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8-K

Western Alliance Bancorporation (WAL)

8-K 2025-06-11 For: 2025-06-11
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Added on April 09, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  June 11, 2025

WESTERN ALLIANCE BANCORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-32550 88-0365922
(State or other jurisdiction<br>of incorporation) (Commission<br>File Number) (IRS Employer<br>Identification No.)

One E. Washington Street, Phoenix, Arizona  85004

(Address of principal executive offices)               (Zip Code)

(602) 389-3500

(Registrant's telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, $0.0001 Par Value WAL New York Stock Exchange
Depositary Shares, Each Representing a 1/400th Interest in a Share of<br><br>4.250% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A WAL PrA New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.07    Submission of Matters to a Vote of Security Holders.

On June 11, 2025, the Company held its Annual Meeting of Stockholders (the “Annual Meeting”). The total number of shares of the Company’s common stock, par value of $0.0001 per share, voted in person or by proxy at the Annual Meeting was 101,678,688 representing 91.9% of the 110,616,314 shares outstanding and entitled to vote at the Annual Meeting. The Company's stockholders: elected all of the thirteen nominees for director; approved the non-binding advisory vote on executive compensation; and ratified the appointment of RSM US LLP as the Company's independent auditor for the fiscal year ending December 31, 2025. The matters that were voted upon at the Annual Meeting, and the number of votes cast for or against, as well as the number of abstentions and broker non-votes, as to each such matter are set forth below.

Proposal 1 Election of Directors

The Company’s stockholders elected thirteen directors to each serve for a one-year term expiring in 2026. The voting results were as follows:

VOTES FOR VOTES AGAINST ABSTENTIONS BROKER NON-VOTES
Bruce D. Beach 91,330,582 2,205,245 57,416 8,085,445
Juan R. Figuereo 93,088,166 419,858 85,219 8,085,445
Howard N. Gould 92,561,453 971,534 60,256 8,085,445
Greta Guggenheim 93,430,023 80,187 83,033 8,085,445
Christopher A. Halmy 93,361,269 149,222 82,752 8,085,445
Mary Chris Jammet 93,041,192 467,592 84,459 8,085,445
Marianne Boyd Johnson 91,505,541 2,004,634 83,068 8,085,445
Mary Tuuk Kuras 93,315,040 195,003 83,200 8,085,445
Robert P. Latta 92,174,490 1,359,875 58,878 8,085,445
Anthony T. Meola 93,333,563 197,905 61,775 8,085,445
Bryan K. Segedi 93,093,728 439,366 60,149 8,085,445
Donald D. Snyder 90,369,346 3,164,849 59,048 8,085,445
Kenneth A. Vecchione 93,154,840 382,227 56,176 8,085,445

Proposal 2 Advisory (Non-Binding) Vote on Executive Compensation

The Company’s stockholders approved, on a non-binding advisory basis, executive compensation. The voting results were as follows:

VOTES FOR VOTES AGAINST ABSTENTIONS BROKER NON-VOTES
88,810,203 4,596,511 186,529 8,085,445

Proposal 3 Ratification of Auditor

The Company’s stockholders ratified the appointment of RSM US LLP as the Company’s independent auditor for the fiscal year ending December 31, 2025. The voting results were as follows:

VOTES FOR VOTES AGAINST ABSTENTIONS BROKER NON-VOTES
100,295,126 1,298,307 85,255

Item 9.01    Financial Statements and Exhibits

The following exhibits are being filed herewith:

(d) Exhibits.

Exhibit No. Description
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

WESTERN ALLIANCE BANCORPORATION
(Registrant)
/s/ Dale Gibbons
Dale Gibbons
Vice Chairman and
Chief Financial Officer
Date: June 11, 2025