OPTIMUM INVESTMENT ADVISORS
Filing Date
Global Rank
#4,200
/ 8,045
▲ 35
· as of Sep 2025
Top Industry
Semiconductors
12.8%
3Y Alpha vs SPY
+33.6%
Period ended 11 months ago
Filed Oct 21, 2025 · 11mo
23 quarters · since Mar 2020
Clone Performance
Sep 2023–Apr 2026 · vs SPYHypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.
Cloned portfolio
+191.8%
SPY
+53.8%
Annualised alpha
+33.0%
Max drawdown
−18.3%
Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends. Captured split ratios restate closes onto one basis; only an unusable ratio can exclude earlier closes for that listing. It tracks 100% of reported value on average across 10 quarters.OPTIMUM INVESTMENT ADVISORS has stopped filing, so the simulation ends in Apr 2026 — where its last reported portfolio went stale — rather than trading that portfolio forward to today. Past performance does not predict future results.
Portfolio Concentration
451 tracked positions · as of Sep 30, 2025 · Δ vs Jun 30, 2025Top Position
10.1%
+2.2 pts
Top 5
32.1%
+2.6 pts
Top 10
42.8%
+2.4 pts
HHI
292
Diversified+52
Portfolio Trend
23 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2025| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 33.4% | $71,878,411 |
| Financial Services | 13.0% | $28,019,094 |
| Unclassified | 11.3% | $24,317,047 |
| Industrials | 10.3% | $22,057,080 |
| Communication Services | 7.7% | $16,485,834 |
| Healthcare | 7.2% | $15,392,126 |
| Consumer Cyclical | 5.8% | $12,544,634 |
| Consumer Defensive | 5.0% | $10,824,339 |
| Energy | 2.2% | $4,779,438 |
| Basic Materials | 1.5% | $3,127,269 |
| Real Estate | 1.4% | $3,099,479 |
| Utilities | 1.1% | $2,386,863 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GGN | GAMCO Global Gold, Natural Resources & Income Trust | +22,682 | 304,374 | $1,570,569 | |
| TEVA | Teva Pharmaceutical Industries Ltd | +17,475 | 17,715 | $357,843 | |
| TTD | Trade Desk, Inc. | +2,929 | 16,739 | $820,378 | |
| NML | Neuberger Energy Infrastructure & Income Fund Inc. | +2,300 | 143,910 | $1,254,895 | |
| EFC | Ellington Financial Inc. | +2,200 | 11,025 | $143,104 | |
| RGLD | Royal Gold Inc | +2,150 | 2,275 | $456,319 | |
| RITM | Rithm Capital Corp. | +2,000 | 3,000 | $34,170 | |
| COKE | Coca-Cola Consolidated, Inc. | +1,263 | 1,413 | $165,547 | |
| GLD | Spdr Gold Trust | +805 | 11,421 | $4,059,822 | |
| CPZ | Calamos Long/Short Equity & Dynamic Income Trust | +600 | 26,560 | $429,209 | |
| MBC | MasterBrand, Inc. | +600 | 5,100 | $67,167 | |
| D | Dominion Energy, Inc | +600 | 8,275 | $506,181 | |
| VEA | Vanguard FTSE Developed Markets ETF | +592 | 16,067 | $962,734 | |
| UBER | Uber Technologies, Inc | +564 | 6,265 | $613,782 | |
| ANET | Arista Networks, Inc. | +540 | 1,830 | $266,649 | |
| COF | Capital One Financial Corp | +486 | 1,186 | $252,119 | |
| AMZN | Amazon Com Inc | +462 | 19,113 | $4,196,641 | |
| O | Realty Income Corp | +400 | 2,200 | $133,738 | |
| FCX | Freeport-Mcmoran Inc | +300 | 2,350 | $92,167 | |
| LLY | ELI LILLY & Co | +247 | 265 | $202,195 | |
| FDUS | FIDUS INVESTMENT Corp | +235 | 20,628 | $417,923 | |
| COHR | Coherent Corp. | +195 | 3,127 | $336,840 | |
| SPY | Spdr S&P 500 ETF Trust | +143 | 23,146 | $15,419,402 | |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | +100 | 2,969 | $829,212 | |
| NOW | ServiceNow, Inc. | +100 | 350 | $322,098 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| IVZ | Invesco Ltd. | −52,902 | 1,600 | $36,704 | |
| VEU | Vanguard FTSE All-World Ex-US ETF | −13,879 | 2,633 | $187,917 | |
| INTC | Intel Corp | −3,720 | 13,928 | $467,284 | |
| DSL | DoubleLine Income Solutions Fund | −3,100 | 2,910 | $35,734 | |
| NVDA | Nvidia Corp | −3,000 | 83,830 | $15,641,001 | |
| VB | Vanguard Morningstar Small-Cap ETF | −2,424 | 3,370 | $856,923 | |
| S | SentinelOne, Inc. | −1,500 | 310 | $5,459 | |
| BMY | Bristol Myers Squibb Co | −1,445 | 14,401 | $649,485 | |
| PFE | Pfizer Inc | −1,200 | 20,164 | $513,778 | |
| SHOP | Shopify Inc. | −1,000 | 3,780 | $561,745 | |
| MPT | Medical Properties Trust Inc | −1,000 | 5,000 | $25,350 | |
| PAAS | Pan American Silver Corp | −1,000 | 306 | $11,851 | |
