

Squarepoint Ops LLC

$5,261,355

0.20%

148,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	148,500	$5,261,355	100.0%	Defined

Walleye Trading LLC

$5,162,151

0.20%

145,700

CREDIT AGRICOLE S A

$5,033,717

0.19%

142,075

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Credit Agricole Corporate & Investment Bank	142,075	$5,033,717	100.0%	Defined

LPL Financial LLC

$5,018,234

0.19%

141,638

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$4,913,854

0.19%

138,692

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,343	$47,582	1.0%	Defined
UBS Asset Management Switzerland AG	105,928	$3,753,028	76.4%	Defined
UBS Asset Management (UK) Ltd.	12,602	$446,488	9.1%	Sole
Held directly	18,819	$666,756	13.6%	Sole

RAYMOND JAMES FINANCIAL INC

$4,741,950

0.18%

133,840

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	9,550	$338,356	7.1%	Defined
Raymond James Financial Services Advisors, Inc.	124,290	$4,403,594	92.9%	Defined

PEAK6 LLC

$4,382,691

0.17%

123,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	123,700	$4,382,691	100.0%	Defined

JPMORGAN CHASE & CO

$4,302,900

0.16%

121,448

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	41,369	$1,465,703	34.1%	Defined
J.P. Morgan Investment Management Inc.	77,087	$2,731,192	63.5%	Defined
J.P. Morgan Securities LLC	191	$6,767	0.2%	Defined
J.P. Morgan Securities plc	98	$3,472	0.1%	Defined
55I, LLC	20	$708	0.0%	Other
J.P. Morgan SE	2,683	$95,058	2.2%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$4,256,452

0.16%

120,137

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	118,751	$4,207,347	98.8%	Defined
Global X Management (AUS) Ltd joint	1,386	$49,105	1.2%	Defined

BANK OF NOVA SCOTIA

$4,247,844

0.16%

119,894

Clear Street Group Inc.

$4,233,885

0.16%

119,500

PRICE T ROWE ASSOCIATES INC /MD/

$4,202,104

0.16%

118,603

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	118,603	$4,202,104	100.0%	Defined

TUDOR INVESTMENT CORP ET AL

$4,170,111

0.16%

117,700

Schonfeld Strategic Advisors LLC

$4,073,564

0.15%

114,975

Invesco Ltd.

$4,067,929

0.15%

114,816

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	13,694	$485,177	11.9%	Defined
Invesco Trust Co joint	34,140	$1,209,580	29.7%	Defined
Invesco Capital Management LLC	66,982	$2,373,172	58.3%	Defined

Headlands Technologies LLC

$4,014,219

0.15%

113,300

RHUMBLINE ADVISERS

$3,915,369

0.15%

110,510

AQR CAPITAL MANAGEMENT LLC

$3,913,100

0.15%

110,446

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	5	$177	0.0%	Other
Compound Planning, Inc.	14	$496	0.0%	Other
Arax Advisory Partners	529	$18,742	0.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	129	$4,570	0.1%	Other
Stokes Family Office, LLC	575	$20,372	0.5%	Other
Held directly	109,194	$3,868,743	98.9%	Defined

MML INVESTORS SERVICES, LLC

$3,789,769

0.14%

106,965

Squarepoint Ops LLC

$3,741,408

0.14%

105,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	105,600	$3,741,408	100.0%	Defined

CAPITAL FUND MANAGEMENT S.A.

$3,663,462

0.14%

103,400

BLUE JEAN FINANCIAL LLC

$3,651,026

0.14%

103,049

Walleye Trading LLC

$3,611,238

0.14%

101,926

ALLIANCEBERNSTEIN L.P.

$3,543,248

0.13%

100,007

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	100,007	$3,543,248	100.0%	Defined

NOMURA HOLDINGS INC

$3,543,000

0.13%

100,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	100,000	$3,543,000	100.0%	Defined

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$3,395,468

0.13%

95,836

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	1,169	$41,417	1.2%	Defined
AXA INVESTMENT MANAGERS UK LIMITED	94,667	$3,354,051	98.8%	Defined

DEUTSCHE BANK AG\

$3,385,476

0.13%

95,554

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	6,193	$219,417	6.5%	Defined
DWS Investments UK Ltd	87,125	$3,086,838	91.2%	Defined
DWS International GmbH	2,236	$79,221	2.3%	Defined

NORGES BANK

$3,328,967

0.13%

93,959

Banco Santander, S.A.

$3,269,480

0.12%

92,280

BANK OF MONTREAL /CAN/

$3,142,569

0.12%

88,698

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Bank N.A.	982	$34,792	1.1%	Defined
BMO Family Office, LLC	4,656	$164,962	5.2%	Defined
BMO NESBITT BURNS INC.	678	$24,021	0.8%	Defined
Held directly	82,382	$2,918,794	92.9%	Defined

Creative Planning

$3,137,467

0.12%

88,554

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	1,372	$48,609	1.5%	Defined
Held directly	87,182	$3,088,858	98.5%	Sole

VANGUARD ASSET MANAGEMENT, Ltd

$3,081,949

0.12%

86,987

Bank Julius Baer & Co. Ltd, Zurich

$3,028,556

0.11%

85,480

MILLENNIUM MANAGEMENT LLC

$2,922,975

0.11%

82,500

Edgestream Partners, L.P.

