PRINCIPAL SECURITIES, INC.
Broker-DealerPosition in SMAY — FT Vest U.S. Small Cap Moderate Buffer ETF - May
CIK 12600
DES MOINES, IA
All Filings in SMAY
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8 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2025-09-30 SMAY | $38,164 | 1,507 | Shares | Sole | 2025-11-12 | |
| 2025-06-30 SMAY | $36,122 | 1,507 | Shares | Sole | 2025-08-11 | |
| 2025-03-31 SMAY | $35,339 | 1,507 | Shares | Sole | 2025-04-30 | |
| 2024-12-31 SMAY | $37,358 | 1,507 | Shares | Sole | 2025-01-30 | |
| 2024-09-30 SMAY | $37,042 | 1,507 | Shares | Sole | 2024-10-28 | |
| 2024-06-30 SMAY | $35,158 | 1,507 | Shares | Sole | 2024-07-31 | |
| 2024-03-31 SMAY | $7,774 | 339 | Shares | Sole | 2024-05-10 | |
| 2023-12-31 SMAY | $7,463 | 339 | Shares | Sole | 2024-05-10 | |
| No filing history on record for this holder in this stock. | ||||||