| GEHC | GE HealthCare Technologies Inc. | −1,000 | 283 | $21,253 | |
| CNI | Canadian National Railway Co | −900 | 667 | $62,898 | |
| ADM | Archer-Daniels-Midland Co | −808 | 1,100 | $65,714 | |
| NVO | Novo Nordisk A S | −700 | 2,250 | $124,852 | |
| NUV | Nuveen Municipal Value Fund Inc | −700 | 43,000 | $386,140 | |
| ENB | Enbridge Inc | −670 | 150 | $7,569 | |
| VTRS | Viatris Inc | −664 | 42 | $415 | |
| UPS | United Parcel Service Inc | −625 | 20,009 | $972,749 | |
| AAPL | Apple Inc. | −625 | 85,515 | $21,774,684 | |
| DHR | Danaher Corp /De/ | −550 | 3,400 | $674,084 | |
| CRDO | Credo Technology Group Holding Ltd | −550 | 1,400 | $203,854 | |
| WPC | W. P. Carey Inc. | −537 | 3,370 | $227,710 | |
| XOM | ExxonMobil Holdings Corp | −520 | 7,894 | $890,048 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
12 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SMR | NUSCALE POWER Corp | 7,063 | $254,268 | |
| PSN | Parsons Corp | 2,786 | $231,015 | |
| CMCL | Caledonia Mining Corp Plc | 1,500 | $54,315 | |
| AU | AngloGold Ashanti PLC | 500 | $35,165 | |
| VISN | Vistance Networks, Inc. | 500 | $7,740 | |
| DNP | Dnp Select Income Fund Inc | 500 | $5,005 | |
| PSKY | Paramount Skydance Corp | 250 | $4,730 | |
| QUBT | Quantum Computing Inc. | 200 | $3,682 | |
| MFG | Mizuho Financial Group Inc | 500 | $3,350 | |
| NTLA | Intellia Therapeutics, Inc. | 50 | $863 | |
| GLIBA | Liberty Capital Corp/NV | 21 | $783 | |
| ETHA | iShares Ethereum Trust ETF | 400 | $0 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| AAXJ | iShares MSCI All Country Asia ex Japan ETF | 147,148 | $12,039,749 | |
| BILZ | PIMCO Ultra Short Government Active ETF | 76,223 | $3,963,993 | |
| AIEQ | Amplify AI Powered Equity ETF | 20,745 | $1,415,046 | |
| ABI | VictoryShares Pioneer Asset-Based Income ETF | 7,952 | $1,105,548 | |
| EDV | Vanguard World Funds Extended Duration ETF | 10,741 | $957,189 | |
| FNDA | Schwab Fundamental U.S. Small Company ETF | 37,110 | $935,935 | |
| BSCA | Invesco BulletShares 2036 Corporate Bond ETF | 37,685 | $790,630 | |
| XLBI | State Street Materials Select Sector SPDR Premium Income ETF | 10,987 | $789,119 | |
| BWX | State Street SPDR Bloomberg International Treasury Bond ETF | 8,978 | $734,581 | |
| AFK | VanEck Africa Index ETF | 12,750 | $596,217 | |
| BKF | iShares MSCI BIC ETF | 8,764 | $540,053 | |
| ACES | ALPS Clean Energy ETF | 11,003 | $504,040 | |
| CWI | State Street SPDR MSCI ACWI ex-US ETF | 3,647 | $283,128 | |
| BIL | State Street SPDR Bloomberg 1-3 Month T-Bill ETF | 5,085 | $267,481 | |
| AGGY | WisdomTree Yield Enhanced U.S. Aggregate Bond Fund | 6,804 | $264,964 | |
| BIV | Vanguard Intermediate-Term Bond ETF | 2,824 | $199,026 | |
| STT | State Street Corp | 3,673 | $192,355 | |
| ANEW | ProShares MSCI Transformational Changes ETF | 3,017 | $134,554 | |
| AAPD | Direxion Shares ETF Trust Direxion Daily AAPL Bear 1X ETF | 7,625 | $129,451 | |
| AOA | iShares Core 80/20 Aggressive Allocation ETF | 2,309 | $125,563 | |
| IVOG | Vanguard S&P Mid-Cap 400 Growth ETF | 1,000 | $104,980 | |
| CAAA | First Trust AAA CMBS ETF | 1,900 | $93,594 | |
| BBAG | JPMorgan BetaBuilders U.S. Aggregate Bond ETF | 1,605 | $91,175 | |
| EOG | Eog Resources Inc | 600 | $71,766 | |
| AAAP | Pacer Barings CLO Market Flex ETF | 1,700 | $67,685 | |
| No positions match the current search. | ||||
451 tracked positions ·
$214,911,614 total
· filing declares
613 positions · $252,057,521
· as of Sep 30, 2025
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 451 positions by value
· page 1 of 10
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 85,515 | $21,774,684 | 10.13% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 83,830 | $15,641,001 | 7.28% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 23,146 | $15,419,402 | 7.17% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 16,248 | $8,415,651 | 3.92% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 31,363 | $7,634,797 | 3.55% | |
| COST |
Costco Wholesale Corp /New
Consumer Defensive
|
Held | 5,828 | $5,394,571 | 2.51% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Held | 6,557 | $4,815,329 | 2.24% | |
| AVGO |
Broadcom Inc.
