Position in UPST
as of Jun 30, 2026
· filed Aug 14, 2026
Position Value
$885,750
+$116,250 QoQ
Shares Held
25,000
-16.7% QoQ
Ownership
0.026%
of shares outstanding
% of Portfolio
0.04%
of 13F equity value
Holder Rank
#139
of 364 holders
Holding Since
Sep 2021
15 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in UPST Over Time
Shares Held
Position Value (USD)
Derivatives in UPST
reported options exposure · as of Jun 30, 2026CallValue
$8,857,500
CallShares
250,000
PutValue
$0
PutShares
0
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Credit Services
Financial Services · as of Jun 30, 2026Caption Management, LLC holds $5,285,083 across 5 Credit Services names. UPST ranks #3 (16.8% of the industry book) .
All Filings in UPST
Export CSV
29 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $8,857,500 | 250,000 | Call | Sole | 2026-08-14 | |
| 2026-06-30 | $885,750 | 25,000 | Shares | Sole | 2026-08-14 | |
| 2026-03-31 | $6,412,500 | 250,000 | Call | Sole | 2026-05-15 | |
| 2026-03-31 | $769,500 | 30,000 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $10,932,500 | 250,000 | Call | Sole | 2026-02-17 | |
| 2025-12-31 | $655,950 | 15,000 | Shares | Sole | 2026-02-17 | |
| 2025-09-30 | $762,000 | 15,000 | Shares | Sole | 2025-11-14 | |
| 2025-09-30 | $12,700,000 | 250,000 | Call | Sole | 2025-11-14 | |
| 2025-06-30 | $840,840 | 13,000 | Shares | Sole | 2025-08-14 | |
| 2025-06-30 | $17,787,000 | 275,000 | Call | Sole | 2025-08-14 | |
| 2025-03-31 | $11,507,500 | 250,000 | Call | Sole | 2025-05-15 | |
| 2025-03-31 | $598,390 | 13,000 | Shares | Sole | 2025-05-15 | |
| 2024-12-31 | $646,485 | 10,500 | Put | Sole | 2025-02-14 | |
| 2024-12-31 | $892,765 | 14,500 | Shares | Sole | 2025-02-14 | |
| 2024-12-31 | $15,392,500 | 250,000 | Call | Sole | 2025-02-14 | |
| 2024-09-30 | $11,262,815 | 281,500 | Call | Sole | 2024-11-14 | |
| 2023-09-30 | $527,990 | 18,500 | Put | Sole | 2023-11-14 | |
| 2022-12-31 | $462,700 | 35,000 | Call | Sole | 2023-02-14 | |
| 2022-12-31 | $26,440 | 2,000 | Shares | Sole | 2023-02-14 | |
| 2022-09-30 | $727,650 | 35,000 | Call | Sole | 2022-11-14 | |
| 2022-09-30 | $41,580 | 2,000 | Shares | Sole | 2022-11-14 | |
| 2022-06-30 | $63,240 | 2,000 | Shares | Sole | 2022-08-15 | |
| 2022-06-30 | $1,106,700 | 35,000 | Call | Sole | 2022-08-15 | |
| 2022-03-31 | $3,818,150 | 35,000 | Call | Sole | 2022-05-13 | |
| 2022-03-31 | $599,995 | 5,500 | Shares | Sole | 2022-05-13 | |
| 2021-12-31 | $5,295,500 | 35,000 | Call | Sole | 2022-02-11 | |
| 2021-12-31 | $688,415 | 4,550 | Shares | Sole | 2022-02-11 | |
| 2021-09-30 | $11,075,400 | 35,000 | Call | Sole | 2021-11-12 | |
| 2021-09-30 | $1,439,802 | 4,550 | Shares | Sole | 2021-11-12 | |
| No filing history on record for this holder in this stock. | ||||||