SMAY · FT Vest U.S. Small Cap Moderate Buffer ETF - May ETF

$28.54 +0.06 (+0.21%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 44

Total Value: $23,677,389

Total Shares: 899,974

Institutional Ownership Trend

12 quarters

Holder Concentration

Across 44 13F filers · Δ vs Dec 31, 2025

Top Holder

12.8%

+1.3 pts

Top 5

47.8%

+10.2 pts

Top 10

70.7%

+14.3 pts

HHI

635

Broadly held+178

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -17

Institutional value: -45.1%

Shares held: -45.8%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Large Kestra Advisory Services, LLC	+11,393	36,117
Micro BFI Wealth Solutions, LLC	+8,563	39,438
Mega LPL Financial LLC	+4,302	69,854
Mid HARBOUR INVESTMENTS, INC.	+2,143	3,290
Micro Grantvest Financial Group LLC	+673	22,761

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Large OSAIC HOLDINGS, INC.	−126,195	64,030
Mid Advisory Services Network, LLC	−57,975	370
Large Cetera Investment Advisers	−48,846	99,950
Mid Ashton Thomas Private Wealth, LLC	−36,815	1,121
Micro Benson Wealth Management INC	−29,736	11,765

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	18,673	$491,267
Small KINTRA WEALTH, LLC	12,101	$318,365
Large Rockefeller Capital Management L.P.	1,545	$40,647
Small TWIN PEAKS WEALTH ADVISORS, LLC	1,286	$33,833

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Small Westwood Wealth Management	83,294	$2,162,895
Small SMART Wealth LLC	69,062	$1,793,332
Small Encompass More Asset Management	59,282	$1,539,375
Large COMMONWEALTH EQUITY SERVICES, LLC	57,437	$1,491,466
Mid NorthCrest Asset Manangement, LLC	38,516	$1,000,144

Filter: New 4 Increased 6 Reduced 21 Sold out 21 Unchanged 13

Showing 44 of 44

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MGO ONE SEVEN LLC SMAY

$3,022,851

12.77%

114,898

Cetera Investment Advisers SMAY

$2,629,584

11.11%

99,950

Lionshead Wealth Management, LLC SMAY

$2,135,185

9.02%

81,158

LPL Financial LLC SMAY

$1,837,788

7.76%

69,854

OSAIC HOLDINGS, INC. SMAY

$1,684,564

7.11%

64,030

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	60,775	$1,598,929	94.9%	Defined
Osaic Advisory Services, LLC	3,255	$85,635	5.1%	Defined

Cambridge Investment Research Advisors, Inc. SMAY

$1,512,793

6.39%

57,501

ENVESTNET ASSET MANAGEMENT INC SMAY

$1,156,648

4.89%

43,964

BFI Wealth Solutions, LLC SMAY

$1,037,574

4.38%

39,438

Kestra Advisory Services, LLC SMAY

$950,202

4.01%

36,117

RAYMOND JAMES FINANCIAL INC SMAY

$769,906

3.25%

29,264

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	12,260	$322,548	41.9%	Defined
Raymond James Financial Services Advisors, Inc.	17,004	$447,358	58.1%	Defined

Arkadios Wealth Advisors SMAY

$711,815

3.01%

27,056

Grantvest Financial Group LLC SMAY

$598,818

2.53%

22,761

SOA Wealth Advisors, LLC. SMAY

$499,344

2.11%

18,980

SUSQUEHANNA INTERNATIONAL GROUP, LLP SMAY

$491,267

2.07%

18,673

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	18,673	$491,267	100.0%	Other

FSB PREMIER WEALTH MANAGEMENT, INC. SMAY

$435,282

1.84%

16,545

FORTRESS PRIVATE LEDGER, LLC SMAY

$345,937

1.46%

13,149

Avidian Wealth Enterprises, LLC SMAY

$337,544

1.43%

12,830

Mariner, LLC SMAY

$328,862

1.39%

12,500

KINTRA WEALTH, LLC SMAY

$318,365

1.34%

12,101

Harvest Investment Services, LLC SMAY

$316,549

1.34%

12,032

Benson Wealth Management INC SMAY

$309,525

1.31%

11,765

Wood Tarver Financial Group, LLC SMAY

$303,027

1.28%

11,518

Foundations Investment Advisors, LLC SMAY

$261,695

1.11%

9,947

Integrated Wealth Concepts LLC SMAY

$222,705

0.94%

8,465

Sigma Planning Corp SMAY

$208,525

0.88%

7,926

Jaffetilchin Investment Partners, LLC SMAY

$203,473

0.86%

7,734

Pinnacle Wealth Planning Services, Inc. SMAY

$151,434

0.64%

5,756

Capital Analysts, LLC SMAY

$150,697

0.64%

5,728

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LINCOLN INVESTMENT PLANNING, LLC	1,409	$37,069	24.6%	Defined
Held directly	4,319	$113,628	75.4%	Defined

Geneos Wealth Management Inc. SMAY

$146,804

0.62%

5,580

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC SMAY

$108,603

0.46%

4,128

Steward Partners Investment Advisory, LLC SMAY

$96,764

0.41%

3,678

HARBOUR INVESTMENTS, INC. SMAY

$86,556

0.37%

3,290

Larson Financial Group LLC SMAY

$77,558

0.33%

2,948

Sunbelt Securities, Inc. SMAY

$41,515

0.18%

1,578

Rockefeller Capital Management L.P. SMAY

$40,647

0.17%

1,545

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	1,545	$40,647	100.0%	Defined

TWIN PEAKS WEALTH ADVISORS, LLC SMAY

$33,833

0.14%

1,286

Ashton Thomas Private Wealth, LLC SMAY

$29,492

0.12%

1,121

UBS Group AG SMAY

$18,968

0.08%

721

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	721	$18,968	100.0%	Defined

MORGAN STANLEY SMAY

$13,706

0.06%

521

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	521	$13,706	100.0%	Defined

Capital Investment Advisory Services, LLC SMAY

$13,154

0.06%

500

AE Wealth Management LLC SMAY

$11,286

0.05%

429

AMERIFLEX GROUP, INC. SMAY

$10,523

0.04%

400

Advisory Services Network, LLC SMAY

$9,734

0.04%

370

CWM, LLC SMAY

$6,287

0.03%

239