SUMMIT SECURITIES GROUP LLC
Broker-DealerPosition in UPST — Upstart Holdings, Inc.
CIK 1531593
NEW YORK, NY
Position in UPST
as of Jun 30, 2026
· filed Aug 3, 2026
Position Value
$26,324
+$21,194 QoQ
Shares Held
743
+635.6% QoQ
Ownership
0.001%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#268
of 364 holders
Holding Since
Jun 2021
8 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in UPST Over Time
Shares Held
Position Value (USD)
Derivatives in UPST
reported options exposure · as of Jun 30, 2023CallValue
$0
CallShares
0
PutValue
$7,162,000
PutShares
200,000
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Credit Services
Financial Services · as of Jun 30, 2026SUMMIT SECURITIES GROUP LLC holds $236,197 across 7 Credit Services names. UPST ranks #4 (11.1% of the industry book) .
All Filings in UPST
Export CSV
14 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $26,324 | 743 | Shares | Sole | 2026-08-03 | |
| 2025-09-30 | $5,130 | 101 | Shares | Sole | 2025-11-13 | |
| 2023-06-30 | $7,162,000 | 200,000 | Put | Sole | 2023-08-14 | |
| 2023-03-31 | $3,178,000 | 200,000 | Put | Sole | 2023-05-12 | |
| 2022-06-30 | $202,368 | 6,400 | Put | Sole | 2022-08-02 | |
| 2022-06-30 | $243,474 | 7,700 | Call | Sole | 2022-08-02 | |
| 2021-12-31 | $378,250 | 2,500 | Put | Sole | 2022-01-18 | |
| 2021-12-31 | $302,600 | 2,000 | Shares | Sole | 2022-01-18 | |
| 2021-09-30 | $3,164 | 10 | Call | Sole | 2021-10-20 | |
| 2021-09-30 | $2,689,740 | 8,500 | Shares | Sole | 2021-10-20 | |
| 2021-09-30 | $14,239 | 45 | Put | Sole | 2021-10-20 | |
| 2021-06-30 | $2,348,120 | 18,800 | Shares | Sole | 2021-07-19 | |
| 2021-06-30 | $8,368 | 67 | Call | Sole | 2021-07-19 | |
| 2021-06-30 | $14,363 | 115 | Put | Sole | 2021-07-19 | |
| No filing history on record for this holder in this stock. | ||||||