$2,910,432

0.11%

82,146

Odyssean, LLC

$2,848,323

0.11%

80,393

Trexquant Investment LP

$2,825,152

0.11%

79,739

Private Advisor Group, LLC

$2,736,471

0.10%

77,236

Brevan Howard Capital Management LP

$2,724,850

0.10%

76,908

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	76,908	$2,724,850	100.0%	Defined

Quadrature Capital Ltd

$2,704,797

0.10%

76,342

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	76,342	$2,704,797	100.0%	Other

ExodusPoint Capital Management, LP

$2,677,763

0.10%

75,579

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JEFFERIES LLC	75,000	$2,657,250	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	74,260	$2,631,031	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jefferies Capital Services, LLC	73,206	$2,593,688	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	8,300	$294,069	11.4%	Defined
Legal & General Investment Management Ltd joint	64,772	$2,294,871	88.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	72,871	$2,581,819	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	17,051	$604,116	24.3%	Defined
Marex Securities Products Inc.	53,163	$1,883,565	75.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
North Rock Capital Management, LLC	22,203	$786,652	32.2%	Defined
HST Ventures, LLC	46,840	$1,659,541	67.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AHL Partners LLP	61,239	$2,169,697	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	50,045	$1,773,094	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	45,000	$1,594,350	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	43,957	$1,557,396	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Credit Agricole Corporate & Investment Bank	41,600	$1,473,888	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	40,997	$1,452,523	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	13,301	$471,254	32.9%	Defined
Ameriprise Financial Services, LLC	27,068	$959,019	67.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JEFFERIES LLC	40,000	$1,417,200	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	32,703	$1,158,667	89.6%	Defined
Russell Investments Capital, LLC	2,650	$93,889	7.3%	Defined
Russell Investments France SAS	370	$13,109	1.0%	Defined
Russell Investments Trust Company	796	$28,202	2.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	36,427	$1,290,608	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	36,313	$1,286,569	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	35,000	$1,240,050	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	32,631	$1,156,116	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pathstone LLC	29,707	$1,052,519	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, L.P.	25,901	$917,672	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	23,956	$848,761	92.9%	Defined
OSAIC INSTITUTIONS, INC.	178	$6,306	0.7%	Defined
Osaic Advisory Services, LLC	1,661	$58,849	6.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	340	$12,046	1.3%	Defined
Jane Street Global Trading, LLC	25,325	$897,264	98.3%	Defined
Jane Street Singapore Pte. Ltd	101	$3,578	0.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	25,536	$904,740	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Altshuler Shaham Mutual Funds Management Ltd.	25,512	$903,890	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	25,242	$894,324	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	137	$4,853	0.6%	Defined
ROCKEFELLER TRUST COMPANY, N.A.	3,561	$126,166	15.4%	Defined
Rockefeller Trust Co (Delaware)	281	$9,955	1.2%	Defined
ROCKEFELLER FINANCIAL LLC	19,198	$680,185	82.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Inspire Investing, LLC	21,601	$765,323	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	16,164	$572,690	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	14,335	$507,889	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ALLSTATE INVESTMENTS LLC	14,318	$507,286	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KSM Mutual Funds Ltd.	12,612	$446,843	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver US LLC	11,888	$421,191	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	2,606	$92,330	24.1%	Defined
RBC Capital Markets, LLC	4,237	$150,116	39.1%	Defined
RBC Dominion Securities Inc.	2,773	$98,247	25.6%	Defined
RBC Private Counsel (USA) Inc.	192	$6,802	1.8%	Defined
RBC Rochdale, LLC	1,021	$36,174	9.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management	9,831	$348,312	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	738	$26,147	7.6%	Sole
SEI TRUST CO	9,029	$319,897	92.4%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	9,140	$323,830	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	8,604	$304,839	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	8,343	$295,592	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Alger	7,929	$280,924	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Orion Custom Indexing	207	$7,334	2.6%	Other
AQR Capital Management	1,192	$42,232	15.1%	Other
Held directly	6,472	$229,302	82.2%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	7,767	$275,184	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	2,100	$74,403	30.4%	Defined
Truist Advisory Services, Inc.	4,805	$170,241	69.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	6,452	$228,593	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	5,800	$205,494	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	4,974	$176,228	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ZACKS INVESTMENT MANAGEMENT	100	$3,543	2.1%	Other
Fidelity Institutional Asset Management Trust Co	11	$389	0.2%	Other
Held directly	4,664	$165,245	97.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
First Sentier Investors RQI Pty Ltd	3,920	$138,885	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	3,510	$124,359	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nykredit Bank A/S	3,484	$123,438	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	3,238	$114,722	99.8%	Defined
PNC Wealth Management LLC	7	$248	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	2,951	$104,553	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	2,065	$73,162	94.5%	Defined
Held directly	120	$4,251	5.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Rakuten Group, Inc. joint	1,886	$66,820	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bank Lombard Odier & Co Ltd	1,300	$46,059	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo S.p.A.	1,072	$37,980	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management North America Inc.	756	$26,785	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	681	$24,127	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
More Investment House Portfolio Management Ltd	370	$13,109	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	8	$283	2.5%	Sole
Held directly	308	$10,911	97.5%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mirae Asset Global Investments (Hong Kong) LTD	256	$9,070	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	80	$2,834	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	53	$1,877	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	30	$1,062	99.6%	Defined
Bessemer Trust CO of Delaware, N.A.	100	$4	0.4%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC	20	$708	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TD SECURITIES INC	11	$389	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	180,606	$4,632,543	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nordea Funds Ltd	19,814	$508,229	23.7%	Defined
Nordea Investment Funds S.A.	63,687	$1,633,571	76.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	24,722	$634,119	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dynasty Wealth Management, LLC joint	20,339	$521,695	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	3,399	$87,184	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA PRIVATE WEALTH ADVISORS, LLC	375	$9,618	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Frost Investment Services, LLC	37	$949	100.0%	Defined

Key facts CIK 1647639 CUSIP 91680M107 13F (30d) 336 filings 327 filers Visit website Investor relations