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LPL Financial LLC

Position in UPST — Upstart Holdings, Inc.

CIK 1403438 FORT MILL, SC

Position in UPST

as of Jun 30, 2026 · filed Aug 7, 2026
Position Value
$5,018,234
+$2,430,893 QoQ
Shares Held
141,638
+40.4% QoQ
Ownership
0.146%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
#47
of 364 holders
Holding Since
Mar 2021
22 quarters on record
Voting authority Sole 2% Shared 0% None 98%

Common Shares in UPST Over Time

Shares Held

Position Value (USD)

Derivatives in UPST

reported options exposure · as of Jun 30, 2026
CallValue
$0
CallShares
0
PutValue
$318,870
PutShares
9,000

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Credit Services

Financial Services · as of Jun 30, 2026

LPL Financial LLC holds $2,245,849,544 across 30 Credit Services names. UPST ranks #16 (0.2% of the industry book) .

# Ticker Company Shares Value (USD) Open

All Filings in UPST

Export CSV
26 filing rows on record
Report Date Value (USD) Shares
2026-06-30 $5,018,234 141,638
2026-06-30 $318,870 9,000
2026-03-31 $2,587,341 100,871
2026-03-31 $205,200 8,000
2025-12-31 $349,840 8,000
2025-12-31 $4,665,160 106,681
2025-09-30 $5,667,044 111,556
2025-09-30 $406,400 8,000
2025-06-30 $4,849,512 74,977
2025-03-31 $4,309,788 93,630
2024-12-31 $5,154,578 83,719
2024-09-30 $2,416,403 60,395
2024-06-30 $1,522,805 64,553
2024-03-31 $1,748,118 65,010
2023-12-31 $2,398,073 58,690
2023-09-30 $1,602,463 56,148
2023-06-30 $1,824,734 50,956
2023-03-31 $789,860 49,708
2022-12-31 $704,771 53,311
2022-09-30 $1,435,403 69,043
2022-06-30 $2,957,608 93,536
2022-03-31 $11,064,998 101,430
2021-12-31 $8,061,566 53,282
2021-09-30 $11,982,000 37,865
2021-06-30 $1,854,765 14,850
2021-03-31 $487,863 3,786