JOF · Japan Smaller Capitalization Fund Inc

$12.82 +0.00 (+0.00%) At close · Sep 4

Market Cap

$352.47M

28.33M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 57

Total Value: $242,653,651

Total Shares: 20,598,784

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 57 13F filers · Δ vs Mar 31, 2026

Top Holder

21.8%

−1.5 pts

Top 5

80.6%

+0.7 pts

Top 10

89.5%

+0.0 pts

HHI

1,416

Broadly held−16

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +1

Institutional value: +1.8%

Shares held: -5.8%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid Saba Capital Management, L.P.	+346,975	1,948,781
Mid CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	+174,562	3,894,571
Small Bulldog Investors, LLP	+83,376	187,557
Large LAZARD ASSET MANAGEMENT LLC	+60,365	3,560,978
Small Pekin Hardy Strauss, Inc.	+47,136	281,705

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid 1607 Capital Partners, LLC	−860,491	2,724,109
Large Allspring Global Investments Holdings, LLC	−592,502	4,483,067
Mega MORGAN STANLEY	−246,176	289,647
Large Verition Fund Management LLC	−175,907	79,538
Micro Barry Investment Advisors, LLC	−58,007	57,510

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small FLAGSHIP HARBOR ADVISORS, LLC	162,571	$1,915,086
Large HRT FINANCIAL LP	42,242	$497,610
Mega CITADEL ADVISORS LLC	38,815	$457,240
Large READYSTATE ASSET MANAGEMENT LP	22,249	$262,093
Mid XTX Topco Ltd	16,076	$189,375

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Focus Partners Wealth	111,255	$1,212,679
Small BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	90,057	$981,621
Mid EVOLVE PRIVATE WEALTH, LLC	57,744	$629,409
Micro Hudson Portfolio Management LLC	50,781	$553,512
Mid Independent Advisor Alliance	19,800	$215,820

Filter: New 12 Increased 15 Reduced 14 Sold out 11 Unchanged 16

Showing 57 of 57

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Allspring Global Investments Holdings, LLC

$52,810,529

21.76%

4,483,067

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	4,483,067	$52,810,529	100.0%	Defined

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

$45,878,046

18.91%

3,894,571

LAZARD ASSET MANAGEMENT LLC

$41,948,320

17.29%

3,560,978

1607 Capital Partners, LLC

$32,090,004

13.22%

2,724,109

Saba Capital Management, L.P.

$22,956,640

9.46%

1,948,781

BANK OF AMERICA CORP /DE/

$5,221,991

2.15%

443,293

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOFA SECURITIES, INC.	443,293	$5,221,991	100.0%	Defined

Karpus Management, Inc.

$4,921,142

2.03%

417,754

Almitas Capital LLC

$4,551,497

1.88%

386,375

MORGAN STANLEY

$3,412,040

1.41%

289,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	2	$23	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	289,645	$3,412,017	100.0%	Defined

Pekin Hardy Strauss, Inc.

$3,318,484

1.37%

281,705

Mraz, Amerine & Associates, Inc.

$2,383,824

0.98%

202,362

Bulldog Investors, LLP

$2,209,421

0.91%

187,557

FLAGSHIP HARBOR ADVISORS, LLC

$1,915,086

0.79%

162,571

LPL Financial LLC

$1,775,104

0.73%

150,688

Altium Capital Management LLC

$1,771,853

0.73%

150,412

RAFFLES ASSOCIATES LP

$1,307,191

0.54%

110,967

RAYMOND JAMES FINANCIAL INC

$1,258,822

0.52%

106,861

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	102,375	$1,205,977	95.8%	Defined
Raymond James Financial Services Advisors, Inc.	4,486	$52,845	4.2%	Defined

CIBC WORLD MARKET INC.

$1,242,130

0.51%

105,444

Hara Capital LLC

$1,163,439

0.48%

98,764

Shaker Financial Services, LLC

$1,096,470

0.45%

93,079

Verition Fund Management LLC

$936,957

0.39%

79,538

CSS LLC/IL

$809,038

0.33%

68,679

Baird Financial Group, Inc.

$747,122

0.31%

63,423

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	63,423	$747,122	100.0%	Defined

BARD ASSOCIATES INC

$686,644

0.28%

58,289

Barry Investment Advisors, LLC

$677,467

0.28%

57,510

HRT FINANCIAL LP

$497,610

0.21%

42,242

Corient Private Wealth LLC

$495,938

0.20%

42,100

CITADEL ADVISORS LLC

$457,240

0.19%

38,815

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	38,815	$457,240	100.0%	Defined

Quantinno Capital Management LP

$425,258

0.18%

36,100

Dynamic Advisor Solutions LLC

$404,831

0.17%

34,366

DKM Wealth Management, Inc.

$400,531

0.17%

34,001

BEAM WEALTH ADVISORS, INC.

$288,610

0.12%

24,500

READYSTATE ASSET MANAGEMENT LP

$262,093

0.11%

22,249

Triasima Portfolio Management inc.

$256,804

0.11%

21,800

SAX WEALTH ADVISORS, LLC

$252,033

0.10%

21,395

INGALLS & SNYDER LLC

$235,600

0.10%

20,000

ROBERTS GLORE & CO INC /IL/

$207,716

0.09%

17,633

XTX Topco Ltd

$189,375

0.08%

16,076

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	16,076	$189,375	100.0%	Defined

Successful Portfolios LLC

$176,700

0.07%

15,000

Mills Wealth Advisors LLC

$151,054

0.06%

12,823

Sanctuary Advisors, LLC

$144,894

0.06%

12,300

WELLS FARGO & COMPANY/MN

$121,239

0.05%

10,292

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	10,292	$121,239	100.0%	Defined

North Ground Capital

$117,800

0.05%

10,000

OSAIC HOLDINGS, INC.

$108,187

0.04%

9,184

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	5,434	$64,012	59.2%	Defined
Osaic Advisory Services, LLC	3,750	$44,175	40.8%	Defined

PNC FINANCIAL SERVICES GROUP, INC.

$71,327

0.03%

6,055

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	6,055	$71,327	100.0%	Defined

Colonial Trust Advisors

$66,545

0.03%

5,649

Noble Wealth Management PBC

$53,010

0.02%

4,500

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$45,942

0.02%

3,900

Integrated Wealth Concepts LLC

$35,340

0.01%

3,000

United Financial Planning Group LLC

$32,984

0.01%

2,800

JPMORGAN CHASE & CO

$24,820

0.01%

2,107

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	2,107	$24,820	100.0%	Defined

US BANCORP \DE\

$17,964

0.01%

1,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	1,525	$17,964	100.0%	Other

Thomas J. Herzfeld Advisors, Inc.

$9,223

0.00%

783

Ancora Advisors LLC

$5,890

0.00%

500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA PRIVATE WEALTH ADVISORS, LLC	500	$5,890	100.0%	Sole

JONES FINANCIAL COMPANIES LLLP

$3,922

0.00%

333

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	333	$3,922	100.0%	Sole

HIGHLINE WEALTH PARTNERS LLC

$2,356

0.00%

200

ASSETMARK, INC

$1,554

0.00%

132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	11,435	$124,641	99.7%	Defined
Jane Street Global Trading, LLC	35	$381	0.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	10,321	$112,498	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	1,000	$10,900	100.0%	Defined

Key facts CIK 859796 CUSIP 47109U104 13F (30d) 40 filings 40 filers Visit website