TCI Wealth Advisors, Inc.

Position in UPST — Upstart Holdings, Inc.

CIK 1583751 Tucson, AZ

Back to UPST Full portfolio

Position in UPST

as of Jun 30, 2026 · filed Jul 29, 2026 Compact

Position Value

$1,867,373

+$626,196 QoQ

Shares Held

52,706

+8.9% QoQ

Ownership

0.054%

of shares outstanding

% of Portfolio

0.73%

of 13F equity value

Holder Rank

#92

of 364 holders

Holding Since

Sep 2021

20 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Common Shares in UPST Over Time

Shares Held

Position Value (USD)

Derivatives in UPST

reported options exposure · as of Sep 30, 2021

CallValue

$632,880

CallShares

2,000

PutValue

PutShares

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Credit Services

Financial Services · as of Jun 30, 2026

TCI Wealth Advisors, Inc. holds $6,068,579 across 5 Credit Services names. UPST ranks #1 (30.8% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	UPST	Upstart Holdings, Inc. This page	52,706	$1,867,373
2	AXP	American Express Co	5,287	$1,788,327
3	V	Visa Inc.	3,688	$1,265,315
4	MA	Mastercard Inc	1,400	$719,040
5	COF	Capital One Financial Corp	2,136	$428,524

All Filings in UPST

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21 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$1,867,373	52,706	+8.9%	Shares	Sole	2026-07-29
2026-03-31	$1,241,177	48,389	+9.0%	Shares	Sole	2026-04-27
2025-12-31	$1,941,130	44,389	+33.2%	Shares	Sole	2026-02-02
2025-09-30	$1,692,910	33,325	0.0%	Shares	Sole	2025-10-14
2025-06-30	$2,155,461	33,325	-11.3%	Shares	Sole	2025-07-16
2025-03-31	$1,730,267	37,590	+20.5%	Shares	Sole	2025-04-21
2024-12-31	$1,920,676	31,195	-30.3%	Shares	Sole	2025-01-23
2024-09-30	$1,790,687	44,756	+6.5%	Shares	Sole	2024-10-24
2024-06-30	$991,346	42,024	+5.1%	Shares	Sole	2024-07-30
2024-03-31	$1,074,820	39,971	+18.0%	Shares	Sole	2024-05-07
2023-12-31	$1,384,459	33,883	+10.0%	Shares	Sole	2024-02-06
2023-09-30	$878,803	30,792	+19.6%	Shares	Sole	2023-10-31
2023-06-30	$921,856	25,743	-20.5%	Shares	Sole	2023-08-04
2023-03-31	$514,343	32,369	+10.9%	Shares	Sole	2023-05-03
2022-12-31	$385,786	29,182	+0.9%	Shares	Sole	2023-02-07
2022-09-30	$601,329	28,924	+0.2%	Shares	Sole	2022-11-08
2022-06-30	$913,027	28,875	+49.9%	Shares	Sole	2022-07-19
2022-03-31	$2,101,727	19,266	+2.5%	Shares	Sole	2022-04-29
2021-12-31	$2,844,288	18,799	+1.1%	Shares	Sole	2022-01-24
2021-09-30	$632,880	2,000	—	Call	Sole	2021-10-29
2021-09-30	$5,884,834	18,597	—	Shares	Sole	2021-10-29
No filing history on record for this holder in this stock.