Technology
|
Held | 13,743 | $4,533,953 | 2.11% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 19,113 | $4,196,641 | 1.95% | |
| ORCL |
Oracle Corp
Technology
|
Reduced | 14,443 | $4,061,949 | 1.89% | |
| GLD |
Spdr Gold Trust
|
Added | 11,421 | $4,059,822 | 1.89% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 11,946 | $3,768,126 | 1.75% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Held | 13,277 | $3,074,156 | 1.43% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Held | 27,246 | $2,807,972 | 1.31% | |
| MA |
Mastercard Inc
Financial Services
|
Held | 4,765 | $2,710,379 | 1.26% | |
| BBVA |
Banco Bilbao Vizcaya Argentaria, S.A.
Financial Services
|
Held | 137,603 | $2,648,857 | 1.23% | |
| FIX |
Comfort Systems USA Inc
Industrials
|
Added | 3,088 | $2,548,155 | 1.19% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Reduced | 7,185 | $2,480,980 | 1.15% | |
| RTX |
RTX Corp
Industrials
|
Reduced | 12,691 | $2,123,585 | 0.99% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 4,085 | $2,053,692 | 0.96% | |
| GEV |
GE Vernova Inc.
Industrials
|
Added | 3,237 | $1,990,431 | 0.93% | |
| GS |
Goldman Sachs Group Inc
Financial Services
|
Reduced | 2,445 | $1,947,075 | 0.91% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 4,021 | $1,918,620 | 0.89% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Held | 25,821 | $1,766,672 | 0.82% | |
| GGN |
GAMCO Global Gold, Natural Resources & Income Trust
Financial Services
|
Added | 304,374 | $1,570,569 | 0.73% | |
| GILD |
Gilead Sciences, Inc.
Healthcare
|
Held | 14,120 | $1,567,320 | 0.73% | |
| LMT |
Lockheed Martin Corp
Industrials
|
Held | 3,017 | $1,506,116 | 0.70% | |
| QCOM |
Qualcomm Inc/De
Technology
|
Reduced | 9,026 | $1,501,565 | 0.70% | |
| PWR |
Quanta Services, Inc.
Industrials
|
Reduced | 3,336 | $1,382,505 | 0.64% | |
| IESC |
IES Holdings, Inc.
Industrials
|
Held | 1,715 | $1,363,939 | 0.63% | |
| NVMI |
Nova Ltd.
Technology
|
Reduced | 4,100 | $1,310,606 | 0.61% | |
| LRCX |
Lam Research Corp
Technology
|
Held | 9,700 | $1,298,830 | 0.60% | |
| NML |
Neuberger Energy Infrastructure & Income Fund Inc.
Financial Services
|
Added | 143,910 | $1,254,895 | 0.58% | |
| DHI |
Horton D R Inc /De/
Consumer Cyclical
|
Held | 7,330 | $1,242,215 | 0.58% | |
| V |
Visa Inc.
Financial Services
|
Reduced | 3,360 | $1,147,036 | 0.53% | |
| EPD |
Enterprise Products Partners L.P.
Energy
|
Held | 34,846 | $1,089,634 | 0.51% | |
| MCK |
Mckesson Corp
Healthcare
|
Held | 1,400 | $1,081,556 | 0.50% | |
| PHYS |
Sprott Physical Gold Trust
Financial Services
|
Held | 35,700 | $1,057,434 | 0.49% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Held | 3,473 | $1,055,409 | 0.49% | |
| NFLX |
Netflix Inc
Communication Services
|
Held | 876 | $1,050,253 | 0.49% | |
| APH |
Amphenol Corp /De/
Technology
|
Held | 4,203 | $1,040,242 | 0.48% | |
| ITW |
Illinois Tool Works Inc
Industrials
|
Held | 3,850 | $1,003,926 | 0.47% | |
| SHW |
Sherwin Williams Co
Basic Materials
|
Reduced | 2,880 | $997,228 | 0.46% | |
| ICE |
Intercontinental Exchange, Inc.
Financial Services
|
Reduced | 5,874 | $989,651 | 0.46% | |
| UPS |
United Parcel Service Inc
PUT
+ SHARES
Industrials
|
Reduced | 20,009 | $972,749 | 0.45% | |
| DE |
Deere & Co
Industrials
|
Added | 2,125 | $971,677 | 0.45% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 16,067 | $962,734 | 0.45% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Added | 5,880 | $951,325 | 0.44% | |
| UNP |
Union Pacific Corp
Industrials
|
Reduced | 3,947 | $932,952 | 0.43% | |
| DIS |
Walt Disney Co
Communication Services
|
Held | 7,848 | $898,596 | 0.42% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.